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<title>Tom Slee</title>
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<item>
  <title>Simple Simulations of Ridehail Traffic and Trips</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/uncertainties/ridehail-simulation/</link>
  <description><![CDATA[ 





<section id="introduction" class="level1" data-number="1">
<h1 data-number="1"><span class="header-section-number">1</span> Introduction</h1>
<p>Discussion about how Uber and other Platform Transit Companies (PTCs) should fit into the city transit landscape is vigorous but often hampered by lack of reliable data.</p>
<p>Some individual researchers have been granted privileged access to company data, have been commissioned to carry out research, or have been compensated for their work. Research carried out under these conditions is not replicable and is fraught with conflicts of interest.</p>
<p>Some cities have negotiated or required access to ridehail data from PTCs, but that data is not always accessible to the broader public. In those few cases where cities do make data public, most prominently Chicago <span class="citation" data-cites="cityofchicago2022">(City of Chicago 2022)</span> and New York City <span class="citation" data-cites="newyorkcityopendata2022">(New York City Open Data 2022)</span>, key elements are missing, such as the time that drivers spend on the platform but without a trip.</p>
<p>This paper attempts to compensate for the lack of reliable data. It presents a set of simple computer simulations of ridehail traffic and trips in a city, which can be calibrated against broad aggregate data that is more widely available than detailed statistics. The models simulate a number ridehail vehicles driving around a city, being assigned trip requests, picking up passengers and dropping them off at their destinations. They are intended to be as simple as possible while still capturing the essential characteristics of a ridehail system.</p>
<p>The simplest simulation is defined solely by the size of the city, the average trip duration, the number of vehicles (supply), and the rate of trip requests (demand). The results enable the relationships among these parameters, as well as wait times and vehicle utilization rates, to be explored. Extensions account for uneven trip distributions, and equilibration of supply under price changes.</p>
<p>The simulation approach has several goals:</p>
<ul>
<li><p>To check intuition-based claims. Some policy discussions have led to talk at cross purposes with different unstated assumptions underlying rival claims, such as the relationship between the number of idle drivers and wait times or the effect of price changes on driver incomes. Both of these are discussed below.</p></li>
<li><p>To ask “what if?” questions that may provide insights into the trade-offs faced by platform companies, municipal governments, drivers and passengers. Toronto is used as a laboratory for these questions.</p></li>
<li><p>To enable comparison of the ridehail experience among cities, which is easier with a simple model independent of specific geography and road layout.</p></li>
</ul>
</section>
<section id="methods" class="level1" data-number="2">
<h1 data-number="2"><span class="header-section-number">2</span> Methods</h1>
<p>The ridehail simulations have three components, each of which is described below:</p>
<ul>
<li><p>A geographical area. This is called a <em>City</em>, as most discussions about ridehail systems have focused on cities as the unit of comparison, but it need not be an actual “city”.</p></li>
<li><p>Vehicles. These drive around the city, respond to trip requests, and carry passengers from the trip origin to the trip destination.</p></li>
<li><p>Trips. These start as trip requests, and have an origin and destination within the city.</p></li>
</ul>
<section id="city" class="level2" data-number="2.1">
<h2 data-number="2.1" class="anchored" data-anchor-id="city"><span class="header-section-number">2.1</span> Cities</h2>
<p>A city is a square grid of identical streets, creating uniformly-sized “blocks”.</p>
<p>The square is, “wrapped”, so that a vehicle going off the top of the city appears at the bottom, and a vehicle going off the right of the city appears on the left (topologically, it is a torus). This is not as unrealistic as it may first appear: in the real world, drivers are not bound by city boundaries: some trips begin inside the city and finish outside, while others start outside and terminate inside the boundaries. The “wrapped” layout can be thought of as an area with a constant population of vehicles, sustained through a flux of vehicles leaving and entering through the edges of the area under consideration.</p>
<div id="fig-1" class="quarto-float quarto-figure quarto-figure-center anchored" data-fig-align="center">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-1-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<img src="https://tomslee.net/uncertainties/ridehail-simulation/fig1.png" class="img-fluid quarto-figure quarto-figure-center figure-img" style="width:50.0%">
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-1-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;1: A City in the simulation is simply a square of uniform streets, with C blocks on each side.
</figcaption>
</figure>
</div>
<p>In this simplest model of a city, all locations are identical.</p>
<p>The unit of travel is a single block. A block may be thought of as a distance, a time, or a combination of the two. It is often taken as a minute of travel time, but this is not a requirement.</p>
</section>
<section id="vehicles" class="level2" data-number="2.2">
<h2 data-number="2.2" class="anchored" data-anchor-id="vehicles"><span class="header-section-number">2.2</span> Vehicles</h2>
<p>Vehicles all drive at the same constant speed, and each vehicle is always in one of three “phases”, which are commonly used in discussions of ridehail systems.</p>
<ul>
<li><p>In phase <img src="https://latex.codecogs.com/png.latex?P1">, the driver is logged into a ridehail app, their vehicle is available for the platform to assigned it to trips, but they do not have an assigned trip. In this phase the vehicle drives randomly around the city. Vehicles in <em>P1</em> are also sometimes called “idle” or “available” for trip requests.</p></li>
<li><p>In phase <img src="https://latex.codecogs.com/png.latex?P2">, the platform has assigned a vehicle to a trip, the vehicle has accepted the assignment, and it drives towards the trip origin by the shortest route to pick up the passenger. This route may involve going “off the edge” of the city and appearing at the opposite side. <em>P2</em> is sometimes called <em>en route</em> to picking up the passenger.</p></li>
<li><p>In phase <img src="https://latex.codecogs.com/png.latex?P3">, a vehicle has picked up one or more passengers and is driving by the shortest route to the destination.</p></li>
</ul>
<p>Once a trip is complete, the vehicle returns to <img src="https://latex.codecogs.com/png.latex?P1">, waiting for the next trip request.</p>
<p>These phases are related to other terms common in the industry. The combination of <img src="https://latex.codecogs.com/png.latex?P1"> and <img src="https://latex.codecogs.com/png.latex?P2"> phases, when a driver has no passenger in the car, is sometimes referred to as <em>deadheading</em> time. The combination of <img src="https://latex.codecogs.com/png.latex?P2"> and <img src="https://latex.codecogs.com/png.latex?P3"> phases, when a driver is assigned to a trip (and is either <em>en route</em> or with a passenger), is sometimes called <em>engaged time</em>. Evaluated across the whole driver population, the proportion of time drivers spend in <img src="https://latex.codecogs.com/png.latex?P3"> is also called the <em>utilization rate</em> for the system. In this article, the proportion of time drivers spend in <img src="https://latex.codecogs.com/png.latex?P1"> is called the <em>excess supply</em> of the system.</p>
</section>
<section id="trips" class="level2" data-number="2.3">
<h2 data-number="2.3" class="anchored" data-anchor-id="trips"><span class="header-section-number">2.3</span> Trips</h2>
<p>Each trip has an <em>origin</em> and a <em>destination</em>. In the simplest simulation, each is chosen randomly from intersections in the city, except that the two locations cannot be the same.</p>
<p>From the passenger’s point of view, trip time is in one of two phases: <em>waiting</em> or <em>traveling</em>. For randomly-selected trip origins and destinations, the average trip length <img src="https://latex.codecogs.com/png.latex?L"> in a city with <img src="https://latex.codecogs.com/png.latex?C"> blocks along each side is <img src="https://latex.codecogs.com/png.latex?C/2">.</p>
<p>The simulations focus entirely on “UberX-like” systems in which each vehicle takes only one trip at a time. The trip may represent one passenger or a group of passengers, but does not include “shared trips” with multiple stops, such as the Uber Pool service (now “UberX Share”) where passengers request trips separately but share a vehicle for some portion of the trip. Ridehail operators have repeatedly tried to introduce such systems but, even before Covid, they made up a small portion of the total trips, and even when a passenger requested an “Uber Pool” trip they often ended up not sharing the vehicle <span class="citation" data-cites="policyinnovationtransportationservices2019">(Policy &amp; Innovation Transportation Services 2019)</span>.</p>
<p>The “wait time” used here (<img src="https://latex.codecogs.com/png.latex?W">) is the time between placing a trip request and setting off to the destination. This measure is different to that commonly used by Uber. With wait time defined as it is here, all the time of a trip (from request to arrival at the destination) is assigned to either waiting or travelling. For Uber, the wait time is the time elapsed until the driver appears at the location, but that leaves an unassigned “grey zone” period between driver arrival and the start of the trip, which may include time for the passenger to come out onto the street, time to find the vehicle (or for the driver to pick out the passenger), to possibly put luggage in the trunk, and to get in the vehicle. Uber currently (April 30, 2023) does not allow drivers to cancel a trip until they have waited 5 minutes,<span class="citation" data-cites="uberinc.2023">(Uber, Inc. 2023)</span> so this “grey zone” can be a substantial portion of the total trip time. Unless otherwise stated, “wait time” refers to the model-based time, not the Uber-reported time.</p>
</section>
<section id="the-simulation" class="level2" data-number="2.4">
<h2 data-number="2.4" class="anchored" data-anchor-id="the-simulation"><span class="header-section-number">2.4</span> Simulations</h2>
<p>Each simulation is a sequence of moves. In each move, vehicles travel one block, from one intersection to the next. A typical move involves the following events:</p>
<ul>
<li><p>Any new trip requests are generated.</p></li>
<li><p>Available vehicles are assigned to trips. The trip is assigned to the nearest available vehicle in <img src="https://latex.codecogs.com/png.latex?P1">, and if there are multiple vehicles at the same distance from the trip origin, one is selected at random. Vehicles always accept trip assignments.</p></li>
<li><p>Vehicles move from one intersection to the next. Each vehicle chooses a direction and moving a block to the next intersection. For vehicles in <img src="https://latex.codecogs.com/png.latex?P1">, the direction is random; for vehicles in <img src="https://latex.codecogs.com/png.latex?P2"> and <img src="https://latex.codecogs.com/png.latex?P3">, the direction is towards the trip origin or destination, as applicable.</p></li>
<li><p>Any trip that reaches its destination terminates.</p></li>
</ul>
<div id="fig-2" class="quarto-float quarto-figure quarto-figure-center anchored">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-2-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<img src="https://tomslee.net/uncertainties/ridehail-simulation/fig2.png" class="img-fluid figure-img" style="width:70.0%">
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-2-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;2: A city of 20 by 20 blocks, showing 160 vehicles (triangles) in phases <img src="https://latex.codecogs.com/png.latex?P1"> (red), <img src="https://latex.codecogs.com/png.latex?P2"> (orange), and <img src="https://latex.codecogs.com/png.latex?P3"> (green). The red diamonds are trip origins, and the green circles are trip destinations.
</figcaption>
</figure>
</div>
<p>Figure&nbsp;2 illustrates a simulation in progress. At the end of each move, the simulation records and optionally plots the state of each vehicle and statistics about the overall system (fraction of vehicles in each phase, for example).</p>
<p>This framework is sufficient to simulate a city with a fixed supply of vehicles, and fixed demand (rate of requests). For some of the results below, this is all that is needed. For some other topics, the simulation has to be extended.</p>
</section>
<section id="identities" class="level2" data-number="2.5">
<h2 data-number="2.5" class="anchored" data-anchor-id="identities"><span class="header-section-number">2.5</span> Identities</h2>
<p>With the trip and vehicle phases defined as they are here, there are two identities that are always obeyed by simulations that establish a steady state.</p>
<p>The first identity says that the time that vehicles spend with passengers on board is the same as the time that passengers spend riding in vehicles</p>
<p><span id="eq-NP3"><img src="https://latex.codecogs.com/png.latex?%0AN%20%5Ctimes%20P3%20=%20D%20%5Ctimes%20L%0A%5Ctag%7B1%7D"></span></p>
<p>where:</p>
<ul>
<li><p><img src="https://latex.codecogs.com/png.latex?N"> is the number of vehicles, which represents the supply of vehicles</p></li>
<li><p><img src="https://latex.codecogs.com/png.latex?P3"> is the fraction of time vehicles have passengers</p></li>
<li><p><img src="https://latex.codecogs.com/png.latex?D"> is the rate of trip requests, which represents the demand for trips</p></li>
<li><p><img src="https://latex.codecogs.com/png.latex?L"> is the average trip duration.</p></li>
</ul>
<p>A second identity says that, again as long as the system is in a steady state, the time vehicles spend <em>en route</em> to trip origins is the same as the time passengers spend waiting to be picked up.</p>
<p><span id="eq-NP2"><img src="https://latex.codecogs.com/png.latex?%0AN%20%5Ctimes%20P2%20=%20D%20%5Ctimes%20W%0A%5Ctag%7B2%7D"></span></p>
<p>where:</p>
<ul>
<li><p><img src="https://latex.codecogs.com/png.latex?P2"> is the fraction of time vehicles spend <em>en route</em> to picking up passengers</p></li>
<li><p><img src="https://latex.codecogs.com/png.latex?W"> is the average wait time.</p></li>
</ul>
</section>
<section id="extensions" class="level2" data-number="2.6">
<h2 data-number="2.6" class="anchored" data-anchor-id="extensions"><span class="header-section-number">2.6</span> Regions</h2>
<p>The spirit of the simulations is to be as simple as possible, so that they can be calibrated using the very limited high-level public data available and so that they can be used comparatively. However, two extensions are necessary for some applications.</p>
<p>Many cities have a central “downtown” zone where the demand for ridehail traffic is high, surrounded by suburban areas where demand is lower. For example, 60% of trips in Metro Toronto originate within “Old Toronto” and East York, even though these two make up less than 20% of the total Metro area. This inhomogeneity is built into the model as two <em>zones</em>. A central zone has sides <img src="https://latex.codecogs.com/png.latex?C/2"> (so, one quarter of the city’s area) and has a higher rate of trip requests than the surrounding area, as shown in Figure&nbsp;3 below. The trip destinations remain randomly distributed around the whole city. With an inhomogeneity of zero, the central zone is the same as the rest, with an inhomogeneity of one all trip requests take place in the central zone. In this way, and in the spirit of keeping the model as simple and parsimonious as possible, a single inhomogeneity parameter between zero and one captures the two zones.</p>
<div id="fig-3" class="quarto-float quarto-figure quarto-figure-center anchored">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-3-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<img src="https://tomslee.net/uncertainties/ridehail-simulation/fig3.png" class="img-fluid figure-img" style="width:50.0%">
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-3-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;3: The red dots show the origin of trips in a small “two-zone” city if eight blocks. The central area has a higher demand than outlying suburbs.
</figcaption>
</figure>
</div>
<p>The second extension, discussed in the section on Engaged Time standards below, is to allow vehicles to enter and leave the system in response to price and demand.</p>
<p>The use of random locations for trip destinations implies an average trip length of <img src="https://latex.codecogs.com/png.latex?C/2"> (regardless of inhomogeneity). To model an area where the average trip length may differ from this, a maximum trip length can be set, with trips distributed randomly over intersections within that distance.</p>
</section>
<section id="implementation" class="level2" data-number="2.7">
<h2 data-number="2.7" class="anchored" data-anchor-id="implementation"><span class="header-section-number">2.7</span> Implementations</h2>
<p>The simulation is implemented in the Python programming language, and the code is available on GitHub at <a href="https://github.com/tomslee/ridehail" class="uri">https://github.com/tomslee/ridehail</a>. It can be run as a desktop application from a command line (tested on Windows and on Linux) and a subset can be explored more interactively online at the <a href="../../ridehail/lab/">Ridehail Lab</a>.</p>
<p>Simulations using the desktop application are controlled by a configuration file, which at its simplest specifies the size of the city (number of blocks on each side), the base demand rate (number of trip requests each move), and the number of vehicles. Currently there are almost 50 configuration parameters governing (beyond the basic simulation), logging, animation, sequence, equilibration, shocks and more.</p>
<p>A subset of the simulations is also available on the web at the <a href="../../ridehail/lab/">Ridehail Lab</a>, where the configuration is set in the browser. The simulations run in the browser (not at a server), using the Pyodide python distribution <span class="citation" data-cites="thepyodidedevelopmentteam2022">(The Pyodide development team 2022)</span>, using the same underlying code as the desktop but with different configuration and animation options. The web site is currently a playground or laboratory, which allows experimentation but does not provide a way to save results. All results in this paper are taken from desktop simulations.</p>
</section>
<section id="justifications" class="level2" data-number="2.8">
<h2 data-number="2.8" class="anchored" data-anchor-id="justifications"><span class="header-section-number">2.8</span> Justifications</h2>
<p>The simulations are obviously dramatic simplifications of reality. There is no treatment of cancelled trips, no distinctions among drivers, no consideration of information asymmetries and special driver incentives, or of many other factors that go to make up the complex world of ridehailing. The distribution of trip durations is roughly normal, which is different from the actual distribution. Most simulations are run with no account taken for different driver speed when idle compared to when engaged on a trip.</p>
<p>In some ways this oversimplification is a strength: there is so little public data available regarding the specifics of ridehail markets that any more complex model would be overfitted. Many published reports and papers have relied either on access to Uber’s data or on driver surveys to collect data. The former has obvious conflict of interest problems and the latter is always going to be partial. The challenge, in fact, is to find enough reliable data to calibrate even this simplified model against reality.</p>
<p>A second benefit is that by having a small number of parameters we can address some of the questions asked in public and policy circles, which relate to overall gross features of the system. How does wait time depend on demand? What are the likely consequences of a price increase? More generally, how to the basic variables of the system affect each other. Finally, a simple model should allow comparison among cities, based on their values of the basic parameters.</p>
</section>
</section>
<section id="simulating-ridehail-in-toronto" class="level1" data-number="3">
<h1 data-number="3"><span class="header-section-number">3</span> Ridehail in Toronto</h1>
<p>The ridehail market in Metropolitan Toronto was chosen as a test arena. The city has released important data in a 2019 study by the City of Toronto <span class="citation" data-cites="policyinnovationtransportationservices2019">(Policy &amp; Innovation Transportation Services 2019)</span> and an update in 2021 <span class="citation" data-cites="policyinnovationtransportationservices2021">(Policy &amp; Innovation Transportation Services 2021)</span>, here called <em>Toronto 2019</em> and <em>Toronto 2021</em>, which provide a valuable set of high-level data that can help validate the simulation approach.</p>
<p>Metro Toronto has a population of 3 million people. It consists of the City of Toronto and surrounding urban areas (Scarborough, Etobicoke, York, East York, and North York and is intermediate in size between the old City of Toronto and the Greater Toronto Area (population 6 million). Metro Toronto (henceforth just “Toronto”) has an area of 630 square kilometres. For the purposes of these simulations, Metro Toronto is considered as a square, with sides of 25 km and hence an area of 625 km^2.</p>
<section id="reference-values" class="level2" data-number="3.1">
<h2 data-number="3.1" class="anchored" data-anchor-id="reference-values"><span class="header-section-number">3.1</span> Reference values</h2>
<p>In <em>Toronto 2021</em>, the authors chose Thursday Feb 6, 2020 as a representative day to assess the overall state of ridehail in Toronto, pre-pandemic (p25). The first question we ask is: can the model reproduce important aspects of this day?</p>
<p>Although the date is now three years in the past, any reference to “Toronto” here implies “Toronto on February 6, 2020”. Relevant statistics from this study are shown in Table&nbsp;1.</p>
<div id="tbl-reference-values" class="quarto-float quarto-figure quarto-figure-center anchored">
<figure class="quarto-float quarto-float-tbl figure">
<figcaption class="quarto-float-caption-top quarto-float-caption quarto-float-tbl" id="tbl-reference-values-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Table&nbsp;1: Statistics for Uber trips in Toronto on Feb 6, 2020. The values come from the City of Toronto study on platform transit companies. The average vehicle speed comes from correspondence with the authors.
</figcaption>
<div aria-describedby="tbl-reference-values-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<table class="caption-top table">
<thead>
<tr class="header">
<th>Quantity</th>
<th style="text-align: right;">Value</th>
</tr>
</thead>
<tbody>
<tr class="odd">
<td>Trips completed (D)</td>
<td style="text-align: right;">193,902 (135/min)</td>
</tr>
<tr class="even">
<td>Average trip length (L)</td>
<td style="text-align: right;">8.13km</td>
</tr>
<tr class="odd">
<td>Average vehicle speed (v)</td>
<td style="text-align: right;">31 km/h</td>
</tr>
<tr class="even">
<td>Percent of time: Period 1 (available for trip)</td>
<td style="text-align: right;">40.5%</td>
</tr>
<tr class="odd">
<td>Percent of time: Period 2 (en-route to pick-up)</td>
<td style="text-align: right;">11.2%</td>
</tr>
<tr class="even">
<td>Percent of time: Period 3 (with passenger)</td>
<td style="text-align: right;">48.3%</td>
</tr>
<tr class="odd">
<td>Active vehicles per hour</td>
<td style="text-align: right;">6200</td>
</tr>
</tbody>
</table>
</div>
</figure>
</div>
<p>There is a regular churn of active vehicles, so the reported number of active vehicles, which is the total number recorded in a given hour, overestimates the number on the streets at any one time. Using the distribution of vehicle hours from the <em>Toronto 2021</em> report suggests that 40% of all vehicles will leave during any given hour. To maintain a steady volume of traffic a corresponding number will enter. The number of active vehicles at any one time is therefore more like 6200 * 100 / 140 = 4400.</p>
<p>We demand that the numbers fit Equation&nbsp;1. After these adjustments we take the values in Table&nbsp;2 as reference values:</p>
<div id="tbl-reference-2" class="quarto-float quarto-figure quarto-figure-center anchored">
<figure class="quarto-float quarto-float-tbl figure">
<figcaption class="quarto-float-caption-top quarto-float-caption quarto-float-tbl" id="tbl-reference-2-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Table&nbsp;2: Reference values for an average hour of ridehail traffic in Toronto on Feb 6, 2020.
</figcaption>
<div aria-describedby="tbl-reference-2-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<table class="caption-top table">
<colgroup>
<col style="width: 70%">
<col style="width: 10%">
<col style="width: 18%">
</colgroup>
<thead>
<tr class="header">
<th>Quantity</th>
<th style="text-align: center;">Symbol</th>
<th style="text-align: right;">Value</th>
</tr>
</thead>
<tbody>
<tr class="odd">
<td>Average number of active vehicles</td>
<td style="text-align: center;"><img src="https://latex.codecogs.com/png.latex?N"></td>
<td style="text-align: right;">4500</td>
</tr>
<tr class="even">
<td>Demand (trip requests per minute)</td>
<td style="text-align: center;"><img src="https://latex.codecogs.com/png.latex?D"></td>
<td style="text-align: right;">135 per minute</td>
</tr>
<tr class="odd">
<td>Average trip duration</td>
<td style="text-align: center;"><img src="https://latex.codecogs.com/png.latex?L"></td>
<td style="text-align: right;">16 minutes</td>
</tr>
<tr class="even">
<td>Percent of time: Period 1 (available for trip)</td>
<td style="text-align: center;"><img src="https://latex.codecogs.com/png.latex?P1"></td>
<td style="text-align: right;">40.5%</td>
</tr>
<tr class="odd">
<td>Percent of Percent of time: Period 2 (en-route to pick-up)</td>
<td style="text-align: center;"><img src="https://latex.codecogs.com/png.latex?P2"></td>
<td style="text-align: right;">11.2%</td>
</tr>
<tr class="even">
<td>Percent of time: Period 3 (with passenger)</td>
<td style="text-align: center;"><img src="https://latex.codecogs.com/png.latex?P3"></td>
<td style="text-align: right;">48.3%</td>
</tr>
<tr class="odd">
<td>Average wait time</td>
<td style="text-align: center;"><img src="https://latex.codecogs.com/png.latex?W"></td>
<td style="text-align: right;">3.7 minutes</td>
</tr>
<tr class="even">
<td>Average wait fraction</td>
<td style="text-align: center;"><img src="https://latex.codecogs.com/png.latex?W%20/%20L"></td>
<td style="text-align: right;">0.23</td>
</tr>
</tbody>
</table>
</div>
</figure>
</div>
</section>
<section id="calibration-i-supply-demand-and-utilization-rate" class="level2" data-number="3.2">
<h2 data-number="3.2" class="anchored" data-anchor-id="calibration-i-supply-demand-and-utilization-rate"><span class="header-section-number">3.2</span> Calibration I: supply, demand, and utilization rate</h2>
<p>At 31 km/hour, it takes 48 minutes to cross the city. In the simulation Toronto is represented as a 48 by 48 grid, so that each block represents a minute of travel. Trips start and finish at random locations but with a maximum duration of 32 minutes, which yields an average duration of 16 minutes to match the observed duration. The demand for trips was fixed at the observed average value of 135 trips per minute.</p>
<div id="fig-toronto-homogeneous" class="quarto-float quarto-figure quarto-figure-center anchored">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-toronto-homogeneous-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<img src="https://tomslee.net/uncertainties/ridehail-simulation/toronto_calibration_homogeneous.png" class="img-fluid figure-img">
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-toronto-homogeneous-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;4: First calibration of Toronto ridehail simulation: homogeneous model
</figcaption>
</figure>
</div>
<p>Figure&nbsp;4 shows the results of a sequence of simulations, in which the number of vehicles <img src="https://latex.codecogs.com/png.latex?N"> is varied from 2000 to 7,000. For each value of <img src="https://latex.codecogs.com/png.latex?N">, a simulation of 500 blocks duration was carried out, with the results averaged over the final 100 blocks. The time for each simulation depends on the number of vehicles: for 5000 vehicles the simulation takes about 15 minutes on a Dell XPS 13 9380 laptop. The first result is that this simplified model can simulate an environment the scale of Toronto on a single laptop computer.</p>
<p>At low vehicle counts, there are too few vehicles to sustain a steady state. Vehicles are busy all the time (<img src="https://latex.codecogs.com/png.latex?P1%20=%200">), trip requests go unanswered for longer and longer (the wait fraction <img src="https://latex.codecogs.com/png.latex?W"> is literally off the chart. Things fall apart: the drivers cannot keep up with the requests.</p>
<p>At vehicle counts above 3000, the drivers can keep up with requests and the system achieves a steady state. As <img src="https://latex.codecogs.com/png.latex?N"> is increased further, the utilization rate <img src="https://latex.codecogs.com/png.latex?P3"> falls and the excess capacity <img src="https://latex.codecogs.com/png.latex?P1"> rises, as more vehicles compete for the available trips. The wait time <img src="https://latex.codecogs.com/png.latex?W"> decreases as the number of vehicles increases, but is a small fraction of the trip duration even at 3000 vehicles, and the dispatch time <img src="https://latex.codecogs.com/png.latex?P2"> is correspondingly low.</p>
<p>This model correctly reproduces the <img src="https://latex.codecogs.com/png.latex?P3"> value of 0.48 with a supply of <img src="https://latex.codecogs.com/png.latex?N%20=%204500"> vehicles. In some ways this is just a check that eliminates some bugs: the identity is satisfied by any steady-state behavior, regardless of geometry. The chart confirms that the utilization rate depends solely on vehicle supply <img src="https://latex.codecogs.com/png.latex?N">, trip demand <img src="https://latex.codecogs.com/png.latex?D">, and trip duration <img src="https://latex.codecogs.com/png.latex?L">, but not on finer features of the city geography.</p>
</section>
<section id="calibration-ii-wait-times-and-dispatch-times" class="level2" data-number="3.3">
<h2 data-number="3.3" class="anchored" data-anchor-id="calibration-ii-wait-times-and-dispatch-times"><span class="header-section-number">3.3</span> Calibration II: wait times and dispatch times</h2>
<p>The homogeneous model of Toronto, with trip origins and destinations distributed randomly over the whole city, delivers the correct ratio of <img src="https://latex.codecogs.com/png.latex?P3"> to <img src="https://latex.codecogs.com/png.latex?N">. However, the homogeneous model underestimates dispatch time <img src="https://latex.codecogs.com/png.latex?P2"> and wait time <img src="https://latex.codecogs.com/png.latex?W"> compared to the observed values. Identity II fixes the <img src="https://latex.codecogs.com/png.latex?W/P2"> ratio, but not the absolute value of either of those quantities. To get this value correct we must allow inhomogeneity of trip distributions.</p>
<div id="fig-inhomog" class="quarto-float quarto-figure quarto-figure-center anchored">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-inhomog-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<img src="https://tomslee.net/uncertainties/ridehail-simulation/toronto_calibration_inhomogeneous.png" class="img-fluid figure-img">
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-inhomog-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;5: Second step of Toronto ridehail calibration: wait times and inhomogeneity
</figcaption>
</figure>
</div>
<p>Figure&nbsp;5 shows the vehicle phases as a function of inhomogeneity, using the fixed demand of 135 trips per minute and a fixed supply of 4500 vehicles derived from Figure&nbsp;4. The Figure shows that the utilization rate <img src="https://latex.codecogs.com/png.latex?P3"> is independent of inhomogeneity, as expected, while the other values change. An inhomogeneity of 0.4 reproduces the observed values of <img src="https://latex.codecogs.com/png.latex?P2"> and <img src="https://latex.codecogs.com/png.latex?W">, and hence <img src="https://latex.codecogs.com/png.latex?P1">, completing the essential descriptive statistics of Toronto’s ridehail market.</p>
<p>An inhomogeneity of 0.4 means that 60% of trip origins are distributed randomly over the entire city, while 40% are constrained to within the central square, of size <img src="https://latex.codecogs.com/png.latex?C/2%20%5Ctimes%20C/2">. Hence, 55% of all trips start in the central “downtown area”. This corresponds roughly to the old City of Toronto (reference needed for travel times).</p>
</section>
<section id="application-i-wait-times-and-excess-capacity" class="level2" data-number="3.4">
<h2 data-number="3.4" class="anchored" data-anchor-id="application-i-wait-times-and-excess-capacity"><span class="header-section-number">3.4</span> Application I: wait times and excess capacity</h2>
<p>Figure&nbsp;6 shows simulations for the calibrated Metro Toronto model, with varying numbers of vehicles <img src="https://latex.codecogs.com/png.latex?N"> from 2000 to 7000. The actual number on Feb 6, 2020 was <img src="https://latex.codecogs.com/png.latex?N=4500">, as discussed above.</p>
<div id="fig-toronto-final" class="quarto-float quarto-figure quarto-figure-center anchored">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-toronto-final-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<img src="https://tomslee.net/uncertainties/ridehail-simulation/toronto_vehicle_count.png" class="img-fluid figure-img">
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-toronto-final-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;6: How things depend on vehicle count
</figcaption>
</figure>
</div>
<p>The model makes explicit and quantitative the trade-off between short wait times and additional vehicles on the streets. Figure&nbsp;6 shows that a decrease in wait times of one minute (from 4.2 to 3.2 minutes, or <img src="https://latex.codecogs.com/png.latex?W"> = 0.26 to 0.20, bracketing the observed average of 3.7 minutes), at a fixed demand of 135 trips per minute, adds approximately 1500 vehicles to the streets (from 3800 to 5300) with attendant congestion and pollution.</p>
</section>
<section id="application-ii-demand-and-utilization-rates" class="level2" data-number="3.5">
<h2 data-number="3.5" class="anchored" data-anchor-id="application-ii-demand-and-utilization-rates"><span class="header-section-number">3.5</span> Application II: demand and utilization rates</h2>
<p>In 2017, the New York Times published a story that highlighted the tradeoff between wait times and utilization rates, including an animation that inspired the model presented here <span class="citation" data-cites="scheiber2017">(Scheiber 2017)</span>. Uber responded with a blog post claiming that the story missed the effect of demand: that with additional demand, both wait times and utilization rates could increase in a virtuous cycle. While Uber provided charts to back up the claim, they noticeably lacked any numbers on the Y axes. Since that time, there has been little discussion of the claim.</p>
<div id="fig-fixed-wait-time" class="quarto-float quarto-figure quarto-figure-center anchored">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-fixed-wait-time-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<img src="https://tomslee.net/uncertainties/ridehail-simulation/wait_times.png" class="img-fluid figure-img" style="width:100.0%">
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-fixed-wait-time-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;7: The number of vehicles <img src="https://latex.codecogs.com/png.latex?N"> and utilization rate <img src="https://latex.codecogs.com/png.latex?P3"> required to support a wait time of 3.7 minutes (<img src="https://latex.codecogs.com/png.latex?W%20=0.23">). While the utilization rate (<img src="https://latex.codecogs.com/png.latex?P3">) does increase with demand, the improvements level off at levels of demand far below the current Toronto level of 135 requests per minute. Meanwhile, the number of vehicles required keeps growing linearly (purple line: different axis).
</figcaption>
</figure>
</div>
<div id="tbl-utilization" class="quarto-float quarto-figure quarto-figure-center anchored">
<figure class="quarto-float quarto-float-tbl figure">
<figcaption class="quarto-float-caption-top quarto-float-caption quarto-float-tbl" id="tbl-utilization-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Table&nbsp;3: Utilization rates for Uber in USA cities. Rates measured by distance will be higher than those measured by time as drivers cover more distance in a given time when engaged in a trip. 2019 values are from an Uber-commissioned report <span class="citation" data-cites="balding2019">(Balding et al. 2019)</span>; 2017 values from a report by Bruce Schaller <span class="citation" data-cites="schaller2017">(Schaller 2017)</span>, and 2015 values from an NBER report by <span class="citation" data-cites="cramer2016">(Cramer and Krueger 2016)</span>. The 2020 values for Seattle come from reports by <span class="citation" data-cites="hyman2020">(Hyman et al. 2020)</span> and by <span class="citation" data-cites="parrott2020">(Parrott and Reich 2020)</span>.
</figcaption>
<div aria-describedby="tbl-utilization-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<table class="caption-top table">
<thead>
<tr class="header">
<th>City</th>
<th>Year</th>
<th>Time or distance?</th>
<th style="text-align: right;">Utilization rate</th>
</tr>
</thead>
<tbody>
<tr class="odd">
<td>Chicago</td>
<td>2015</td>
<td>Distance</td>
<td style="text-align: right;">59%</td>
</tr>
<tr class="even">
<td>Chicago</td>
<td>2019</td>
<td>Distance</td>
<td style="text-align: right;">55%</td>
</tr>
<tr class="odd">
<td>Boston</td>
<td>2016</td>
<td>Time</td>
<td style="text-align: right;">47%</td>
</tr>
<tr class="even">
<td>Boston</td>
<td>2019</td>
<td>Distance</td>
<td style="text-align: right;">55%</td>
</tr>
<tr class="odd">
<td>Los Angeles</td>
<td>2016</td>
<td>Time</td>
<td style="text-align: right;">42%</td>
</tr>
<tr class="even">
<td>Los Angeles</td>
<td>2019</td>
<td>Distance</td>
<td style="text-align: right;">60%</td>
</tr>
<tr class="odd">
<td>New York City</td>
<td>2016</td>
<td>Time</td>
<td style="text-align: right;">51%</td>
</tr>
<tr class="even">
<td>New York City</td>
<td>2017</td>
<td>Distance</td>
<td style="text-align: right;">59%</td>
</tr>
<tr class="odd">
<td>San Francisco</td>
<td>2016</td>
<td>Time</td>
<td style="text-align: right;">55%</td>
</tr>
<tr class="even">
<td>San Francisco</td>
<td>2017</td>
<td>Distance</td>
<td style="text-align: right;">67%</td>
</tr>
<tr class="odd">
<td>San Francisco</td>
<td>2019</td>
<td>Distance</td>
<td style="text-align: right;">64%</td>
</tr>
<tr class="even">
<td>Seattle</td>
<td>2016</td>
<td>Time</td>
<td style="text-align: right;">44%</td>
</tr>
<tr class="odd">
<td>Seattle</td>
<td>2019</td>
<td>Distance</td>
<td style="text-align: right;">53%</td>
</tr>
<tr class="even">
<td>Seattle</td>
<td>2020a</td>
<td>Time</td>
<td style="text-align: right;">60%</td>
</tr>
<tr class="odd">
<td>Seattle</td>
<td>2020b</td>
<td>Time</td>
<td style="text-align: right;">51%</td>
</tr>
<tr class="even">
<td>Washington DC</td>
<td>2019</td>
<td>Distance</td>
<td style="text-align: right;">55%</td>
</tr>
</tbody>
</table>
</div>
</figure>
</div>
<p>Figure&nbsp;7 shows the utilization rates and vehicle counts required to sustain a 3.7 minute wait time <img src="https://latex.codecogs.com/png.latex?W"> in Toronto, and sheds some light on Uber’s counter-claim. As Uber claimed, an increase in demand does increase vehicle utilization even at a constant wait time. However, that utilization increase fades away at higher demand rates. As a result, even if the trip volume in Toronto were to increase to 200,000 per day (a 50% increase over the pre-pandemic numbers), the utilization rate would still increase to only 54% if wait time were kept at the same value.</p>
<p>As Table&nbsp;3 shows, other cities have utilization rates (by time) of 50 to 60% , with New York City and San Francisco as outliers. Toronto has a level of demand that is lower than Chicago, which may provide a reasonable upper bound to what can be expected of around 60%.</p>
<p>There are two ways that utilization rates may exceed these estimates. The first is for the number of drivers to be limited, so that wait times are longer. The second is for trips to concentrate even more heavily into the high traffic central zone. But this central core is well served by mass transit, and any gain in ridehail trips would be achieved by taking riders away from mass transit and putting them in cars <span class="citation" data-cites="young2020">(Young et al. 2020)</span>, adding to problems of congestion <span class="citation" data-cites="erhardt2019">(Erhardt et al. 2019)</span>.</p>
<p>Without these changes, the ridehail system has at least 40% excess capacity (vehicles not engaged in driving passengers or en route to pick passengers). There is no efficient solution to emissions through ride hailing.</p>
</section>
</section>
<section id="equilibration" class="level1" data-number="4">
<h1 data-number="4"><span class="header-section-number">4</span> Equilibration</h1>
<p>A distinguishing feature of the gig economy model is that, once drivers are signed up to the platform, they control their hours of work: they are generally free to start or stop work simply by logging in or out from the application. The platforms’ ability to expand or shrink the supply of drivers in response to demand, whether in the short term (“surge pricing” and its descendants) or in the longer term through changes in commission and incentives, has been central to their success. The ridehail simulation has been extended to accommodate entry and exit.</p>
<p>Using the model to make quantitative predictions of ridehail system behaviour would require more data than is publicly available. At this point, the equilibration serves mainly as a pedagogical tool to illustrate the interdependencies between the different facets of ridehail markets.</p>
<section id="an-equilibration-model" class="level2" data-number="4.1">
<h2 data-number="4.1" class="anchored" data-anchor-id="an-equilibration-model"><span class="header-section-number">4.1</span> An equilibration model</h2>
<p>A simplified formula for average net driver income <img src="https://latex.codecogs.com/png.latex?I"> is as follows:</p>
<p><span id="eq-income"><img src="https://latex.codecogs.com/png.latex?%0AI%20=%20I_0%20-%20c%0A%20%20=%20P3%20%5Ccdot%20p%20%5Ccdot%20(1%20-%20m)%20-%20c%0A%5Ctag%7B3%7D"></span></p>
<p>where:</p>
<ul>
<li><p><img src="https://latex.codecogs.com/png.latex?I_0"> is gross income</p></li>
<li><p><img src="https://latex.codecogs.com/png.latex?p"> is the price of a trip (fare per block)</p></li>
<li><p><img src="https://latex.codecogs.com/png.latex?m"> is the platform commission, as a fraction of the fare</p></li>
<li><p><img src="https://latex.codecogs.com/png.latex?c"> is the marginal cost of operating the vehicle</p></li>
</ul>
<p>If the average net income is above a threshold <img src="https://latex.codecogs.com/png.latex?w_0">, called the <em>reservation wage</em>, then there is money to be made and vehicles will enter the market. If the average net income is below the reservation wage, some vehicles will leave. The reservation wage is determined by external factors such as the state of the labour market, which determines what other options are open to drivers apart from ridehail and hence how much they have to earn in order to find ridehail worthwhile.</p>
<p>If vehicles enter, the additional supply of drivers provides additional competition for the available rides, the utilization rate <img src="https://latex.codecogs.com/png.latex?P3"> falls, and so the average income also falls. If vehicles leave, there is less competition for the available rides, the utilization rate and average income increase. When the average income matches the reservation wage, the system is at equilibrium.</p>
<p>Vehicles entering and leaving the arena looks like a dynamic process, but there is no attempt to model time in the approach to equilibrium. The rate at which vehicles enter and leave is set purely for convenience. In principle, the parameters could be set to describe short term (surge pricing) or longer term equilibration (drivers deciding to sign up to the platform or leaving it).</p>
</section>
</section>
<section id="discussion" class="level1" data-number="5">
<h1 data-number="5"><span class="header-section-number">5</span> Discussion</h1>
<section id="psychological-tricks-and-opacity" class="level2" data-number="5.1">
<h2 data-number="5.1" class="anchored" data-anchor-id="psychological-tricks-and-opacity"><span class="header-section-number">5.1</span> Psychological tricks and opacity</h2>
</section>
<section id="costs-and-driver-pay" class="level2" data-number="5.2">
<h2 data-number="5.2" class="anchored" data-anchor-id="costs-and-driver-pay"><span class="header-section-number">5.2</span> Costs and driver pay</h2>
</section>
</section>
<section id="conclusions" class="level1" data-number="6">
<h1 data-number="6"><span class="header-section-number">6</span> Conclusions</h1>
<p>The simple simulation of a ridehail system may provide</p>
</section>
<section id="references" class="level1" data-number="7">




</section>

<div id="quarto-appendix" class="default"><section class="quarto-appendix-contents" id="quarto-bibliography"><h2 class="anchored quarto-appendix-heading">7 References</h2><div id="refs" class="references csl-bib-body hanging-indent">
<div id="ref-balding2019" class="csl-entry">
Balding, Melissa, Teresa Whinery, Eleanor Leshner, and Eric Womeldohrf. 2019. <em>Estimated TNC Share of VMT in Six US Metropolitan Regions</em>. <a href="https://drive.google.com/file/d/1FIUskVkj9lsAnWJQ6kLhAhNoVLjfFdx3/view?usp=embed_facebook">https://drive.google.com/file/d/1FIUskVkj9lsAnWJQ6kLhAhNoVLjfFdx3/view?usp=embed_facebook</a>.
</div>
<div id="ref-cityofchicago2022" class="csl-entry">
City of Chicago. 2022. <em>Transportation Network Providers - Trips</em>. <a href="https://data.cityofchicago.org/Transportation/Transportation-Network-Providers-Trips/m6dm-c72p">https://data.cityofchicago.org/Transportation/Transportation-Network-Providers-Trips/m6dm-c72p</a>.
</div>
<div id="ref-cramer2016" class="csl-entry">
Cramer, Judd, and Alan B Krueger. 2016. <em>Disruptive Change in the Taxi Business: The Case of Uber</em>.
</div>
<div id="ref-erhardt2019" class="csl-entry">
Erhardt, Gregory D., Sneha Roy, Drew Cooper, Bhargava Sana, Mei Chen, and Joe Castiglione. 2019. <span>“Do Transportation Network Companies Decrease or Increase Congestion?”</span> <em>Science Advances</em> 5 (5): eaau2670. <a href="https://doi.org/10.1126/sciadv.aau2670">https://doi.org/10.1126/sciadv.aau2670</a>.
</div>
<div id="ref-hyman2020" class="csl-entry">
Hyman, Louis, Erica L. Groshen, Adam Seth Litwin, Martin T. Wells, Kwelina P. Thompson, and Kyrylo Chernyshov. 2020. <em>Platform Driving In Seattle</em>. July 6. <a href="https://ecommons.cornell.edu/handle/1813/74305">https://ecommons.cornell.edu/handle/1813/74305</a>.
</div>
<div id="ref-newyorkcityopendata2022" class="csl-entry">
New York City Open Data. 2022. <em>Uber Data</em>. <a href="https://data.cityofnewyork.us/Transportation/uber-Data/gre9-vvjv">https://data.cityofnewyork.us/Transportation/uber-Data/gre9-vvjv</a>.
</div>
<div id="ref-parrott2020" class="csl-entry">
Parrott, James A., and Michael Reich. 2020. <em>A Minimum Compensation Standard for Seattle TNC Drivers</em>. <a href="https://irle.berkeley.edu/files/2020/07/Parrott-Reich-Seattle-Report_July-2020.pdf">https://irle.berkeley.edu/files/2020/07/Parrott-Reich-Seattle-Report_July-2020.pdf</a>.
</div>
<div id="ref-policyinnovationtransportationservices2019" class="csl-entry">
Policy &amp; Innovation Transportation Services. 2019. <em>The Transportation Impacts of Vehicle-for-Hire in the City of Toronto</em>. <a href="https://www.toronto.ca/wp-content/uploads/2019/06/96c7-Report_v1.0_2019-06-21.pdf">https://www.toronto.ca/wp-content/uploads/2019/06/96c7-Report_v1.0_2019-06-21.pdf</a>.
</div>
<div id="ref-policyinnovationtransportationservices2021" class="csl-entry">
Policy &amp; Innovation Transportation Services. 2021. <em>The Transportation Impacts of Vehicle-for-Hire in the City of Toronto: October 2018 to July 2021</em>. <a href="https://www.toronto.ca/wp-content/uploads/2021/11/98cd-VFHTransportationImpacts2021-11-23.pdf">https://www.toronto.ca/wp-content/uploads/2021/11/98cd-VFHTransportationImpacts2021-11-23.pdf</a>.
</div>
<div id="ref-schaller2017" class="csl-entry">
Schaller, Bruce. 2017. <em>Unsustainable? The Growth of App-Based Ride Services and Traffic, Travel and the Future of New York City</em>. <a href="http://www.schallerconsult.com/rideservices/unsustainable.pdf">http://www.schallerconsult.com/rideservices/unsustainable.pdf</a>.
</div>
<div id="ref-scheiber2017" class="csl-entry">
Scheiber, Noam. 2017. <span>“How Uber Uses Psychological Tricks to Push Its Drivers<span>’</span> Buttons.”</span> <em>The New York Times</em>, April 2. <a href="https://www.nytimes.com/interactive/2017/04/02/technology/uber-drivers-psychological-tricks.html">https://www.nytimes.com/interactive/2017/04/02/technology/uber-drivers-psychological-tricks.html</a>.
</div>
<div id="ref-thepyodidedevelopmentteam2022" class="csl-entry">
The Pyodide development team. 2022. <em>Pyodide/Pyodide</em>. Zenodo. <a href="https://doi.org/10.5281/zenodo.5156931">https://doi.org/10.5281/zenodo.5156931</a>.
</div>
<div id="ref-uberinc.2023" class="csl-entry">
Uber, Inc. 2023. <em>Review My Cancellation Fee | Rider - Uber Help</em>. <a href="https://help.uber.com/riders/article/review-my-cancellation-fee?nodeId=6bec690f-ee35-40ba-96ee-c38a8ae796e0">https://help.uber.com/riders/article/review-my-cancellation-fee?nodeId=6bec690f-ee35-40ba-96ee-c38a8ae796e0</a>.
</div>
<div id="ref-young2020" class="csl-entry">
Young, Mischa, Jeff Allen, and Steven Farber. 2020. <span>“Measuring When Uber Behaves as a Substitute or Supplement to Transit: An Examination of Travel-Time Differences in Toronto.”</span> <em>Journal of Transport Geography</em> 82 (January): 102629. <a href="https://doi.org/10.1016/j.jtrangeo.2019.102629">https://doi.org/10.1016/j.jtrangeo.2019.102629</a>.
</div>
</div></section></div> ]]></description>
  <category>Uncertainties</category>
  <category>Uber</category>
  <guid>https://tomslee.net/uncertainties/ridehail-simulation/</guid>
  <pubDate>Wed, 29 Jul 2026 19:45:53 GMT</pubDate>
  <media:content url="https://tomslee.net/uncertainties/ridehail-simulation/header.png" medium="image" type="image/png" height="105" width="144"/>
</item>
<item>
  <title>Yet Another Introduction to Quantum Computing</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/uncertainties/qcintro/</link>
  <description><![CDATA[ 





<div class="callout callout-style-default callout-note callout-titled" title="About this page">
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<span class="screen-reader-only">Note</span>About this page
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<p>Notes to myself, as I try to understand quantum computing without succumbing to mystification.</p>
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</div>
<section id="introduction" class="level1" data-number="1">
<h1 data-number="1"><span class="header-section-number">1</span> Introduction</h1>
<p>In as few words as possible, I hope to answer some practical questions I had when I started reading up on the topic. Like these:</p>
<ul>
<li><p>How are quantum computers built?</p></li>
<li><p>Are we going to have quantum laptops any time soon?</p></li>
<li><p>How can I get my hands dirty with quantum computing today? What do I need to understand to write my first “Hello world” quantum computing program?</p></li>
<li><p>What advantages, if any, does quantum computing offer? This topic is key to the whole thing, but I’m going to skip over it very lightly here. Maybe a Part II will discuss it in more depth.</p></li>
<li><p>What is the status and what are the prospects of quantum computing today? Well, an answer is too much to hope for, but I’ll offer some reflections.</p></li>
</ul>
<p>But let’s start with three building blocks of quantum computers: qubits, gates, and circuits.</p>
</section>
<section id="building-blocks" class="level1" data-number="2">
<h1 data-number="2"><span class="header-section-number">2</span> Building blocks</h1>
<section id="qubits" class="level2" data-number="2.1">
<h2 data-number="2.1" class="anchored" data-anchor-id="qubits"><span class="header-section-number">2.1</span> Qubits</h2>
<p>Regular computers are built around bits, quantum computers are built around qubits. So what does that mean?</p>
<p>The archetypal example of a qubit is an atomic nucleus with a spin of ½, like the <sup>89</sup>Y isotope of Yttrium (although many quantum computers don’t actually use spin-½ nuclei, but let’s put that aside for now). The spin means that the nucleus has angular momentum, as if it were an electrical charge spinning in one direction or the other. This spinning electrical charge creates a little magnet that can be pointing either “up” or “down”.</p>
<p>(Aside: classically, the axis around which the rotation happens is the “direction” of angular momentum, which is a bit odd when you first come across it. Angular momentum in quantum mechanics follows the same rule. Similarly, a classical electric current moving in a circle creates a magnetic field. So quantum spin, a form of angular momentum, is following similar rules as classical angular momentum. A big difference, though, is that classical angular momentum can take any value–a bicycle wheel can spin at any speed–but quantum spin can take only specific discrete values (it is “quantized”): in the case of a spin-½ particle that is +½ or -½, which we usually call “spin up” or “spin down”. These two values can represent <img src="https://latex.codecogs.com/png.latex?0"> and <img src="https://latex.codecogs.com/png.latex?1"> when used as a qubit in a quantum computer, just as a classical “bit” might be a transistor that can take on a state of “on” or “off”. It’s often said that an electron or nucleus with angular momentum is like a little ball spinning around an axis, except that it’s not a ball and it’s not spinning.)</p>
<p>Qubits, as has often been said, exist in a state that is a <em>superposition</em> of 0 and 1, but let’s leave that to one side for now as well.</p>
<div id="fig-spin" class="quarto-float quarto-figure quarto-figure-center anchored" alt="An archetypal qubit: an atom with nuclear spin up or down">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-spin-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<a href="images/clipboard-2996633943.png" class="lightbox" data-gallery="quarto-lightbox-gallery-1" title="Figure&nbsp;1: An archetypal qubit: an atom with nuclear spin up or down"><img src="https://tomslee.net/uncertainties/qcintro/images/clipboard-2996633943.png" class="img-fluid figure-img" style="width:50.0%" alt="An archetypal qubit: an atom with nuclear spin up or down"></a>
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-spin-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;1: An archetypal qubit: an atom with nuclear spin up or down
</figcaption>
</figure>
</div>
<p>Qubits may be atomic nuclear spins, using nuclear magnetic resonance, but in principle any other system that displays this two-level behaviour can be used as a qubit. Some research groups have built quantum computers with atomic-scale qubits, like arrays of charged ions trapped in space by electromagnetic fields (e.g., <a href="https://www.quantinuum.com/">Quantinuum</a> or <a href="https://ionq.com/">IonQ</a>) or arrays of neutral atoms (e.g.&nbsp;<a href="https://www.quera.com/">QuEra</a>). Others (e.g.&nbsp;Google and IBM) are exploiting macroscopic quantum phenomena – for example, qubits based on superconductivity in circuits of maybe a micrometre in size: the current in a superconductor is macroscopic (although still small by our standards) but is quantized. And there are other approaches too : photonics (e.g.&nbsp;<a href="https://photonic.com/">Photonic</a> and <a href="https://www.xanadu.ai">Xanadu</a>), topological “anyons” (Microsoft) and more. These different approaches are often called “modalities” in industry jargon.</p>
<p>A feature of quantum computing is its division of intellectual and physical labour. Some people build quantum computers using a particular modality, and learn how to work with the components that they need. Others spend their time developing quantum algorithms that could, in principle, run on a quantum computer built with any of these modalities.</p>
<p>The large number of qubit “modalities” being pursued is often seen as a strength of the field, a sign of its vitality, and this makes sense from a “don’t put all your eggs in one basket” perspective. The number of modalities increases the chance that one of them will surely a scalable quantum computer. But I wonder… is it also a sign of the uncertainty that remains? After all, if there were a clear path from a particular modality to a general purpose quantum computer, then the industry would have coalesced around that modality. The number of modalities being actively pursued suggests that each has obstacles that it has not yet surmounted. It would be interesting to chart the progress in the industry, not by what each company and research group says about its own modality and its own breakthroughs, but by what they each say about the limitations of everyone else who is competing for the same funds. But OK, back to quantum computing proper.</p>
</section>
<section id="gates" class="level2" data-number="2.2">
<h2 data-number="2.2" class="anchored" data-anchor-id="gates"><span class="header-section-number">2.2</span> Gates</h2>
<p>Whatever approach you choose, you want to build a computer out of these qubits. So the next thing you need for a computer is logic gates. In a classical computer the simplest gate is this NOT gate.</p>
<div id="fig-not" class="quarto-float quarto-figure quarto-figure-center anchored" alt="A NOT gate, which turns 0 into 1 and vice versa">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-not-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<a href="images/clipboard-1114991653.png" class="lightbox" data-gallery="quarto-lightbox-gallery-2" title="Figure&nbsp;2: A NOT gate, which turns 0 into 1 and vice versa"><img src="https://tomslee.net/uncertainties/qcintro/images/clipboard-1114991653.png" class="img-fluid figure-img" alt="A NOT gate, which turns 0 into 1 and vice versa" width="300"></a>
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-not-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;2: A NOT gate, which turns 0 into 1 and vice versa
</figcaption>
</figure>
</div>
<p>The NOT gate has one input and one output. If the input is 0, then the output is 1, and if the input is 1 then the output is 0.</p>
<p>In classical computers, the lines are wires and the shield-symbol is etched into a chip and the bits are charges moving through the gates. In the world of quantum computers, the qubits stay where they are: it’s called “in-place computing”. If you shine a laser at one particular qubit and cause it to flip from one of its states to the other, then that’s like a NOT gate: it turns a 0 into 1 or a 1 into 0. In quantum computing circuit diagrams, the lines are not wires, they are <em>before</em> and <em>after</em> states of the qubit.</p>
<p>(In the figure above, the state of each qubit is represented in what’s called the “Dirac ket notation”, like <img src="https://latex.codecogs.com/png.latex?%7C%20%5Cuparrow%20%5Crangle"> or, equivalently, <img src="https://latex.codecogs.com/png.latex?%7C%201%20%5Crangle">. This notation is really useful and standard in all areas of quantum mechanics, but here it’s just a symbol that shows the value of a qubit.)</p>
<p>Most classical gates, like XOR and NAND, have two inputs, and many quantum gates can also have two inputs. Here is a “Controlled NOT gate” or CNOT gate, which is an important component of quantum computers. If the top qubit is spin down (0), the bottom qubit is unchanged. If the top qubit is spin up (1), the bottom qubit is flipped.</p>
<div id="fig-cnot" class="quarto-float quarto-figure quarto-figure-center anchored" alt="A CNOT gate (conditional NOT) which flips the state of the target qubit only if the state of the control qubit is 1.">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-cnot-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<a href="images/clipboard-2084024626.png" class="lightbox" data-gallery="quarto-lightbox-gallery-3" title="Figure&nbsp;3: A CNOT gate (conditional NOT) which flips the state of the target qubit only if the state of the control qubit is 1."><img src="https://tomslee.net/uncertainties/qcintro/images/clipboard-2084024626.png" class="img-fluid figure-img" alt="A CNOT gate (conditional NOT) which flips the state of the target qubit only if the state of the control qubit is 1." width="300"></a>
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-cnot-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;3: A CNOT gate (conditional NOT) which flips the state of the target qubit only if the state of the control qubit is 1.
</figcaption>
</figure>
</div>
<p>Again, if this were a classical computing gate, the “bits” would be charges travelling along wires, going in to the gate from the left and out on the right. But in quantum computing the gate is not a feature of a circuit etched into a chip. It’s an operation—a combination of laser or microwave pulses that changes the state of the qubits from a before state (on the left) to an after state (on the right)—and the qubits stay in place.<sup>1</sup></p>
<p>Before moving on, I should mention one gate you will see all the time in quantum computing, but not in classical computing. It’s called the Hadamard gate. If you prepare an input qubit in state <img src="https://latex.codecogs.com/png.latex?%7C%20%5Cuparrow%20%5Crangle"> then a Hadamard gate puts it into a superposition of states. Many circuits start with Hadamard gates way to take advantage of this superposition. I just mention this because it is useful and ubiquitous, and also because it is needed in the next section.</p>
<div id="fig-hadamard" class="quarto-float quarto-figure quarto-figure-center anchored" alt="A Hadamard gate takes a pure state as input and converts it into a superposition of states">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-hadamard-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<a href="images/clipboard-2752364083.png" class="lightbox" data-gallery="quarto-lightbox-gallery-4" title="Figure&nbsp;4: A Hadamard gate takes a pure state as input and converts it into a superposition of eigenstates"><img src="https://tomslee.net/uncertainties/qcintro/images/clipboard-2752364083.png" class="img-fluid figure-img" alt="A Hadamard gate takes a pure state as input and converts it into a superposition of states" width="300"></a>
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-hadamard-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;4: A Hadamard gate takes a pure state as input and converts it into a superposition of eigenstates
</figcaption>
</figure>
</div>
</section>
<section id="circuits" class="level2" data-number="2.3">
<h2 data-number="2.3" class="anchored" data-anchor-id="circuits"><span class="header-section-number">2.3</span> Circuits</h2>
<p>Once you have qubits and gates, the next thing to do is implement algorithms. In classical computers you have a fixed circuit and programming instructions send bits through these fixed gates to implement an algorithm. In a quantum computer, you start with a set of qubits in a prepared state (usually all <img src="https://latex.codecogs.com/png.latex?%7C0%5Crangle">), and apply a sequence of gate operations and then measure the output. So a circuit is how you implement an algorithm.</p>
<p>Here is a circuit diagram for a quantum fourier transform (QFT), which turns out to be important in the Shor algorithm for factoring integers. You have <img src="https://latex.codecogs.com/png.latex?n"> qubits, you prepare them in some initial state <img src="https://latex.codecogs.com/png.latex?%7C%20x_i%20%5Crangle">, you subject them to a series of gates, and you end up with some outputs which you measure.</p>
<div id="fig-qft" class="quarto-float quarto-figure quarto-figure-center anchored" alt="A circuit for a quantum Fourier transform">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-qft-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<a href="images/clipboard-1213033795.png" class="lightbox" data-gallery="quarto-lightbox-gallery-5" title="Figure&nbsp;5: A circuit for a quantum Fourier transform. Source: Wikimedia Commons"><img src="https://tomslee.net/uncertainties/qcintro/images/clipboard-1213033795.png" class="img-fluid figure-img" alt="A circuit for a quantum Fourier transform"></a>
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-qft-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;5: A circuit for a quantum Fourier transform. Source: Wikimedia Commons
</figcaption>
</figure>
</div>
<p>To be useful, a quantum computer would need many qubits and many gates, and so far there are strict limits on how many qubits can be assembled, and how many gates can operate on them before they lose their well-defined state. How many and why? We’ll come to that later on.</p>
</section>
</section>
<section id="will-i-have-a-quantum-laptop-no" class="level1" data-number="3">
<h1 data-number="3"><span class="header-section-number">3</span> Will I have a quantum laptop? (No)</h1>
<p>When I started looking at quantum circuit diagrams I thought it contradicted the idea of quantum computers as general purpose computers, because you need different circuits for different algorithms and I assumed that any computer would have a fixed set of circuits (like CPU circuits are etched into silicon) and hence be limited in what algorithms it can execute.</p>
<p>But once I realised that a circuit is not a permanent thing but is instead a sequence of operations (gates) that implement an algorithm, then I realised it’s not a contradiction at all.</p>
<p>Perhaps I’m belabouring this point, but for some reason, many introductions to quantum computing seem to skip over this difference between regular electrical circuits, and “quantum circuits”. I read several before I realized what was going on.</p>
<p>So are quantum computers general purpose? Well yes and no. Formally, they are. That is, there is a set of gates (different to the gates for classical computing) which satisfy the requirements for Turing completeness. So that’s nice.</p>
<p>But what about “general purpose” in the more everyday, practical sense? Let’s go back to how you build quantum computers. No matter what approach you take, the set of qubits must exist in what is called a single “quantum state”, and quantum states fall apart or “decohere” if they interact with the wider world, so they have to be isolated. Also, thermal energy (which is just one form of interaction with the wider world, of course) will jiggle these qubits among the states and you can’t have that, so quantum computers have to be operated at very low temperatures, meaning about 1K.<sup>2</sup></p>
<p>This fragility of quantum states has consequences:</p>
<ul>
<li><p>You won’t, in the foreseeable future, have a quantum computing laptop. Quantum computers need cooling and will be built in fixed locations.</p></li>
<li><p>It’s going to be expensive to build them. And so your company probably won’t be buying many quantum computers any time soon. It makes sense to have specialised providers who will provide time on them through a cloud service.</p></li>
<li><p>For any algorithm that can be executed either classically or in a quantum computer, classical is going to be roughly a gazillion times cheaper for the foreseeable future. You won’t be running most of your code on a quantum computer.</p></li>
</ul>
<p><em>BUT</em> there are certain tasks that <em>may</em> be done more quickly on a quantum computer than on a classical one, if a powerful enough quantum computer can be built. So what will most likely happen is that specific function calls within a larger program may be executed on a quantum computer, and the rest will be done on a classical one.</p>
<div id="fig-cloud" class="quarto-float quarto-figure quarto-figure-center anchored" data-ig-alt="Quantum computers are most likely to be made available as cloud services, to augment existing classical computing cloud services">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-cloud-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<a href="images/clipboard-2267828356.png" class="lightbox" data-gallery="quarto-lightbox-gallery-6" title="Figure&nbsp;6: Quantum computers are most likely to be made available as cloud services, to augment existing classical computing cloud services"><img src="https://tomslee.net/uncertainties/qcintro/images/clipboard-2267828356.png" class="img-fluid figure-img" data-ig-alt="Quantum computers are most likely to be made available as cloud services, to augment existing classical computing cloud services" width="300"></a>
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-cloud-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;6: Quantum computers are most likely to be made available as cloud services, to augment existing classical computing cloud services
</figcaption>
</figure>
</div>
<p>The emerging paradigm, at least as at October 2024, is of a cloud-hosted data centre where an application can use classical computers for many parts of an application, but have access to quantum computers to run specific functions. Perhaps it’s not surprising that Microsoft, IBM, and Google are at the forefront and Amazon (AWS) is now investing heavily: they want to host them, and rent them out to their cloud users.</p>
</section>
<section id="how-do-i-program-a-quantum-computer" class="level1" data-number="4">
<h1 data-number="4"><span class="header-section-number">4</span> How do I program a quantum computer?</h1>
<p>The companies providing quantum computers want people to use them, so they provide libraries or modules that you can use. For example, Google and IBM provide python libraries (<a href="https://quantumai.google/cirq">cirq</a> and <a href="https://www.ibm.com/quantum/qiskit">Qiskit</a>, respectively) and Microsoft provides its own <a href="https://learn.microsoft.com/en-ca/azure/quantum/install-overview-qdk">Quantum Development Kit</a>. These libraries provide an interface to the host quantum computers and, more practically for most of us, provide a way to simulate quantum computing on a local classical computer, for small cases.</p>
<p>So here is some code that uses Google’s <em>cirq</em> library for python. It defines two qubits and a list of gates that operate on those qubits. Then it creates a circuit from the gates, and runs the circuit on a simulator on your local computer. As the algorithm is very simple, the quantum computation can easily be simulated on a classical computer. If you’re familiar with the python programming language, you can easily install <code>cirq</code> by typing <code>pip install cirq</code> at a command prompt. Here is a “hello world” example to give you an idea of what the code looks like, which each step described by a comment.</p>
<p>Providing quantum computing at the level of a library makes it possible to implement hybrid applications (which, as the last section showed, are the most likely form) with the quantum components implemented as functions of a largely-classical application.</p>
<div class="code-copy-outer-scaffold"><div class="sourceCode" id="cb1" style="background: #f1f3f5;"><pre class="sourceCode python code-with-copy"><code class="sourceCode python"><span id="cb1-1"><span class="im" style="color: #00769E;
background-color: null;
font-style: inherit;">import</span> cirq</span>
<span id="cb1-2"></span>
<span id="cb1-3"><span class="co" style="color: #5E5E5E;
background-color: null;
font-style: inherit;"># Define two qubits</span></span>
<span id="cb1-4">q_control <span class="op" style="color: #5E5E5E;
background-color: null;
font-style: inherit;">=</span> cirq.NamedQubit(<span class="st" style="color: #20794D;
background-color: null;
font-style: inherit;">'control'</span>)</span>
<span id="cb1-5">q_target <span class="op" style="color: #5E5E5E;
background-color: null;
font-style: inherit;">=</span> cirq.NamedQubit(<span class="st" style="color: #20794D;
background-color: null;
font-style: inherit;">'target'</span>)</span>
<span id="cb1-6"></span>
<span id="cb1-7"><span class="co" style="color: #5E5E5E;
background-color: null;
font-style: inherit;"># Define a list of gates: a "Hadamard" gate on each qubit, </span></span>
<span id="cb1-8"><span class="co" style="color: #5E5E5E;
background-color: null;
font-style: inherit;"># followed by a CNOT gate, and then a measurement of the </span></span>
<span id="cb1-9"><span class="co" style="color: #5E5E5E;
background-color: null;
font-style: inherit;"># control qubit q_control.</span></span>
<span id="cb1-10">gates <span class="op" style="color: #5E5E5E;
background-color: null;
font-style: inherit;">=</span> [</span>
<span id="cb1-11">        cirq.H(q_control), </span>
<span id="cb1-12">        cirq.H(q_target), </span>
<span id="cb1-13">        cirq.CNOT(q_control, q_target), </span>
<span id="cb1-14">        cirq.measure(q_control)</span>
<span id="cb1-15">        ]</span>
<span id="cb1-16"></span>
<span id="cb1-17"><span class="co" style="color: #5E5E5E;
background-color: null;
font-style: inherit;"># Create a circuit from this list of gates</span></span>
<span id="cb1-18">circuit <span class="op" style="color: #5E5E5E;
background-color: null;
font-style: inherit;">=</span> cirq.Circuit(gates)</span>
<span id="cb1-19"><span class="bu" style="color: null;
background-color: null;
font-style: inherit;">print</span>(circuit)</span>
<span id="cb1-20"></span>
<span id="cb1-21"><span class="co" style="color: #5E5E5E;
background-color: null;
font-style: inherit;"># Simulate the execution of the circuit</span></span>
<span id="cb1-22">simulator <span class="op" style="color: #5E5E5E;
background-color: null;
font-style: inherit;">=</span> cirq.Simulator()</span>
<span id="cb1-23">result <span class="op" style="color: #5E5E5E;
background-color: null;
font-style: inherit;">=</span> simulator.run(circuit)</span>
<span id="cb1-24"><span class="bu" style="color: null;
background-color: null;
font-style: inherit;">print</span>(result)</span></code></pre></div></div>
<p>The “print” instructions display an ascii-art rendering of the circuit and the results. I found this exercise helpful, to see how an end user might construct a circuit in software and run it (albeit on a simulator). It does prompt the question: if all the quantum algorithms are going to be expressed in this unfamiliar circuit form, how expressive is this language? There is a big gap between “it’s a formally complete set of gates so you can do anything this way” and any more practical statement about real implementations.</p>
</section>
<section id="why-might-quantum-computing-matter" class="level1" data-number="5">
<h1 data-number="5"><span class="header-section-number">5</span> Why might quantum computing matter?</h1>
<p>Building a new kind of computer, defining new ways to express algorithms, providing new coding libraries, integrating computers with existing cloud services… this is all a lot of work. Why would you bother? Only because quantum computing has been shown to have an intrinsic advantage over classical computing, in principle, for certain kinds of problem. If I write up Part II of this introduction (link to come) then it will describe this advantage in detail, but here we shall skip lightly over the essential details. They are available in many other places anyway. The goal here is to get down the basic minimum that I needed to understand some of the descriptions you see elsewhere.</p>
<section id="superposition-and-interference" class="level2" data-number="5.1">
<h2 data-number="5.1" class="anchored" data-anchor-id="superposition-and-interference"><span class="header-section-number">5.1</span> Superposition and interference</h2>
<p>The idea of quantum advantage relies on a combination of two phenomena that are consequences of the wave/particle nature of quantum systems.</p>
<p>One is that qubits exist in <em>superpositions</em> of states. That is, although any measurement of the qubit will show it to be in state <img src="https://latex.codecogs.com/png.latex?%7C%20%5Cuparrow%20%5Crangle"> or <img src="https://latex.codecogs.com/png.latex?%7C%20%5Cdownarrow%20%5Crangle">, in general the qubit can be in a state that is a superposition of these two, and it has what is called a wavefunction or (equivalently) a state vector <img src="https://latex.codecogs.com/png.latex?%7C%20%5Cpsi%20%5Crangle"> (the Greek letter <em>psi</em>) given by:</p>
<p><img src="https://latex.codecogs.com/png.latex?%0A%7C%20%5Cpsi%20%5Crangle%20=%20%5Calpha%20%7C%20%5Cuparrow%20%5Crangle%20+%20%5Cbeta%20%7C%20%5Cdownarrow%20%5Crangle%0A"></p>
<p>The <img src="https://latex.codecogs.com/png.latex?%7C%20%5Cuparrow%20%5Crangle"> and <img src="https://latex.codecogs.com/png.latex?%7C%20%5Cdownarrow%20%5Crangle"> states, which are the only possible outcomes of measurement, are called <em>eigenstates</em> or, sometimes, <em>basis states</em> <sup>3</sup>. The coefficients <img src="https://latex.codecogs.com/png.latex?%5Calpha"> and <img src="https://latex.codecogs.com/png.latex?%5Cbeta"> are <em>probability amplitudes</em>, meaning that in any measurement of the state of <img src="https://latex.codecogs.com/png.latex?%7C%20%5Cpsi%20%5Crangle"> the probability of seeing state <img src="https://latex.codecogs.com/png.latex?%7C%5Cuparrow%20%5Crangle"> is <img src="https://latex.codecogs.com/png.latex?%5Calpha%5E2"> and the probability of seeing state <img src="https://latex.codecogs.com/png.latex?%7C%20%5Cdownarrow%20%5Crangle"> is <img src="https://latex.codecogs.com/png.latex?%5Cbeta%5E2">. Sometimes these are also called <em>phases</em>. This is something you just have to take on trust unless you want to dive properly into quantum mechanics.</p>
<p>Some influential descriptions say that quantum computers carry out many calculations in parallel, and this notion of superposition is where the idea of quantum parallelism comes from: that you can act on <img src="https://latex.codecogs.com/png.latex?%7C%20%5Cuparrow%20%5Crangle"> and <img src="https://latex.codecogs.com/png.latex?%7C%20%5Cdownarrow%20%5Crangle"> at the same time because the qubit is in a superposition of states. You may even have heard some people talk about “many worlds” interpretations of quantum mechanics in which qubits are simultaneously “computing” each possible value of <img src="https://latex.codecogs.com/png.latex?%5Calpha"> and <img src="https://latex.codecogs.com/png.latex?%5Cbeta"> in different universes.</p>
<p>I really think it is best to put these aside as unnecessary (and unjustified) science-fiction-inspired enthusiasms. Practically, from what I can see, superposition alone does not deliver massive parallelism. First, the qubit is not “in both states at once”, it is in one state with one probability, and the other state with a different probability, and in any measurement you only ever see either one of the two eigenstates <img src="https://latex.codecogs.com/png.latex?%7C%200%20%5Crangle"> or <img src="https://latex.codecogs.com/png.latex?%7C%201%20%5Crangle">: you can only ever get one bit of information out of qubit. (This is far from an original observation.)</p>
<p>The second quantum phenomenon is <em>interference</em>, and here things get more messy. First, there is the notion of a quantum “state”: a system is only “in a (pure) quantum state” if it is isolated from the rest of the world. So quantum computing requires that the whole array of qubits be represented by a single quantum state. But the requirement is stronger than that: individual qubits have to be isolated from each other except when subjected to the operations of a gate. And the operations of a gate must be able to address pairs of qubits in such a way that none of the other qubits are touched, but the two addressed make up a pure quantum state. Under these circumstances, the two qubits interfere with each other, and so become, as they say, entangled. For example, here is a two-particle state called a “Bell state”. The individual qubits may be spin up or spin down, and the very fact that we can write a state vector for the two qubits implies that they are effectively isolated from other qubits. But if you measure one of them, you know the second.</p>
<p><img src="https://latex.codecogs.com/png.latex?%0A%7C%20%5Cpsi%20%5Crangle%20=%20%5Calpha%20%7C%20%5Cuparrow%20%5Cuparrow%20%5Crangle%20+%20%5Cbeta%20%7C%20%5Cdownarrow%20%5Cdownarrow%20%5Crangle%0A"></p>
<p>The system exists in a superposition of the two states, so neither qubit has a fixed value until it is measured. But if you measure the value of the spin for one particle (for example, the first) then you know the value for the other particle. Said this way, it sounds like there is no more to interference than “if I pull a left-footed shoe out of the box, then I know that the other shoe is right-footed”. There is more, but we can ignore it for most purposes.</p>
<p>(I am of a generation that was taught quantum mechanics without ever hearing the word “entanglement” outside evening pub talk, so I have something of an inbuilt reservation to using it unless it is really needed. I feel that much of what is meant by “entanglement” can be described as interference. But I may be wrong!)</p>
<p>If you do want to go into the world of entanglement, the best popular treatment I have read is <a href="https://press.uchicago.edu/ucp/books/book/chicago/B/bo28254471.html">Beyond Weird</a>, by Philip Ball.</p>
<p>Quantum computing relies on some clever ideas to combine the effects of superposition and interference so as to extract information from a set of qubits (by applying a sequence of gates and ending in measurements) that you could not get from classical bits.</p>
</section>
<section id="the-deutsch-algorithm" class="level2" data-number="5.2">
<h2 data-number="5.2" class="anchored" data-anchor-id="the-deutsch-algorithm"><span class="header-section-number">5.2</span> The Deutsch algorithm</h2>
<p>The Deutsch algorithm was the first (1992) to suggest we could use these quantum phenomena to solve a problem more efficiently that one could do with a classical computer. The idea was to pose a question, no matter how artificial and useless, which quantum computers might be able to answer quicker than classical computers. And then maybe that will give us insights we can use to get to some useful questions later on.</p>
<p>Here is the artificial and useless problem Deutsch chose (that is not a criticism). There are four possible functions that can act on a bit data type and produce a bit output.</p>
<table class="caption-top table">
<caption>The four functions that take a bit as input and produce a bit as output</caption>
<thead>
<tr class="header">
<th style="text-align: right;">Input</th>
<th style="text-align: right;"><img src="https://latex.codecogs.com/png.latex?f_0"></th>
<th style="text-align: right;"><img src="https://latex.codecogs.com/png.latex?f_1"></th>
<th style="text-align: right;"><img src="https://latex.codecogs.com/png.latex?f_x"></th>
<th style="text-align: right;"><img src="https://latex.codecogs.com/png.latex?f_%7B%5Chat%7Bx%7D%7D"></th>
</tr>
</thead>
<tbody>
<tr class="odd">
<td style="text-align: right;">0</td>
<td style="text-align: right;">0</td>
<td style="text-align: right;">1</td>
<td style="text-align: right;">0</td>
<td style="text-align: right;">1</td>
</tr>
<tr class="even">
<td style="text-align: right;">1</td>
<td style="text-align: right;">0</td>
<td style="text-align: right;">1</td>
<td style="text-align: right;">1</td>
<td style="text-align: right;">0</td>
</tr>
<tr class="odd">
<td style="text-align: right;"></td>
<td style="text-align: right;">Constant</td>
<td style="text-align: right;">Constant</td>
<td style="text-align: right;">Balanced</td>
<td style="text-align: right;">Balanced</td>
</tr>
</tbody>
</table>
<p>One question would be: if you have a black box that implements a function <img src="https://latex.codecogs.com/png.latex?f"> and just look at the inputs and outputs, can you tell which function is in the black box? But Deutsch picked out an even more obscure question: <img src="https://latex.codecogs.com/png.latex?f_0"> and <img src="https://latex.codecogs.com/png.latex?f_1"> are constant and <img src="https://latex.codecogs.com/png.latex?f_x"> and <img src="https://latex.codecogs.com/png.latex?f_%7B%5Chat%7Bx%7D%7D"> are “balanced”, which is that they have one of each. If you have a black box and just look at the inputs and outputs, can you tell if <img src="https://latex.codecogs.com/png.latex?f">, the function inside, is one of the even functions or one of the balanced functions?</p>
<p>Classically you need to pose two queries: what’s <img src="https://latex.codecogs.com/png.latex?f(0)"> and what’s <img src="https://latex.codecogs.com/png.latex?f(1)">? And in a quantum circuit the naive way would also take two queries: as the measurement will only give either <img src="https://latex.codecogs.com/png.latex?f(0)"> or <img src="https://latex.codecogs.com/png.latex?f(1)"> with probability <img src="https://latex.codecogs.com/png.latex?a%5E2"> or <img src="https://latex.codecogs.com/png.latex?b%5E2">, it seems you still need to make at least two measurements to find out whether <img src="https://latex.codecogs.com/png.latex?f"> is constant or balanced (an illustration that superposition, by itself, does not enable parallel computation on all its states). But Deutsch came up with an idea that you could use an extra qubit and combine the effects of superposition and interference to get the answer with just one query.</p>
<p>And here is the algorithm to solve it, represented by a circuit.</p>
<div id="fig-deutsch" class="quarto-float quarto-figure quarto-figure-center anchored" alt="The circuit diagram for an algorithm to solve Deutsch's problem with a single measurement">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-deutsch-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<a href="images/clipboard-2152342130.png" class="lightbox" data-gallery="quarto-lightbox-gallery-7" title="Figure&nbsp;7: The circuit diagram for an algorithm to solve Deutsch’s problem with a single measurement"><img src="https://tomslee.net/uncertainties/qcintro/images/clipboard-2152342130.png" class="img-fluid figure-img" alt="The circuit diagram for an algorithm to solve Deutsch's problem with a single measurement" width="500"></a>
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-deutsch-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;7: The circuit diagram for an algorithm to solve Deutsch’s problem with a single measurement
</figcaption>
</figure>
</div>
<p>I won’t go through this now (many other places do, and maybe I’ll have a go in Part II, but no promises), but with this circuit just one measurement of the top qubit will tell you whether the black box, labelled here as an “Oracle”, represents a constant or a balanced function. So you can use a combination of superposition and interference to do things you can’t do on a classical computer.</p>
</section>
<section id="the-canonical-algorithms" class="level2" data-number="5.3">
<h2 data-number="5.3" class="anchored" data-anchor-id="the-canonical-algorithms"><span class="header-section-number">5.3</span> The canonical algorithms</h2>
<p>Since then, a handful of algorithms have been developed that are particularly interesting. The recent book <a href="https://link.springer.com/book/10.1007/978-3-030-23922-0">Quantum Computing: An Applied Approach</a> calls them the canon.</p>
<p>These are algorithms for which it has been proved that an ideal quantum computer would offer an algorithm of less complexity than a classical computer.</p>
<ul>
<li><p>The big one is the Shor algorithm, which shows how to factor a large number in polynomial time rather than exponential time. And as that is the root of public key encryption schemes there is a lot of excitement.</p></li>
<li><p>Another algorithm is the Variational Quantum Eigensolver (VQE). When you see statements like “Quantum computing plays a role in drug discovery and the design of new materials”, this is the technique most aligned with that goal.</p></li>
<li><p>A third is the Quantum Approximate Optimization Algorithm (QAOA). When you see claims that “quantum computing will revolutionize logistics and financial portfolio management” this is the technique to think of.</p></li>
<li><p>And a fourth is the Grover search algorithm for finding an item in an unstructured database.</p></li>
</ul>
<p>But let’s be clear: <em>none of these shows real-world benefit compared to classical computing yet</em>. In particular, despite the progress of quantum computing so far, the biggest number to be factored by a quantum computer a manner that may scale to large numbers seems to be a less-than-impressive 21. And while quantum computing experts say that this does not matter, and that there are technical reasons to focus on other metrics for progress, to me this sounds a bit like they are <a href="https://en.wikipedia.org/wiki/Streetlight_effect">looking under the street light for their keys</a>.</p>
</section>
<section id="quantum-simulation" class="level2" data-number="5.4">
<h2 data-number="5.4" class="anchored" data-anchor-id="quantum-simulation"><span class="header-section-number">5.4</span> Quantum simulation</h2>
<p>A side note: you may see some bigger numbers reported for D-Wave systems. There’s no time to talk about that here, but <a href="https://www.dwavesys.com/">D-Wave</a> is a Canadian company that has taken a different path to quantum computing. It uses quantum simulation, or quantum annealing, which is a separate approach to exploiting quantum phenomena to solve optimization problems. It does not involve gates, and is not a universal model of computation.</p>
<p>I think the idea is that many optimization problems are analogous to finding the ground state of a lattice of qubits (so-called “Ising problems”). The approach is to match the problem of interest to a lattice, build this lattice of qubits in the quantum computing device, cool it down, and see where it settles. Than match that back to the problem of interest to get the solution.</p>
<p>D-Wave have build computers, or simulators, using this approach with superconducting circuits as their qubits. It seems to be true that D-Wave can tackle many problems that other quantum computers cannot, but it remains an open question whether D-Wave machines really show a quantum advantage over classical computers.</p>
</section>
</section>
<section id="quantum-computing-in-2024" class="level1" data-number="6">
<h1 data-number="6"><span class="header-section-number">6</span> Quantum computing in 2024</h1>
<p>So where are we when it comes to building real quantum computers that can handle problems of interest? There are several metrics of interest: here are three (I’m sure there are others).</p>
<ul>
<li><p>Number of qubits. But implicit in the discussion above is that a qubit behaves well: that it is in one well-defined quantum state and stays there. In practice, a distinction is needed between “physical qubits” which may be less-than-perfect, and “logical” or “error-corrected” qubits, which behave properly.</p></li>
<li><p>Number of gates. To be able to operate on an array of qubits with a succession of gates is demanding. Not all systems can stay “coherent” for the length of time it takes to apply a number of gates. So it is not at all clear that once you have a large number of qubits, even if they are properly error-corrected, you have a successful quantum computer.</p></li>
<li><p>Connectivity. Not all quantum computers allow you to implement the same set of gates, and even if you can, for some a “gate” may be a complex, multi-step operation in practice. And in some architectures / modalities, only qubits “near” each other can be used in a particular gate. And some algorithms assume three-qubit gates, which introduces even more complexity. So you may see reference to “transpiling” algorithms, which means taking a quantum circuit and re-expressing it in terms of the gates that you have at hand on a particular quantum computer.</p></li>
</ul>
<p>There is a tension relevant for building quantum computers. You need the whole circuit to be a single state, which means no interference from the environment. Yet at the same time you are poking it and prodding it with these gates, which are very explicit interactions with the environment.</p>
<p>Also: no quantum state is really just two states that you can pick between. There are higher energy states that start to get populated as the temperature increases, and which mess things up.</p>
<p>So error correction is a big part of any quantum computing effort. And typically the answer is the same as any other error correction system: redundancy. So there is a distinction between physical qubits (which are the building blocks we have talked about) and logical qubits, which are collections of physical qubits that you can trust to behave in the way the theory needs. So how many logical qubits to a single physical qubit? Depends on the approach, but <a href="https://www.nature.com/articles/s41586-023-06927-3">the leading work</a> says at least 50.</p>
<section id="current-state-of-the-art" class="level2" data-number="6.1">
<h2 data-number="6.1" class="anchored" data-anchor-id="current-state-of-the-art"><span class="header-section-number">6.1</span> Current state of the art</h2>
<p>Leading implementations have about a thousand qubits with gate times of 10 ns and what is called “gate fidelity” of three nines. These have all come a long way in the last decade.</p>
<p>Google made big claims four years ago with a 53-noisy qubit processor. They said it could do this task which it would take a classical computer 10,000 years to accomplish. But it’s fundamentally not a very useful task, so no one has really thought much about the best way to do the task on a classical computer. IBM, who is competing with Google of course, came back a short time later and said “we could do that in 2 ½ days”, and another group claimed five minutes. So not convincing yet.</p>
<p>But scale is an important open question. Because we need to get up to at least 10,000 logical qubits to be of any use, and probably into the millions. And despite what Time Magazine says, we are a long way away. And progress is progress, but we can’t assume a Moore’s Law progression yet.</p>
</section>
<section id="the-big-question" class="level2" data-number="6.2">
<h2 data-number="6.2" class="anchored" data-anchor-id="the-big-question"><span class="header-section-number">6.2</span> The big question</h2>
<p>So far quantum computing has delivered a set of proofs of concept, together with road maps for scaling up that give an optimistic sense of predictability, when there are still fundamental unknowns to resolve.</p>
<div id="fig-venn" class="quarto-float quarto-figure quarto-figure-center anchored" alt="Are there problems for which quantum computers have an advantage, and which we care about?">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-venn-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<a href="images/clipboard-3333356435.png" class="lightbox" data-gallery="quarto-lightbox-gallery-8" title="Figure&nbsp;8: Are there problems for which quantum computers have an advantage, and which we care about?"><img src="https://tomslee.net/uncertainties/qcintro/images/clipboard-3333356435.png" class="img-fluid figure-img" alt="Are there problems for which quantum computers have an advantage, and which we care about?"></a>
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-venn-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;8: Are there problems for which quantum computers have an advantage, and which we care about?
</figcaption>
</figure>
</div>
<p>We know there are problems for which there is quantum advantage. We know we can build some of these, like the Google sampling problem, but like the Deutsch algorithm these are mainly artificial. And we know there are problems we care about that have the potential for quantum advantage.</p>
<p>What we don’t know is whether we are on the left or the right side of this diagram. Or, to put it differently, how long we will be on the left side. It’s not a resolved question, and it’s not likely to be resolved soon. But don’t take this from me! Here is a recent quotation from <a href="https://scottaaronson.blog/">Scott Aaronson</a>, who did a postdoc near me at the University of Waterloo before going on to become one of the leaders in the field of quantum algorithms.</p>
<blockquote class="blockquote">
<p>“Billions of dollars [are] being invested in quantum computing… in the hope that a quantum computer would accelerate machine learning, optimization, financial problems, AI problems…. As here, as a quantum algorithms person, honesty compels me to report to you that the situation is much, much iffier.”</p>
</blockquote>


</section>
</section>


<div id="quarto-appendix" class="default"><section id="footnotes" class="footnotes footnotes-end-of-document"><h2 class="anchored quarto-appendix-heading">Footnotes</h2>

<ol>
<li id="fn1"><p>There are exceptions: QuEra builds neutral atom quantum computers and <a href="https://www.quera.com/neutral-atom-platform">says</a> “With an appropriate selection of atomic energy levels for qubit encoding, atoms can even be coherently moved during a calculation”.↩︎</p></li>
<li id="fn2"><p>This is not quite true for all modalities: computers built using photonic qubits are not subject to this low-temperature requirement, but they do have other challenges.↩︎</p></li>
<li id="fn3"><p>The phrase “basis states” has somewhat different meanings in other areas of quantum mechanics, but usually in quantum computing it refers to the measurement states.↩︎</p></li>
</ol>
</section></div> ]]></description>
  <category>Uncertainties</category>
  <category>Quantum Computing</category>
  <guid>https://tomslee.net/uncertainties/qcintro/</guid>
  <pubDate>Mon, 24 Nov 2025 21:55:20 GMT</pubDate>
  <media:content url="https://tomslee.net/uncertainties/qcintro/images/clipboard-3934556282.png" medium="image" type="image/png" height="186" width="144"/>
</item>
<item>
  <title>Advance MAID requests: we need to talk about the day of death</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/essays/2024-12-advance-maid/</link>
  <description><![CDATA[ 





<p>Some years ago my mother told my sister: “My greatest fear is losing my mind. If that happens you’re to give me poison and I’ll drink it.” Still, Mum died in March of this year at the age of 93, after several grim years clouded by dementia, so I share the impulse behind <a href="https://www.quebec.ca/en/health/health-system-and-services/end-of-life-care/medical-aid-in-dying/advance-request-medical-aid-dying">Quebec’s decision to allow “advance requests for assisted dying”</a> and sympathize with the woman in this <a href="https://www.theglobeandmail.com/canada/article-quebec-maid-advance-request-law/">Globe and Mail article</a>.</p>
<p>And yet… if we are to allow advance requests, we need to talk about how those requests will be executed, and to date that public discussion has not happened. To be specific: given the chance, many dementia sufferers will refuse and resist an attempt to end their life, regardless of what requests they signed in the past. What happens then?</p>
<p>If refusal at the point of death is respected, then the new Quebec law is a mere mirage, offering a promise of relief that it cannot deliver. This seems to be what happened in the Netherlands, where advance requests have been legal since 2002 but where a <a href="https://pubmed.ncbi.nlm.nih.gov/21649621/">2011 study</a> found that “Advance directives for euthanasia are never adhered to in the Netherlands in the case of people with advanced dementia, and their role in advance care planning and end-of-life care of people with advanced dementia is limited.” Such an outcome helps nobody.</p>
<p>If advance requests are to serve a useful purpose, refusal and resistance at the time of death will have to be either overruled or bypassed. Perhaps someone (who?) will sedate or hold down the patient, for medical personnel to administer the final dose. Or perhaps medical staff will avoid the problem by not telling the patient what is being done: “it’s just something to make you feel better.”</p>
<p>Neither of these paths is “assisted dying”. “Assistance” implies the assent of the dying person at the time it happens. Perhaps we are OK with this change. Perhaps we agree that the person making an advance request is the one best placed to represent the interests of their future self, and that the dementia sufferer is no longer competent to change their mind. But if so we should at least say so and not turn “assisted dying” into a euphemism for something else. Instead, we should spell out what that “something else” is.</p>
<p>There are other thorny questions. Anyone who has witnessed a pet being put down knows what a profound and intense experience that can be, and it’s not uncommon for minds to change at the last minute. Witnessing the death of a human loved one would be another level of distress. Faced with the last moments of a drugged or resisting loved one, even someone who has agreed to a relative’s advance request may change their mind. Do they have an option to object? Remembering my mother, it is easy to imagine why one might: “Yesterday she brightened up when she saw me, so she knows who I am sometimes”, “We sat together yesterday and held hands, she was happy. Isn’t that enough?” Similar difficult decisions already exist around “do not resuscitate” orders, but if I put myself in the two positions, they seem to be of a different order.</p>
<p>How and when and by whom death is delivered are not administrative details to be sorted out in regulation: the moment of dying is and must remain at the heart of the matter, and that’s why public discussion must confront it. I don’t have the answers; I hope others do. Watching my mother lose herself was heartbreaking. An advance request would have made the experience different for me and, more importantly, for her. If the right framework could be found, I might make an advance request myself in case dementia comes for me too, but as the Quebec law stands I don’t know what I would be signing up for.</p>
<section id="links" class="level2">
<h2 class="anchored" data-anchor-id="links">Links</h2>
<ul>
<li><a href="https://www.quebec.ca/en/health/health-system-and-services/end-of-life-care/medical-aid-in-dying/advance-request-medical-aid-dying">Government of Quebec page on Advance Request for Medical Aid in Dying</a></li>
<li><a href="https://montrealgazette.com/news/quebec/explainer-a-look-at-advance-requests-for-maid-in-quebec">Montreal Gazette Explainer</a> (October 30, 2024)</li>
<li><a href="https://www.theglobeandmail.com/canada/article-quebec-maid-advance-request-law/">Globe and Mail article</a></li>
<li><a href="https://www.dyingwithdignity.ca/blog/pr_advance_requests/">Dying with Dignity</a></li>
<li><a href="https://www.semanticscholar.org/paper/Advance-requests-for-MAiD-in-dementia%3A-Policy-from-Byram-Wiebe/5625a502153a6aefcd2405793a88b1f5b1780dde">Advance requests for MAiD in dementia</a>: Policy recommendations emerging from a mixed-methods study of the views of the Canadian public and MAiD practitioners.</li>
</ul>


</section>

 ]]></description>
  <category>Essays</category>
  <category>MAID</category>
  <guid>https://tomslee.net/essays/2024-12-advance-maid/</guid>
  <pubDate>Wed, 12 Nov 2025 21:55:55 GMT</pubDate>
</item>
<item>
  <title>High Emissions and Low Pay: Uber is Still Taking Regulators for a Ride</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/essays/2023-01-ridehail/</link>
  <description><![CDATA[ 





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<p>This report was produced in collaboration with <a href="https://ridefair.ca/">RideFairTO</a>. It is also available in <a href="ridehail.pdf">PDF format</a>.</p>
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<section id="executive-summary" class="level1" data-number="1">
<h1 data-number="1"><span class="header-section-number">1</span> Executive summary</h1>
<p>The “Uber Files” revelations of summer 2022 showed that the company “broke laws, duped police and secretly lobbied governments” of all levels to achieve its aggressive expansion goals.</p>
<p>Unfortunately, Uber continues to take governments for a ride. This report addresses two topics:</p>
<ul>
<li><p><strong>Emissions.</strong> Uber makes big but vague promises about its impact on the environment, with its tagline “Your city. Our promise. Uber will be a zero-emission platform by 2040” <span class="citation" data-cites="uber_inc_our_2022">(Uber, Inc. 2022b)</span>). The City of Toronto takes this claim seriously by pursuing collaborative “emissions reductions targets” <span class="citation" data-cites="city_of_toronto_update_2021">(City of Toronto 2021)</span>.</p>
<p>Our computer simulations show that Uber vehicles in Toronto, which had a passenger in the car less than half the time in 2020, are unlikely to ever have passengers in the car for more than 60% of the time. At least 40% of the time, Uber vehicles in Toronto will be driving empty.</p>
<p>Further, Uber vehicles are most highly occupied in busy, congested areas such as central Toronto, which are well suited to and well served by public transit. The expansion of Uber services in these areas can only add to congestion and draw passengers away from more sustainable and efficient public transit.</p>
<p>The pursuit of short wait times, essential to Uber’s popularity with riders, is incompatible with emissions goals. A difference of one minute in wait times adds another 1600 vehicles to Toronto roads, with their attendant congestion and emissions.</p></li>
<li><p><strong>Driver Pay.</strong> Uber has persuaded governments to accept calculations based on low driver cost estimates and a treatment of “idle” drivers as not-really-working. This report argues that, at least for full-time drivers, a realistic estimate for the average pay rate is under $8 per hour.</p>
<p>But the problem of driver pay is broader than this low number. The Ontario government is adopting an approach of mandating wages based on “engaged time” – the time a driver is either driving a passenger or heading to pick one up. Computer simulations show that, as fares increase, the gig-work model means that more drivers enter the system and eat away those gains by reducing the time each driver spends “engaged” with passengers. No matter what number is dictated, “engaged time” pay rates do nothing to improve driver income.</p>
<p>While these results address the specific case of Uber drivers in Toronto, many of the factors at work are common to other forms of gig work and to other jurisdictions. There is a danger that an exploitative, unsustainable model of work may be cemented in place through poorly-designed regulations based on misleading lobbying from well-funded platform companies, and it must be addressed now.</p></li>
</ul>
</section>
<section id="introduction" class="level1" data-number="2">
<h1 data-number="2"><span class="header-section-number">2</span> Introduction</h1>
<p>The unique nature of “gig work” as practiced by Uber and other platform companies is now well known. It has two main distinguishing features:</p>
<ul>
<li><p><em>Free entry and exit.</em> Platform companies design their systems to allow easy entry and exit of workers. Uber, for example, attempts to make sign-up as a driver as easy as possible. And once a driver is signed up, starting work is simply a matter of opening an app on a phone.</p></li>
<li><p><em>Piece rate payment.</em> Platform companies have made every attempt to avoid classifying their workers as employees with an hourly pay rate. Instead, the gig-work model is to pay workers only while engaged in a task.</p>
<p>Like many other jurisdictions, the Province of Ontario and the City of Toronto are introducing policies to accommodate “gig work” into the broader framework of labour standards, and to align the operations of Private Transportation Companies (PTCs) with public priorities concerning transit, including efficiency, congestion, emissions, accessibility and more. Through computer simulations that capture poorly-understood dynamics of gig work, this report addresses these two current policy directions:</p></li>
<li><p><em>Congestion and emissions.</em> The City of Toronto takes seriously Uber’s claim that it can reduce emissions through fleet electrification <span class="citation" data-cites="city_of_toronto_update_2021">(City of Toronto 2021)</span>, and is “seeking to update by-laws to achieve vehicle electrification and emissions reductions targets for the vehicle-for-hire industry”. Can Uber and Lyft drive sustainable transit in Toronto?</p></li>
<li><p><em>The growth of precarious work.</em> In its “Working for Workers Act, 2022”, also called the “Digital Platform Workers’ Rights Act”, the Government of Ontario introduced a “minimum wage” standard. It states that “minimum wage shall be paid for each work assignment performed by a worker”, which has been interpreted as covering only “engaged time”. What are the actual levels of pay for Uber drivers, and how will “engaged time” regulations affect driver income?</p></li>
</ul>
<p>The role of Uber drivers waiting, unpaid, for the platform to assign them a trip, and the role of full-time Uber drivers both emerge as important topics through the report.</p>
</section>
<section id="computer-simulation" class="level1" data-number="3">
<h1 data-number="3"><span class="header-section-number">3</span> Computer simulation</h1>
<p>Discussion and debate concerning Uber and other PTCs is vigorous but often hampered by lack of reliable data. The problem is made worse by the compromised nature of research based on negotiated or commissioned access to PTC data. The obvious conflicts of interest for researchers who benefit from access to corporate data (and sometimes direct payment) while claiming to be objective, were described some years ago by the International Labour Organization and others <span class="citation" data-cites="berg2019">(Berg and Johnston 2019)</span> but the recent “Uber Files” revelations provided essential confirmation and specifics <span class="citation" data-cites="lawrence2022">(Lawrence 2022)</span>; <span class="citation" data-cites="mojtehedzadeh_uber_2022">(Mojtehedzadeh 2022)</span>; <span class="citation" data-cites="the_international_consortium_of_investigative_journalists_uber_2022">(The International Consortium of Investigative Journalists 2022)</span>).</p>
<p>Some cities have negotiated or required access to ridehail data from the PTCs, but that data is not always accessible to the broader public. In those few cases where cities do make data public, most prominently Chicago <span class="citation" data-cites="cityofchicago2022">(City of Chicago 2022)</span> and New York City <span class="citation" data-cites="new_york_city_open_data_uber_2022">(New York City Open Data 2022)</span>, key elements are missing, such as the time that drivers spend on the platform but without a trip. The City of Toronto is now collecting detailed data from ridehail platforms, including time spent without a trip, but this data is not currently available for outside analysis beyond the City and its partners.</p>
<p>This report attempts to address the lack of reliable data. It presents a simple computer simulation of a ridehail system in a city, which can be calibrated against broad aggregate data, which are more widely available than detailed statistics. The simulation is intended to be as simple as possible while still capturing the essential elements of a ridehail system.</p>
<p>One goal of the simulation is to check intuition-based claims. Some policy discussions have led to talk at cross purposes with different unstated assumptions underlying rival claims, such as the relationship between the number of idle drivers and wait times or the effect of price changes on driver incomes. Both of these are discussed below.</p>
<p>A simple model that is independent of a particular city geography and road layout is easier for comparisons of the ridehail experience among cities. Also, a computer simulation allows “what if?” questions that may provide insights into the trade-offs faced by platform companies, municipal governments, drivers and passengers.</p>
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Figure&nbsp;1: A City in the simulation is simply a square, with C blocks on each side.
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<p>The ridehail simulation has three components, each of which is described below:</p>
<ul>
<li><p>A geographical area. This is called a <em>City</em>, as most discussions about ridehail systems have focused on cities as the unit of comparison, but it need not be an actual “city”.</p></li>
<li><p>Vehicles. These drive around the city, respond to trip requests, and carry passengers from the trip origin to the trip destination.</p></li>
<li><p>Trips. These start as trip requests, and have an origin and destination within the city.</p></li>
</ul>
<section id="city" class="level2" data-number="3.1">
<h2 data-number="3.1" class="anchored" data-anchor-id="city"><span class="header-section-number">3.1</span> City</h2>
<p>A city is represented as simply as possible: it is a square of uniformly-sized “blocks”. The square is, however, “wrapped”, so that a vehicle going off the top of the city appears at the bottom, and a vehicle going off the right of the city appears on the left. This is not as unrealistic as it may first appear: in the real world, drivers are not bound by city boundaries: some trips will go outside the city and some will come from the outside in, so the city can be thought of as an area with vehicles leaving and entering.</p>
<p>In this simplest model of a city, all locations are identical. A city with distinct zones is possible, and is described as an extension, below.</p>
<p>The unit of travel is a single block, and may be thought of as a distance, a time, or a combination of the two. It is often taken as a minute of travel time, but this is not a requirement.</p>
</section>
<section id="vehicles" class="level2" data-number="3.2">
<h2 data-number="3.2" class="anchored" data-anchor-id="vehicles"><span class="header-section-number">3.2</span> Vehicles</h2>
<p>Vehicles all drive at the same speed, and are always in one of three “phases”, which are commonly used in discussions of ridehail systems.</p>
<ul>
<li><p>In phase <em>P1</em> the driver is logged into a ridehail app, their vehicle is available for the platform to assigned it to trips, but they do not have an assigned trip. In this phase the vehicle drives randomly around the city. Vehicles in <em>P1</em> are also sometimes called “idle”.</p></li>
<li><p>In phase <em>P2</em> the platform has assigned a vehicle to a trip, the vehicle has accepted the assignment, and it drives towards the trip origin by the shortest route to pick up the passenger. This route may involve going “off the edge” of the city and appearing at the opposite side. <em>P2</em> is sometimes called <em>en route</em> to picking up the passenger.</p></li>
<li><p>In phase <em>P3</em>, a vehicle has picked up one or more passengers and is driving by the shortest route to the destination. Evaluated across the whole driver population, the proportion of time drivers spend in <em>P3</em> is also called the <em>utilization rate</em> for the system.</p></li>
</ul>
<p>Once a trip is complete, the vehicle returns to <em>P1</em>, waiting for the next trip request.</p>
<p>Two other phrases common in the industry are also used. The combination of <em>P1</em> and <em>P2</em> phases, when a driver has no passenger in the car, is sometimes referred to as <em>deadheading</em> time. The combination of <em>P2</em> and <em>P3</em> phases, when a driver is assigned to a trip (and is either <em>en route</em> or with a passenger), is sometimes called <em>engaged time</em>.</p>
</section>
<section id="trips" class="level2" data-number="3.3">
<h2 data-number="3.3" class="anchored" data-anchor-id="trips"><span class="header-section-number">3.3</span> Trips</h2>
<p>A trip has an <em>origin</em> and a <em>destination</em>. In the simplest simulation, each is chosen randomly from intersections in the city, except that the two locations cannot be the same.</p>
<p>Each vehicle can take only one trip at a time. This can represent one passenger or a group of passengers, but it does not include “shared trips” such as the Uber Pool service where passengers request trips separately but share a vehicle for some portion of the trip. Ridehail operators have repeatedly tried to introduce such systems but, even before Covid, such shared trips made up a small portion of the total trips, and even when a passenger requested an “Uber Pool” trip they often ended up not sharing the vehicle <span class="citation" data-cites="policy__innovation_transportation_services_transportation_2019">(Innovation Transportation Services 2019)</span>. The simulation focuses entirely on “UberX-like” systems.</p>
<p>From the passenger’s point of view, trip time is in one of two phases: waiting or traveling. For randomly-selected trip origins and destinations, the average trip length in a city with <em>C</em> blocks along each side is <em>C/2</em>.</p>
<p>The “wait time” reported here, the time between placing a trip request and setting off to the destination, is different to that commonly used by Uber. With wait time defined as it is here, all the time of a trip (from request to arrival at the destination) is assigned to either waiting or travelling. For Uber, the wait time is the time elapsed until the driver appears at the location, but that leaves an unassigned “grey zone” period between driver arrival and the start of the trip, which may include time for the passenger to come out onto the street, time to find the vehicle (or for the driver to pick out the passenger), to possibly put luggage in the trunk, and to get in the vehicle.</p>
</section>
<section id="the-simulation" class="level2" data-number="3.4">
<h2 data-number="3.4" class="anchored" data-anchor-id="the-simulation"><span class="header-section-number">3.4</span> The simulation</h2>
<p>Each simulation is a sequence of moves. In each move, vehicles travel one block, from one intersection to the next. A typical move involves the following events:</p>
<ul>
<li><p>Any new trip requests are generated.</p></li>
<li><p>Available vehicles are assigned to trips. The trip is assigned to the nearest available vehicle in P1, and if there are multiple vehicles at the same distance from the trip origin, one is selected at random. Vehicles always accept trip assignments.</p></li>
<li><p>Vehicles move from one intersection to the next. For each vehicle, this involves choosing a direction and moving a block to the next intersection. For vehicles in P1, the direction is random; for vehicles in P2 and P3, the direction is towards the trip origin or destination, as applicable.</p></li>
<li><p>Any trip that reaches its destination terminates.</p></li>
</ul>
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Figure&nbsp;2: A city of 20 by 20 blocks, showing 160 vehicles (triangles) in phases P1 (red), P2 (orange), and P3 (green). The red diamonds are trip origins, and the green circles are trip destinations.
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<p>At the end of each move, the simulation records and optionally plots the state of each vehicle and statistics about the overall system (fraction of vehicles in each phase, for example). Figure 2 illustrates a simulation in progress.</p>
<p>This framework is sufficient to simulate a city with a fixed supply of vehicles, and fixed demand (rate of requests). For some of the results below, this is all that is needed. For some other topics, the simulation has to be extended.</p>
</section>
<section id="extensions" class="level2" data-number="3.5">
<h2 data-number="3.5" class="anchored" data-anchor-id="extensions"><span class="header-section-number">3.5</span> Extensions</h2>
<p>The spirit of the simulation is to be as simple as possible, so that it can be calibrated using the very limited high-level public data available and so that it can be used comparatively. However, two extensions are necessary for some applications.</p>
<p>Many cities have a central “downtown” zone where the demand for ridehail traffic is high, surrounded by suburban areas where demand is lower. For example, 60% of trips in Metro Toronto originate within “Old Toronto” and East York, even though these two make up less than 20% of the total Metro area. This inhomogeneity is built into the model as two <em>zones</em>. A central zone has sides <em>C/2</em> (so, one quarter of the city’s area) and has a higher rate of trip requests than the surrounding area, as shown in Figure 3 below. The trip destinations remain randomly distributed around the whole city. With an inhomogeneity of zero, the central zone is the same as the rest, with an inhomogeneity of one all trip requests take place in the central zone. In this way, and in the spirit of keeping the model as simple and parsimonious as possible, a single inhomogeneity parameter between zero and one captures the two zones.</p>
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Figure&nbsp;3: The red dots show the origin of trips in a small “two-zone” city if eight blocks. The central area has a higher demand than outlying suburbs.
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<p>The second extension, discussed in the section on Engaged Time standards below, is to allow vehicles to enter and leave the system in response to price and demand.</p>
<p>The use of random locations for trip destinations implies an average trip length of <em>C/2</em> (regardless of inhomogeneity). To model an area where the average trip length may differ from this, a maximum trip length can be set, with trips distributed randomly over intersections within that distance.</p>
</section>
<section id="implementation" class="level2" data-number="3.6">
<h2 data-number="3.6" class="anchored" data-anchor-id="implementation"><span class="header-section-number">3.6</span> Implementation</h2>
<p>The simulation is implemented in the Python programming language, and the code is available on GitHub <a href="https://github.com/tomslee/ridehail">here</a>. It can be run as a desktop application from a command line but is also available at a web site, <a href="../../ridehail/lab/">here</a>.</p>
<p>Simulations using the desktop application are controlled by a configuration file, which at its simplest specifies the size of the city (number of blocks on each side), the base demand rate (number of trip requests each move), and the number of vehicles.</p>
<p>The simulation is also available at a web site, where the configuration is set in the browser. The simulation runs in the browser (not at a server), using the Pyodide python distribution <span class="citation" data-cites="thepyodidedevelopmentteam2022">(The Pyodide development team 2022)</span>, and is the same code as the desktop. The web site is currently a “laboratory”, which allows experimentation but does not provide a way to save results. All results in this report are taken from desktop simulations.</p>
</section>
<section id="simulating-ridehail-in-toronto" class="level2" data-number="3.7">
<h2 data-number="3.7" class="anchored" data-anchor-id="simulating-ridehail-in-toronto"><span class="header-section-number">3.7</span> Simulating ridehail in Toronto</h2>
<p>Important data comes from a 2019 study by the City of Toronto and an update in 2021 <span class="citation" data-cites="policyinnovationtransportationservices2021 policyinnovationtransportationservices2019">(Policy &amp; Innovation Transportation Services 2021, 2019)</span>. The November 2021 update chose Thursday Feb 6, 2020 as a representative day to assess the overall state of ridehail in Toronto, pre-pandemic (p25). Relevant statistics from this study are shown in Table 1.</p>
<table class="caption-top table">
<caption>Table 1: Statistics for Uber trips in Toronto on Feb 6, 2020. The values come from the City of Toronto study on platform transit companies.<br>
* = input value</caption>
<colgroup>
<col style="width: 47%">
<col style="width: 26%">
<col style="width: 26%">
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<thead>
<tr class="header">
<th>Quantity</th>
<th style="text-align: right;">Value</th>
<th style="text-align: right;">Simulation</th>
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<tr class="odd">
<td>Trips completed (R)</td>
<td style="text-align: right;">193,902 (135/min)</td>
<td style="text-align: right;">135 *</td>
</tr>
<tr class="even">
<td>Average trip length (L)</td>
<td style="text-align: right;">8.13km</td>
<td style="text-align: right;">20 minutes *</td>
</tr>
<tr class="odd">
<td>Average vehicle speed (v)</td>
<td style="text-align: right;">31 km/h</td>
<td style="text-align: right;">30 km/h *</td>
</tr>
<tr class="even">
<td>Percent of time: Period 1 (available for trip)</td>
<td style="text-align: right;">40.5%</td>
<td style="text-align: right;">40%</td>
</tr>
<tr class="odd">
<td>Percent of time: Period 2 (en-route to pick-up)</td>
<td style="text-align: right;">11.2%</td>
<td style="text-align: right;">12%</td>
</tr>
<tr class="even">
<td>Percent of time: Period 3 (with passenger)</td>
<td style="text-align: right;">48.3%</td>
<td style="text-align: right;">48%</td>
</tr>
<tr class="odd">
<td>Active vehicles (N)</td>
<td style="text-align: right;">6200</td>
<td style="text-align: right;">6000</td>
</tr>
</tbody>
</table>
<p>Metro Toronto has an area of 625 square kilometres (= 25km*25 km). In the simulation it is represented as a 60 by 60 grid. Traffic speeds are taken as an average of 30 km/h (including all stops for pickups) so each block represents 50 seconds of travel. 55% of all trips start in a central zone, and the average trip length is 20 minutes.</p>
<p>Figure 4 shows that this simplified model can simulate an environment the scale of Toronto on a single laptop computer. It shows the results of several simulations, each with 135 trips per minute, or 200,000 in the whole day. The number of vehicles is varied, from 2000 to 10,000. The actual number of drivers on a given day will depend on the price set by the PTC, so each number of vehicles represents a possible outcome. Each simulation takes about ten minutes to reach a steady state, at which point we can take averages of the fraction of vehicles in each of the <em>P1</em>, <em>P2</em>, <em>P3</em> phases, along with average wait times.</p>
<p>The actual number of drivers (6000), utilization rate (48%), and <em>P2</em> value (12%) are captured well by the simulation as one of the possible states for a day with 200,000 trips in Toronto. (The wait time of 5.4 minutes is not comparable to Uber’s definition, which leaves some time unaccounted for --- see above). These particular values are the result of the price and commission set by Uber.</p>
</section>
</section>
<section id="ride-hailing-cannot-provide-low-emissions-transit" class="level1 page-columns page-full" data-number="4">
<h1 data-number="4"><span class="header-section-number">4</span> Ride Hailing cannot provide low-emissions transit</h1>
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Figure&nbsp;4: Simulating Toronto: Wait times and vehicle phases for Feb 6, 2020. The figures at 6000 vehicles match the reported values for that day.
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<p>Figure 4 highlights the trade-off at the heart of the ground transportation industry.</p>
<p>At the right side of the graph, the number of vehicles is very large (10,000) compared to the demand for trips. Relatively few vehicles are “engaged” in a trip, either driving a passenger (<em>P3</em>) or <em>en route</em> to pick up a passenger (<em>P2</em>). Instead, most drivers are unpaid, waiting for a trip request, in the <em>P1</em> phase. From a passenger’s point of view, the situation is much better. Wait time is short (shown here as a fraction of the trip length <em>L</em>), as there is always an available vehicle nearby.</p>
<p>In the middle of the graph, around 6000 vehicles, the <em>P1</em> value is lower and the <em>P2</em> and <em>P3</em> values are higher than with 10,000 vehicles. Vehicles are busy more of the time, but passengers have to wait a bit longer for each trip.</p>
<p>Below 4000 vehicles, there are too few vehicles to keep up with demand. The <em>P1</em> value hits zero (drivers are <em>always</em> busy) but the wait time goes off the charts as drivers cannot keep up with demand. The system never reaches a steady state.</p>
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Figure&nbsp;5: The Australian Cycling Promotion Fund is one of several groups to have produced photos like this, showing the relative space efficiency of different modes of transport. This is reproduced from the Human Transit blog of Jarrett Walker.
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<p>The tension between driver and passenger interests here is clear. Passengers want a short wait time, but this requires a high proportion of drivers waiting for a trip, not being paid.</p>
<section id="the-limits-of-ridehail-efficiency" class="level2 page-columns page-full" data-number="4.1">
<h2 data-number="4.1" class="anchored" data-anchor-id="the-limits-of-ridehail-efficiency"><span class="header-section-number">4.1</span> The limits of ridehail efficiency</h2>
<p>The Province of Ontario and the City of Toronto invest in public transit for many reasons. One is that private cars are always going to take more space and produce more emissions than public transit. Figure 5 shows a photo produced by Australia’s Cycling Promotion Fund, which captures the geometry of the transit situation.</p>
<p>A trip by Uber is always going to produce even more emissions and take even more road space than a trip by a private car because Uber drivers spend half their time “deadheading’.</p>
<p>Uber claims it can resolve the tension by operating more efficiently and supporting a higher level of demand. Compared to taxis, whose numbers are regulated, Uber has consistently operated at higher levels of demand in major cities, but after almost ten years there is no evidence that the higher demand is the result of greater efficiency. Instead, the demand is produced mainly by lower prices, which in turn are a result of subsidised fares <span class="citation" data-cites="horan2017">(Horan 2017)</span>. Uber’s record of continuing losses is shown in Figure 6.</p>
<div id="fig-6" class="quarto-float quarto-figure quarto-figure-center anchored">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-6-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<img src="https://tomslee.net/essays/2023-01-ridehail/fig6.png" class="img-fluid figure-img" style="width:100.0%">
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-6-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;6: Uber’s losses over the last 7 years.
</figcaption>
</figure>
</div>
<p>It is true that with higher demand, a ridehail system can support a given wait time with fewer vehicles per trip: it generates higher utilization rates, but there are limits to this argument.</p>
<p>Figure&nbsp;7 shows utilization rates and vehicles per trip (per minute) to sustain a six-minute wait time in a Toronto-like environment. It shows that an increase in demand does increase utilization, but there is a levelling off as demand increases. Even if the trip volume in Toronto were to increase to 200,000 per day (a 50% increase over the pre-pandemic numbers), the utilization rate would still increase to only 54% if wait time were kept at the same value.</p>
<p>Other cities, with New York City and San Francisco as outliers, have utilization rates (by time) of 50 to 60%.<sup>1</sup> Toronto has a level of demand that is lower than Chicago, which may provide a reasonable upper bound to what can be expected of around 60%.</p>
<div class="no-row-height column-margin column-container"><div id="fn1"><p><sup>1</sup>&nbsp;Utilization rates measured by distance may be slightly larger, as drivers drive slower when not engaged in a trip.</p></div></div><table class="caption-top table">
<caption>Table 2: Utilization rates for Uber in USA cities. Rates measured by distance will be higher than those measured by time as drivers cover more distance in a given time when engaged in a trip. 2019 valus are from an Uber-commissioned report <span class="citation" data-cites="balding_estimated_2019">(Balding et al. 2019)</span>; 2017 values from a report by Bruce Schaller <span class="citation" data-cites="schaller_empty_2017">(Schaller 2017)</span>, and 2015 values from an NBER report by <span class="citation" data-cites="cramer_disruptive_2016">(Cramer and Krueger 2016)</span>. The 2020 values for Seattle come from reports by <span class="citation" data-cites="hyman_platform_2020">(Hyman et al. 2020a)</span> and by <span class="citation" data-cites="parrott_minimum_2020">(Parrott and Reich 2020a)</span>.</caption>
<thead>
<tr class="header">
<th>City</th>
<th>Year</th>
<th>Time or distance?</th>
<th style="text-align: right;">Utilization rate</th>
</tr>
</thead>
<tbody>
<tr class="odd">
<td>Chicago</td>
<td>2015</td>
<td>Distance</td>
<td style="text-align: right;">59%</td>
</tr>
<tr class="even">
<td>Chicago</td>
<td>2019</td>
<td>Distance</td>
<td style="text-align: right;">55%</td>
</tr>
<tr class="odd">
<td>Boston</td>
<td>2016</td>
<td>Time</td>
<td style="text-align: right;">47%</td>
</tr>
<tr class="even">
<td>Boston</td>
<td>2019</td>
<td>Distance</td>
<td style="text-align: right;">55%</td>
</tr>
<tr class="odd">
<td>Los Angeles</td>
<td>2016</td>
<td>Time</td>
<td style="text-align: right;">42%</td>
</tr>
<tr class="even">
<td>Los Angeles</td>
<td>2019</td>
<td>Distance</td>
<td style="text-align: right;">60%</td>
</tr>
<tr class="odd">
<td>New York City</td>
<td>2016</td>
<td>Time</td>
<td style="text-align: right;">51%</td>
</tr>
<tr class="even">
<td>New York City</td>
<td>2017</td>
<td>Distance</td>
<td style="text-align: right;">59%</td>
</tr>
<tr class="odd">
<td>San Francisco</td>
<td>2016</td>
<td>Time</td>
<td style="text-align: right;">55%</td>
</tr>
<tr class="even">
<td>San Francisco</td>
<td>2017</td>
<td>Distance</td>
<td style="text-align: right;">67%</td>
</tr>
<tr class="odd">
<td>San Francisco</td>
<td>2019</td>
<td>Distance</td>
<td style="text-align: right;">64%</td>
</tr>
<tr class="even">
<td>Seattle</td>
<td>2016</td>
<td>Time</td>
<td style="text-align: right;">44%</td>
</tr>
<tr class="odd">
<td>Seattle</td>
<td>2019</td>
<td>Distance</td>
<td style="text-align: right;">53%</td>
</tr>
<tr class="even">
<td>Seattle</td>
<td>2020a</td>
<td>Time</td>
<td style="text-align: right;">60%</td>
</tr>
<tr class="odd">
<td>Seattle</td>
<td>2020b</td>
<td>Time</td>
<td style="text-align: right;">51%</td>
</tr>
<tr class="even">
<td>Washington DC</td>
<td>2019</td>
<td>Distance</td>
<td style="text-align: right;">55%</td>
</tr>
</tbody>
</table>
<p>There are two ways that utilization rates may exceed these estimates. The first is for the number of drivers to be limited, so that wait times are longer. The second is for trips to concentrate even more heavily into the high traffic central zone. But this central core is well served by mass transit, and any gain in ridehail trips would be achieved by taking riders away from mass transit and putting them in cars <span class="citation" data-cites="young2020">(Young et al. 2020)</span>, and adding to problems of congestion <span class="citation" data-cites="erhardt2019">(Erhardt et al. 2019)</span>.</p>
<div id="fig-7" class="quarto-float quarto-figure quarto-figure-center anchored">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-7-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<img src="https://tomslee.net/essays/2023-01-ridehail/fig7.png" class="img-fluid figure-img" style="width:100.0%">
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-7-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;7: The number of vehicles N and utilization rate P3 required to support a wait time of 6 minutes (w=0.30). While the utilization rate (P3) does increase with demand, the improvements level off as demand increases. Meanwhile, the number of vehicles required keeps growing (green line, at left).
</figcaption>
</figure>
</div>
<p>Without these changes, at least 40% of a vehicle’s time will be spent deadheading. There is no efficient solution to emissions through ride hailing.</p>
</section>
<section id="wait-times-what-is-a-minute-worth" class="level2" data-number="4.2">
<h2 data-number="4.2" class="anchored" data-anchor-id="wait-times-what-is-a-minute-worth"><span class="header-section-number">4.2</span> Wait times: what is a minute worth?</h2>
<p>The short wait time has been one of the main reasons for Uber’s popularity. But cities also need to ask how short wait times fit with other transit goals?</p>
<p>Figure 4, above, shows that a wait time of 6.4 minutes rather than 5.4 minutes would remove 1200 vehicles from the system, and increase utilization rate to 60%. If Uber seeks to reduce wait time by another minute, to 4.4 minutes, it will add another 2000 vehicles to Toronto roads, with their attendant congestion and emissions. As an average, we can say that each minute of reduced wait time adds 1600 vehicles to the streets of Toronto.</p>
<p>Uber could add thousands of empty vehicles to the streets of Toronto at a time when the city is looking to achieve a 65% reduction in transportation emissions by 2030 (City of Toronto 2021a). It is known that, broadly speaking, Uber competes with public transit for ridership <span class="citation" data-cites="hall2018">(Hall et al. 2018)</span>.</p>
<p>To meet its environmental goals, the City of Toronto should limit the role of Uber and Lyft to services that are ancillary to, not competitive with, public transit.</p>
</section>
</section>
<section id="full-time-drivers-earn-less-than-8-per-hour" class="level1 page-columns page-full" data-number="5">
<h1 data-number="5"><span class="header-section-number">5</span> Full-time drivers earn less than $8 per hour</h1>
<p>The Ontario Government’s Working for Workers Act seeks to provide a minimum wage for gig workers, including Uber drivers. This section estimates Uber driver pay. The following section shows that the Act will not improve the situation.</p>
<section id="income-calculation" class="level2 page-columns page-full" data-number="5.1">
<h2 data-number="5.1" class="anchored" data-anchor-id="income-calculation"><span class="header-section-number">5.1</span> Income calculation</h2>
<p>We estimate that Uber driver pay in Toronto (pre-pandemic) for “full-time” drivers was $7.90 per hour.</p>
<p>If passengers are charged an effective price per minute fare <em>p</em>, with the ridehail platform taking a fraction of that price as a commission (<em>m</em>), then driver gross income before expenses is their income from trips, multiplied by their utilization rate (the proportion of time spent driving passengers, <em>P<sub>3</sub></em>)</p>
<p><img src="https://latex.codecogs.com/png.latex?I%5C%20%20=%20%5C%20P_%7B3%7D%5C%20.%5C%20p%5C%20.%5C%20(1%5C%20%E2%80%93%5C%20m)"></p>
<p>Prices for a trip (again, pre-pandemic) were taken from taxi aggregation sites and media reports. These are Uber’s “up-front” fare structure <span class="citation" data-cites="uber_inc_frequently_2022">(Uber, Inc. 2022a)</span>. Of these, the base fare and booking fee go to Uber, and the company also takes a commission on the cost per minute and per km.</p>
<p>From these figures, the fare for the average 16-minute, 8 km ride would be</p>
<p><img src="https://latex.codecogs.com/png.latex?%5C$%202.50%5C%20%20+%20%5C%20%5C$%202.75%5C%20%20+%20%5C%20(16%5C%20*%5C%20%5C$%200.18)%5C%20%20+%20%5C%20(8%5C%20*%5C%20%5C$%200.81)%5C%20%20=%20%5C%20%5C$%2014.61"></p>
<p>For pay purposes, this needs to be converted into a total fare per hour:</p>
<p><img src="https://latex.codecogs.com/png.latex?%5C$%2014.61%5C%20*%5C%2060%5C%20/%5C%2016%5C%20%20=%20%5C%20%5C$%2054.60"></p>
<p>Uber reported its “take rate” for global mobility services in Q1 2020 as 23% (see the 2020 column in the quarterly earnings announcement for Q1 2021 “Take Rates” table <span class="citation" data-cites="uber_inc_uber_2021">(Uber, Inc. 2021)</span>). Uber does not release its city-by-city take rates, and has become increasingly opaque as to the amount it takes, so this global estimate is the best available. Estimated average driver income while driving passengers (I<sub>P3</sub>), before costs, is therefore</p>
<p><img src="https://latex.codecogs.com/png.latex?I_%7BP3%7D%5C%20%20=%20%5C%2077%5C%25%5C%20*%5C%20%5C$%2054.60%5C%20%20=%20%5C%20%5C$%2042.04"></p>
<p>Drivers are earning revenue only for the 48% of time that they are carrying passengers, this figure represents actual <em>hourly</em> income of</p>
<p><img src="https://latex.codecogs.com/png.latex?I%5C%20%20=%20%5C%20%5C$%2042.04%5C%20*%5C%200.48%5C%20%20=%20%5C%20%5C$%2020.18%5C%20/%5C%20%5Ctext%7Bhour%7D"></p>
<p>Drivers also have costs. These include fixed costs c<sub><em>f</em></sub> (such as the purchase of a car), and marginal cost of operations <em>c<sub>o</sub></em> (fuel, insurance, maintenance, cleaning, etc.).<sup>2</sup> Revenue Canada gives a “reasonable per-kilometre allowance” of 55c per kilometre to account for fuel, insurance, maintenance and depreciation. Although ridehail drivers may have additional costs as a result of commercial insurance, additional cleaning fees, and driving predominantly in a low-speed urban environment, we adopt this figure.</p>
<div class="no-row-height column-margin column-container"><div id="fn2"><p><sup>2</sup>&nbsp;The distinction between fixed and marginal costs is not absolute, but depends on the timeframe under consideration. If a driver rents a car for a month, it becomes a fixed cost for that month (the rent will be paid, regardless of whether the driver drives or not). Considered over a longer time, the decision to rent a car in order to take part in ridehail is a marginal cost.</p></div></div><p>During the <em>P1</em> period (“available for trip”), drivers do drive less (although they may still run their engine even when parked, to run air conditioning in summer or heating in winter). From figures given in the Big Data report, we compute that drivers cover 0.3 times as many km per hour as when <em>en route</em> or driving with a passenger. With a speed of 31 km/h while in periods <em>P1</em> and <em>P2</em>, and an effective speed of 10km/h in <em>P1</em>, this translates into a cost of $12.28 per hour.</p>
<p>The estimated driver net income (revenue&nbsp;- costs) for full-time Uber drivers is therefore:</p>
<p><img src="https://latex.codecogs.com/png.latex?I%5C%20%20=%20%5C%20%5C$%2020.18%5C%20%20-%20%5C%20%5C$%2012.28%5C%20%20=%20%5C%20%5C$%207.90"></p>
</section>
<section id="inclusion-of-p1-time-and-costs" class="level2" data-number="5.2">
<h2 data-number="5.2" class="anchored" data-anchor-id="inclusion-of-p1-time-and-costs"><span class="header-section-number">5.2</span> Inclusion of P1 time and costs</h2>
<p>Estimates of gig-work incomes have varied widely, with two major sources of disagreement: what expenses to count, and whether to include time between gigs (“<em>P1</em> time”) as hours worked. For example, two competing reports on the situation in Seattle adopted different approaches <span class="citation" data-cites="hyman2020 parrott2020">(Hyman et al. 2020b; Parrott and Reich 2020b)</span>. This report makes a case for including all <em>P1</em> time, and for including a full set of driver costs, when the purpose is to provide a minimum wage.</p>
<p>Uber drivers range from the casual driver who uses a personal car for a few hours a week, to full-time drivers putting in over 40 hours per week and for whom the car is primarily a means of making money. There is certainly room for debate about whether the full cost of car ownership is appropriate to include for the casual driver, but here the topic is <em>minimum</em> wage, not average wage, and the focus needs to be on those full-time drivers for whom the full costs of vehicle ownership, depreciation and maintenance are part of the job. This set of full-time workers also includes drivers who split their time between gig work tasks (for example, meal delivery and ridehail), but spend a full working week as gig workers.</p>
<div id="fig-8" class="quarto-float quarto-figure quarto-figure-center anchored">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-8-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<img src="https://tomslee.net/essays/2023-01-ridehail/fig8.png" class="img-fluid figure-img" style="width:100.0%">
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-8-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;8: In Chicago, full-time drivers (defined as those who drive over 275 trips per month), make up only about one in six drivers, but are responsible for over 40% of trips.
</figcaption>
</figure>
</div>
<p>Despite Uber’s popular image as a platform for casual drivers, full-time drivers provide the core of the service. Figure 8, based on Chicago data <span class="citation" data-cites="cityofchicago2022">(City of Chicago 2022)</span>, shows that full-time drivers provide between a third and a half of all trips.</p>
<p>There are a number of justifications for including the full <em>P1</em> time in the estimate of hours worked, especially for full-time drivers:</p>
<ul>
<li><p>Drivers on <em>P1</em> time are contributing labour to the service that Uber provides by lowering the wait time for passengers. When a potential passenger opens the Uber app and sees available drivers in the area, that passenger is more likely to request a trip. The more such drivers there are, the better the service for passengers.</p></li>
<li><p>It has been suggested that drivers could abuse the <em>P1</em> time by signing on to the app with no intent of driving. But it is, after all, a choice by the platform to allow sign-on at any time: platforms could choose to respond to a login attempt with a message that “there are enough drivers on the platform at the moment: please try again later”. Also: there is no suggestion that drivers be directly reimbursed for each hour they are online, simply that we recognise the time that they spend on the platform as work in our estimates of their income.</p></li>
<li><p>There is often a double standard from authors who question whether drivers on <em>P1</em> time are “really working”. The authors of some studies, along with many other classes of worker, are paid for lunch breaks and occasional coffee breaks, but treat the time spent by Uber drivers with a new level of scrutiny. Many jobs involve work that is necessary, but which is not the specific task we are paid for: teachers and journalists are paid for preparation time; doctors and firefighters are paid to be available in case of emergency. Similarly, waiting for a trip, not to mention other chores such as car maintenance and cleaning, are essential parts of the service an Uber driver provides.</p></li>
<li><p>Multi-application use (a driver logged in to both Lyft and Uber apps) is also manageable. Again, there is not a suggestion that drivers be explicitly paid for their time logged in, just that their calculated income should reflect time available for work. De-duplication of multi-app use is a technical bookkeeping issue that could be solved at the provincial or platform level.</p></li>
</ul>
</section>
<section id="driver-revenues-summary" class="level2" data-number="5.3">
<h2 data-number="5.3" class="anchored" data-anchor-id="driver-revenues-summary"><span class="header-section-number">5.3</span> Driver revenues: summary</h2>
<p>In summary: driver revenues <em>for engaged time</em> in Toronto are already almost double the Ontario Government’s “minimum wage for engaged time”, yet the estimated <em>real hourly income</em> is $7.90 / hr: below minimum wage.</p>
<p>If drivers earned the government’s proposed minimum revenue of $15/hour while “engaged”, and taking “engaged” to be either P1 or P2 time, then the average hourly income would be negative:</p>
<p><img src="https://latex.codecogs.com/png.latex?%5C$%2015%5C%20%20%5Ctimes%20%5C%20(0.48%20+%200.11)%5C%20%20-%20%5C%20%5C$%2012.28%5C%20%20=%20%5C%20%20-%20%5C$%203.43%5C%20"></p>
<p>The estimates here reflect the pre-pandemic situation. The post-pandemic world is yet to settle out. The “great resignation” in the US (to a lesser extent in Canada) has meant that workers are reluctant to return to some industries, including ride-hail. This reluctance means that there are fewer drivers on the streets at any given price, and so those actually driving will earn more.&nbsp;</p>
</section>
</section>
<section id="engaged-time-standards-do-not-work-for-gig-workers" class="level1" data-number="6">
<h1 data-number="6"><span class="header-section-number">6</span> “Engaged time” standards do not work for gig workers</h1>
<p>The approach of the Digital Platform Workers’ Rights Act <span class="citation" data-cites="legislative_assembly_of_ontario_working_2022">(Legislative Assembly of Ontario 2022)</span> to a “right to minimum wage” for gig-workers fails, not just because the numbers are too low, but because the principle of addressing only “engaged time” is mistaken.</p>
<p>The question of “engaged time” wage extends far beyond Ontario. Seattle recently introduced a minimum wage for Uber drivers based on engaged time <span class="citation" data-cites="herbold_payup_2022">(Herbold and Lewis 2022)</span>. In its “Frequently Asked Questions – Worker Protections”, Uber UK explains its approach to the National Living Wage <span class="citation" data-cites="uber_inc_frequently_2022">(Uber, Inc. 2022a)</span>:</p>
<blockquote class="blockquote">
<p>You earn the National Living Wage from the time you accept a trip on the app to the point at which the trip is completed: this is called the engaged time.&nbsp;</p>
<p>Time waiting for a trip to be offered to you is not included in your National Living Wage calculation. This is because there is no requirement to accept any trips during this period.&nbsp;</p>
<p>This allows you the flexibility to manage your time as you wish.</p>
</blockquote>
<section id="entry-and-exit" class="level2" data-number="6.1">
<h2 data-number="6.1" class="anchored" data-anchor-id="entry-and-exit"><span class="header-section-number">6.1</span> Entry and exit</h2>
<p>In the gig-economy business model, drivers can enter and exit at any time, by signing into or out of the PTC smartphone application.</p>
<p>The computer simulation was extended to include driver entry and exit, to illustrate the lack of impact of “engaged time” pay rates, as follows.</p>
<p>Driver net income is calculated as above</p>
<p><img src="https://latex.codecogs.com/png.latex?I%5C%20%20=%20%5C%20P_%7B3%7D%5C%20.%5C%20p%5C%20.%5C%20(1%5C%20%E2%80%93%5C%20m)%5C%20%20-%20%5C%20c_%7Bo%7D"></p>
<p>This income is compared to a <em>reservation wage</em> (<em>c<sub>w</sub></em>): the after-expenses income a driver must make for driving to be worthwhile. This is the $7.90 per hour calculated in the previous section.</p>
<p>In a simulation, the average driver income for the system as a whole is tracked, based on the entered price, commission, and costs (which all stay constant for a simulation), and also on the observed utilization rate <em>P3.</em> If this average income is greater than the reservation wage, then there is money to be made by drivers, and more vehicles enter the system. If the average income is less than the reservation wage, then for some drivers it is not worth their time to be driving and they leave the system. Over time, the system equilibrates to a steady state where drivers are earning the reservation wage after expenses.</p>
</section>
<section id="pay-is-not-affected-by-fare-changes" class="level2" data-number="6.2">
<h2 data-number="6.2" class="anchored" data-anchor-id="pay-is-not-affected-by-fare-changes"><span class="header-section-number">6.2</span> Pay is not affected by fare changes</h2>
<div id="fig-9" class="quarto-float quarto-figure quarto-figure-center anchored">
<figure class="quarto-float quarto-float-fig figure">
<div aria-describedby="fig-9-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
<img src="https://tomslee.net/essays/2023-01-ridehail/fig9.png" class="img-fluid figure-img" style="width:100.0%">
</div>
<figcaption class="quarto-float-caption-bottom quarto-float-caption quarto-float-fig" id="fig-9-caption-0ceaefa1-69ba-4598-a22c-09a6ac19f8ca">
Figure&nbsp;9: “Before” and “After” a change in fare. While the change affects the number of vehicles and passenger wait times, driver income does not change.
</figcaption>
</figure>
</div>
<p>As Uber and other gig-economy platforms do not limit driver supply, a rise in “engaged time” pay increases the number of drivers on the platform, but does not translate into increased earnings for individual drivers.</p>
<p>Figure 9 shows the results of the simulation. The bar on the left of each chart is a reference simulation that describes an environment similar to (but scaled down from) Toronto’s, with 1578 drivers spending, on average, 52% of their time with-passenger (<em>P3</em>), and earning $8.80/hour after expenses. Passengers are waiting an average of 4.9 minutes for their trip.</p>
<p>After a 25% fare raise, the number of vehicles increases by 25%, to 1956. Drivers now spend only 41% of their time with passengers, and their income is essentially unchanged to within the precision of the simulation ($8.40 instead of $8.80 per hour). These additional unpaid drivers do enable Uber to deliver shorter wait times, down to 4.1 minutes.</p>
<p>If Uber raises prices while keeping their commission the same, more drivers find it worth their while to drive, attracted by the prospect of higher pay for each trip. But more drivers mean more competition for trips, and more unpaid idle time. At equilibrium, the competition eats away all the gains of the increased fare, and the pay of the average driver is unchanged by the price hike. There are more drivers, but they earn the same as before.</p>
<p>It may seem contradictory to claim that Uber has been subsidising drivers by taking losses, but that pay remains low. The distinct nature of gig work is that low prices (trip subsidies) do attract more drivers to the platform, but do not end up increasing the pay rate for individual drivers.</p>
</section>
<section id="model-validation" class="level2" data-number="6.3">
<h2 data-number="6.3" class="anchored" data-anchor-id="model-validation"><span class="header-section-number">6.3</span> Model validation</h2>
<p>A recent study from California provides validation of the model’s findings <span class="citation" data-cites="mccullough_prop_2022">(McCullough et al. 2022)</span>. There, a platform-company funded ballot initiative (Proposition 22) at least temporarily classified ride-hail drivers as independent contractors, ensuring that compensation and benefits were based on engaged time rather than hours worked. The National Equity Atlas partnered with a drivers’ union, Rideshare Drivers United, to obtain real-time measures of earnings and benefits in key markets. They found that drivers took home, on average, net earnings of US$6.20 per hour; half that amount if drivers had to pay health benefits out of pocket. Only 10% of drivers were able to access the company’s portable health benefits plan, as eligibility was set at a minimum of 25 hours engaged time per week.</p>
<p>The insensitivity of driver income to the fare per trip is consistent with research from Uber itself <span class="citation" data-cites="hall_pricing_2021">(Hall et al. 2021)</span>. With minor differences, the same principle applies to other “gig-economy” platforms, whether it is meal delivery, food delivery, or another task. The “engaged rate” has little to do with the actual hourly rate. Workers in a gig-economy model can never advance so long as entry and exit is free.</p>
</section>
</section>
<section id="conclusions" class="level1" data-number="7">
<h1 data-number="7"><span class="header-section-number">7</span> Conclusions</h1>
<p>Currently, regulators erroneously assume the fraction of “engaged” time is fixed; as our model shows, it is a dynamic variable, such that as pay for engaged time increases, the proportion of time spent engaged decreases.</p>
<p>Free entry and exit, coupled with a large proportion of unpaid time, makes gig work unique. Uber drivers are just the first wave of gig workers whose standard of living needs to be addressed. Fitting Uber, and other gig-work platforms, into provincial labour standards and City of Toronto sustainability goals demands that the “deadheading” phase that is essential to the gig-work business model be addressed.</p>
<p>Uber has an incentive to provide large numbers of idle drivers: idle drivers provide low wait times and drive demand. The company has levers, from its price and commission choices to other tactics such as “gamification” and opaque and erratic pay practices, to keep drivers on the platform even at low pay. The fact that Uber continues to lose money shows that its popularity is a result of subsidy, not efficiency.</p>
<p>For the City of Toronto to address its broad goals of efficient and low-emission mass transit, it must abandon the idea that Uber can be a large component of this system. Taxi-type services (platform-mediated or not) certainly have a role to play in the urban transportation mix. However, as an inherently inefficient and high-emission competitor to public transit, the City must accept that it has a limited role in a healthy urban environment. The City must resume responsibility for establishing those limits, rather than delegating this oversight to the platforms themselves.</p>
<p>If minimum pay regulations to implement the Ontario Government’s Act are to improve the lot of Uber drivers and other gig workers, they must take account of all the time a driver spends on the platform, not just “engaged time”.</p>
<section id="the-contagion-problem" class="level2" data-number="7.1">
<h2 data-number="7.1" class="anchored" data-anchor-id="the-contagion-problem"><span class="header-section-number">7.1</span> The contagion problem</h2>
<p>The arguments in this report are not limited to Uber drivers. In Ontario and around the world, the number of workers employed by platform companies - either part-time or full-time - is expanding.&nbsp; Platforms now offer gigs across economic sectors, beyond food delivery, transportation and logistics to skilled trades, software development, education and, closer to home, a range of health care positions, from emergency room nurses to Personal Support Workers.&nbsp;</p>
<p>Enshrining the concept of “engaged time” into law could accelerate the transformation of full-time jobs into precarious day labour or piecework, eroding the traditional minimum wage standards. &nbsp; It is perhaps no accident that then-Minister of Labour Monte McNaughton announced Ford’s “ground-breaking” minimum wage “protection” for gig workers only a day after a Ministry of Labour decision ordered back pay for unengaged time for a platform-based delivery driver in a landmark wage theft case.</p>
</section>
<section id="better-paths-forward" class="level2" data-number="7.2">
<h2 data-number="7.2" class="anchored" data-anchor-id="better-paths-forward"><span class="header-section-number">7.2</span> Better paths forward</h2>
<p>There are better paths forward for gig workers, opening up the possibility of a better wage. Here are some examples.</p>
<ol type="1">
<li><p><em>Real hourly pay for gig workers (the EU model).</em> In several European countries, Gig employers have begun paying gig workers at hourly rates, as legal and regulatory frameworks evolve. Just Eat, for example, uses employee models in countries where required (certain jurisdictions in continental Europe, Israel, parts of the UK), while in other jurisdictions they list drivers as independent contractors <span class="citation" data-cites="just_eat_takeawaycom_annual_2021">(Just Eat Takeaway.com 2021)</span>. In Norway, Foodora delivery drivers working more than 10 hours per week were able to negotiate real hourly rates (not just for engaged time) with extra pay per delivery <span class="citation" data-cites="eurofound_collective_2022">(Eurofound 2022)</span>&nbsp; Scheduling deliveries remains the responsibility of the employer - who is thus incentivized to minimise unengaged/wait time (Butler 2021).&nbsp;</p></li>
<li><p><em>Restrict supply to meet demand (the New York City model).</em> In the wake of driver protests, New York adopted a series of regulations in 2018 to accomplish a minimum pay standard for all for-hire vehicles, to ensure drivers took home at least $17.22 per hour after expenses (<a href="https://gothamist.com/news/it-will-take-care-of-our-family-nycs-for-hire-vehicle-drivers-get-53-raise">recently raised by 5.3%</a>).&nbsp; New licenses were paused and the City’s Taxi and Limousine Commission assesses every six months whether additional licenses are needed, issuing new licenses for the first time in four years in August 2022 (restricted to electric vehicles). Per minute and per mile rates based on recent estimates of engaged time, <a href="https://www1.nyc.gov/site/tlc/about/driver-pay-rates.page">measured and adjusted approximately every six months</a>. Wait times remain well within the 4.5 to 6.6 minute range considered acceptable by the City <span class="citation" data-cites="nyc_taxi_and_limousine_commission_august_2022">(NYC Taxi and Limousine Commission 2022)</span>.</p></li>
</ol>
</section>
</section>
<section id="the-author" class="level1" data-number="8">
<h1 data-number="8"><span class="header-section-number">8</span> The author</h1>
<p><em>Tom Slee has a PhD in theoretical chemistry, and has worked in the software industry for 30 years. His interest in what was then called the Sharing Economy led to the publication of “What’s Yours is Mine: Against the Sharing Economy” (OR Books, 2016), which was translated into seven languages. A data-driven investigation of Airbnb was reported in the New York Times</em> <em>. He lives and works in Waterloo, Ontario.</em></p>



</section>


<div id="quarto-appendix" class="default"><section class="quarto-appendix-contents" id="quarto-bibliography"><h2 class="anchored quarto-appendix-heading">References</h2><div id="refs" class="references csl-bib-body hanging-indent">
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Balding, Melissa, Teresa Whinery, Eleanor Leshner, and Eric Womeldohrf. 2019. <em>Estimated <span>TNC</span> <span>Share</span> of <span>VMT</span> in <span>Six</span> <span>US</span> <span>Metropolitan</span> <span>Regions</span></em>. Fehr &amp; Peers. <a href="https://drive.google.com/file/d/1FIUskVkj9lsAnWJQ6kLhAhNoVLjfFdx3/view?usp=embed_facebook">https://drive.google.com/file/d/1FIUskVkj9lsAnWJQ6kLhAhNoVLjfFdx3/view?usp=embed_facebook</a>.
</div>
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Berg, Janine, and Hannah Johnston. 2019. <span>“Too Good to Be True? A Comment on Hall and Krueger<span>’</span>s Analysis of the Labor Market for Uber<span>’</span>s Driver-Partners.”</span> <em>ILR Review</em> 72 (1): 39–68. <a href="https://doi.org/10.1177/0019793918798593">https://doi.org/10.1177/0019793918798593</a>.
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Hall, Jonathan D., Craig Palsson, and Joseph Price. 2018. <span>“Is Uber a Substitute or Complement for Public Transit?”</span> <em>Journal of Urban Economics</em> 108 (November): 36–50. <a href="https://doi.org/10.1016/j.jue.2018.09.003">https://doi.org/10.1016/j.jue.2018.09.003</a>.
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Hall, Jonathan V, John J Horton, and Daniel T Knoepﬂe. 2021. <em>Pricing in <span>Designed</span> <span>Markets</span>: <span>The</span> <span>Case</span> of <span>Ride</span>-<span>Sharing</span></em>. January, 54.
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Herbold, Lisa, and Andrew Lewis. 2022. <span>“<span>PayUp</span> <span>Legislation</span> - <span>Council</span> <span></span> Seattle.gov.”</span> In <em>Seattle City Council</em>. <a href="https://www.seattle.gov/council/issues/payup">https://www.seattle.gov/council/issues/payup</a>.
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Horan, Hubert. 2017. <em>Will the Growth of Uber Increase Economic Welfare?</em> Rochester, NY. <a href="https://papers.ssrn.com/abstract=2933177">https://papers.ssrn.com/abstract=2933177</a>.
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<div id="ref-hyman2020" class="csl-entry">
Hyman, Louis, Erica L. Groshen, Adam Seth Litwin, Martin T. Wells, Kwelina P. Thompson, and Kyrylo Chernyshov. 2020b. <em>Platform Driving In Seattle</em>. July 6. <a href="https://ecommons.cornell.edu/handle/1813/74305">https://ecommons.cornell.edu/handle/1813/74305</a>.
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<div id="ref-policy__innovation_transportation_services_transportation_2019" class="csl-entry">
Innovation Transportation Services, Policy &amp;. 2019. <em>The <span>Transportation</span> <span>Impacts</span> of <span>Vehicle</span>-for-<span>Hire</span> in the <span>City</span> of <span>Toronto</span></em>. City of Toronto. <a href="https://www.toronto.ca/wp-content/uploads/2019/06/96c7-Report_v1.0_2019-06-21.pdf">https://www.toronto.ca/wp-content/uploads/2019/06/96c7-Report_v1.0_2019-06-21.pdf</a>.
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<div id="ref-just_eat_takeawaycom_annual_2021" class="csl-entry">
Just Eat Takeaway.com. 2021. <em>Annual <span>Report</span> 2021</em>. Just Eat Takeaway.com. <a href="https://s3.eu-central-1.amazonaws.com/takeaway-corporatewebsite-dev/JET-JV2021-080322.pdf#page=7">https://s3.eu-central-1.amazonaws.com/takeaway-corporatewebsite-dev/JET-JV2021-080322.pdf#page=7</a>.
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<div id="ref-lawrence2022" class="csl-entry">
Lawrence, Felicity. 2022. <span>“Uber Paid Academics Six-Figure Sums for Research to Feed to the Media.”</span> <em>The Guardian</em>, July 12. <a href="https://www.theguardian.com/news/2022/jul/12/uber-paid-academics-six-figure-sums-for-research-to-feed-to-the-media">https://www.theguardian.com/news/2022/jul/12/uber-paid-academics-six-figure-sums-for-research-to-feed-to-the-media</a>.
</div>
<div id="ref-legislative_assembly_of_ontario_working_2022" class="csl-entry">
Legislative Assembly of Ontario. 2022. <em>Working for <span>Workers</span> <span>Act</span>, 2022</em>. <a href="https://www.ola.org/en/legislative-business/bills/parliament-42/session-2/bill-88">https://www.ola.org/en/legislative-business/bills/parliament-42/session-2/bill-88</a>.
</div>
<div id="ref-mccullough_prop_2022" class="csl-entry">
McCullough, Eliza, Brian Dolber, Justin Scoggins, Edward-Michael Muña, and Sarah Treuhaft. 2022. <em>Prop 22 <span>Depresses</span> <span>Wages</span> and <span>Deepens</span> <span>Inequities</span> for <span>California</span> <span>Workers</span></em>. National Equity Atlas. <a href="https://nationalequityatlas.org/prop22-paystudy">https://nationalequityatlas.org/prop22-paystudy</a>.
</div>
<div id="ref-mojtehedzadeh_uber_2022" class="csl-entry">
Mojtehedzadeh, Sara. 2022. <span>“The <span>Uber</span> <span>Files</span>: <span>A</span> Kill Switch, Intense Lobbying and Driver Exploitation. <span>Leaked</span> Documents Reveal <span>‘Cutthroat’</span> Tactics That Built Ride-Hailing Empire.”</span> <em>The Toronto Star</em> (Toronto), July. <a href="https://www.thestar.com/news/investigations/2022/07/10/uber-files-reveal-playbook-that-fueled-ride-share-firms-rise.html">https://www.thestar.com/news/investigations/2022/07/10/uber-files-reveal-playbook-that-fueled-ride-share-firms-rise.html</a>.
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New York City Open Data. 2022. <span>“Uber <span>Data</span>.”</span> In <em>New York City Open Data</em>. <a href="https://data.cityofnewyork.us/Transportation/uber-Data/gre9-vvjv">https://data.cityofnewyork.us/Transportation/uber-Data/gre9-vvjv</a>.
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NYC Taxi and Limousine Commission. 2022. <em>August 2022 <span>For</span>-<span>Hire</span> <span>Vehicle</span> <span>License</span> <span>Review</span></em>. New York City Taxi; Limousine Commission; Department of Transportation. <a href="https://www1.nyc.gov/assets/tlc/downloads/pdf/license-pause-report-2022-08.pdf">https://www1.nyc.gov/assets/tlc/downloads/pdf/license-pause-report-2022-08.pdf</a>.
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Parrott, James A., and Michael Reich. 2020a. <em>A <span>Minimum</span> <span>Compensation</span> <span>Standard</span> for <span>Seattle</span> <span>TNC</span> <span>Drivers</span></em>. Cnter for New York City Affairs. <a href="https://irle.berkeley.edu/files/2020/07/Parrott-Reich-Seattle-Report_July-2020.pdf">https://irle.berkeley.edu/files/2020/07/Parrott-Reich-Seattle-Report_July-2020.pdf</a>.
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Parrott, James A., and Michael Reich. 2020b. <em>A Minimum Compensation Standard for Seattle TNC Drivers</em>. <a href="https://irle.berkeley.edu/files/2020/07/Parrott-Reich-Seattle-Report_July-2020.pdf">https://irle.berkeley.edu/files/2020/07/Parrott-Reich-Seattle-Report_July-2020.pdf</a>.
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Schaller, Bruce. 2017. <em>Empty <span>Seats</span>, <span>Full</span> <span>Streets</span> - <span>Fixing</span> <span>Manhattan</span>’s <span>Traffic</span> <span>Problem</span></em>. Schaller Consulting. <a href="http://schallerconsult.com/rideservices/emptyseats.htm">http://schallerconsult.com/rideservices/emptyseats.htm</a>.
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The International Consortium of Investigative Journalists. 2022. <em>The <span>Uber</span> <span>Files</span></em>. <a href="https://www.icij.org/investigations/uber-files/">https://www.icij.org/investigations/uber-files/</a>.
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</div>
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Young, Mischa, Jeff Allen, and Steven Farber. 2020. <span>“Measuring When Uber Behaves as a Substitute or Supplement to Transit: An Examination of Travel-Time Differences in Toronto.”</span> <em>Journal of Transport Geography</em> 82 (January): 102629. <a href="https://doi.org/10.1016/j.jtrangeo.2019.102629">https://doi.org/10.1016/j.jtrangeo.2019.102629</a>.
</div>
</div></section></div> ]]></description>
  <category>Essays</category>
  <guid>https://tomslee.net/essays/2023-01-ridehail/</guid>
  <pubDate>Mon, 30 Jan 2023 05:00:00 GMT</pubDate>
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  <title>From Ant Wars to Human Wars</title>
  <dc:creator>Graeme MacQueen</dc:creator>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/essays/2023-01-antwars/</link>
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<p>References and sources for this essay can be found in the much longer companion piece, <em>War as a system in nature</em> (<a href="https://papers.ssrn.com/sol3/papers.cfm?abstract_id=4262518" title="SSRN version of War as a System in Nature">SSRN</a>, <a href="../../essays/2022-12-antwar/" title="personal site">personal site</a>).</p>
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<p>A PDF version of this essay can be found <a href="./antwars.pdf">here</a></p>
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<section id="ants-fight-wars" class="level1" data-number="1">
<h1 data-number="1"><span class="header-section-number">1</span> Ants fight wars</h1>
<p>Ants seem to be simple creatures, far removed from us sophisticated humans, yet somehow they work together to grow crops, to farm herds of animals, and to live in cities with populations in the millions, complete with road networks, waste management systems, temperature control, and public health systems.</p>
<p>And, like us, ants fight wars.</p>
<section id="weaver-ant-wars" class="level2" data-number="1.1">
<h2 data-number="1.1" class="anchored" data-anchor-id="weaver-ant-wars"><span class="header-section-number">1.1</span> Weaver ant wars</h2>
<p>Here’s an example: a two-minute video in which David Attenborough describes a colony of weaver ants in the Australian tropics battling to “protect its fortress” from another colony.</p>
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<p>This conflict not only looks like a war, it also fits the definitions of war commonly used by social scientists when they talk of human wars. The key elements of most definitions are scale, lethality (through the use of weapons), organization, and the fact that the conflict takes place between “political units”: the violence is mutual and it serves a purpose for each of the communities involved.</p>
<p>Let’s walk through the weaver ant video again, and see how each of these qualities is satisfied. Attenborough’s narration is in the captions, and our commentary follows each scene.</p>
<p>To set the scene: weaver ants live in colonies with populations that may reach half a million. The colonies are in the tree canopies of tropical jungles, and are dense enough that their well-marked and patrolled borders butt up against each other, filling the available space just as nation state territories fill out the continents of the world. This territorialilty is one aspect of being a political unit.</p>
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Figure&nbsp;1: The rich territory of a successful colony draws … destructive enemies. Raiders from a neighbouring weaver ant colony looking to expand their own empire…
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<p>Figure&nbsp;1 shows ants from one colony intentionally crossing the border into the territory of another in a coordinated fashion. (We will come back to that word “intention”.) Here is the first indication of organized violence.</p>
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Figure&nbsp;2: Invaders are quickly spotted! The guard releases pheromones to alert the rest of the colony.
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<p>Figure&nbsp;2 shows how the weaver ants of the home colony are organized to play specialized roles. Specialization is even built into their bodies. The queen has a special role as the layer of eggs, but even though they are all half-sisters there are two distinct sizes of worker ant. The “minors” mainly look after the brood, while the “majors”, which are twice as big and sometimes called “soldiers”, carry out other tasks. Older major ants act as border guards. Again, these are all aspects of organization, one of the characteristics of war.</p>
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Figure&nbsp;3: They stream out of the nest to defend their home…
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<p>Figure&nbsp;3 shows communication at work, another aspect of organization. The guard’s pheromone signal alerts other ants, “recruiting” them to defend the colony in a form of efficient and effective purposeful communication between different groups of ants within the colony.</p>
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Figure&nbsp;4: If the home defences fail, the colony will be wiped out!
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<p>In her 2021 book <em>War: How Conflict Shaped Us</em>, historian Margaret MacMillan says that wars are distinguished from bar fights by their scale. In narrating Figure&nbsp;4, Attenborough tells us that the colony might be wiped out. That’s the potential for, and sometimes the reality of, hundreds of thousands of deaths – surely enough to qualify as “mass” violence.</p>
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Figure&nbsp;5: Some of the defenders deploy their most potent weapon. They squirt formic acid. The stinging liquid halts the invaders in their tracks.
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<p>Figure&nbsp;5 brings us to weapons. Ant weapons differ from human weapons in that they are part of the body rather than being a prosthetic device. Still, this targeted adaptation equips the ant with the ability to inflict damage on multiple enemies, at a distance. The level of lethality at work is enough that we would agree with Attenborough when he calls these adaptations “weapons”.</p>
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Figure&nbsp;6: And now the home guard can go on the offensive.
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<p>One not-so-obvious component of definitions of war is that the violence (or at least the potential for it) is <em>mutual</em>. One-sided violence in the ant world is usually called predation: war takes <u>between</u> political units. In Figure&nbsp;6, the home guard goes on the offensive. The organized violence in this conflict is indeed mutual.</p>
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Figure&nbsp;7: Home and territory are secure once again. A colony may lose many workers in defence of its home, but their sacrifice helps safeguard the next generation.
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<p>For decades, the late E. O. Wilson and Bert Holldobler were the foremost authorities in the study of ants. They wrote that “The colony is the unit of meaning in the lives of ants. The workers’ loyalty to it is nearly total”, and in Figure&nbsp;7 we see worker ants that have died for the greater good and for the future of the colony. Surely these colonies count as political units.</p>
<p>In short, this weaver ant conflict has all the makings of what we would call a war.</p>
</section>
<section id="other-ant-wars" class="level2" data-number="1.2">
<h2 data-number="1.2" class="anchored" data-anchor-id="other-ant-wars"><span class="header-section-number">1.2</span> Other ant wars</h2>
<p>There are about 20,000 species of ants in the world, so there’s no one form of ant war. But weaver ants are not the only ones to engage in conflicts that fit this definition of a war. Here are some other ant wars</p>
<ul>
<li><p>In the temperate climes of Europe, wood ants form colonies which, like weaver ants in the tropics, expand until they border on each other. During winter the wood ants hibernate and boundaries between the colonies become blurred. In the spring they fight until boundaries are re-established, after which they commonly live side by side for the rest of the summer. The spring battles may be mere skirmishes, but in some cases they lead to the destruction of one colony, with the victorious colony using the bodies of vanquished ants as food to build up their nutritional stores after the winter.</p></li>
<li><p>In the 19th century, Argentine ants were accidentally exported around the world on ships, and they have settled in so well in their new homes that they have established what are called “supercolonies”, with thousands of nests, thousands of queens, and up to a trillion workers. There is a massive supercolony in California, which stretches from the Bay Area down to San Diego. But near San Diego it borders another colony where a war between the two is in progress, which has killed millions of ants each month for the last hundred years. By number of casualties, it is more deadly than any other known war.</p></li>
<li><p>In the tropics of the Americas, Leafcutter ants construct the most sophisticated of all ant societies. Their colonies have a single queen and are maintained by several different castes of worker ant of massively different sizes, which practise an elaborate form of fungus farming (see Figure&nbsp;8). They fight nearby colonies, but they also have to fight off invading colonies of army ants, which don’t maintain a static nest but maraud through the jungle as a column of hundreds of thousands of ants on the move. Leafcutters adopt different tactics depending on the enemy: when fighting other leafcutter ant colonies, minor workers do most of the fighting, but when army ants invade it is the majors who play the most important roles.</p></li>
</ul>
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Figure&nbsp;8: Two leafcutter ants of the genus <em>Atta</em>. Credit: Kathy &amp; sam from Beaverton OR, USA, CC BY 2.0 <a href="https://creativecommons.org/licenses/by/2.0" class="uri">https://creativecommons.org/licenses/by/2.0</a>, via Wikimedia Commons
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<p>One difference between ant wars and human wars is that all human wars are between members of the same species, but some ant wars, like those between the leafcutters and army ants, are between different species. Is this still a war? If you watched the <em>Lord of the Rings</em> and didn’t complain about the phrase “the War of the Ring”, you’ve already accepted the principle. Perhaps it makes sense to think of inter-species ant wars as “asymmetric warfare” between armies using different technologies and resource bases, like that carried out in Afghanistan over the last 20 years.</p>
</section>
</section>
<section id="asking-questions-about-wars" class="level1" data-number="2">
<h1 data-number="2"><span class="header-section-number">2</span> Asking questions about wars</h1>
<p>As epigraph to Chapter 1 of her book “War”, Margaret MacMillan chose a quotation from Frederic Manning: “War is waged by men; not by beasts, or by gods. It is a peculiarly human activity.” She goes on to say that (p xi): “War raises fundamental questions about what it is to be human and about the essence of human society”. The idea that war is uniquely human, and tied to our humanity, is widespread, but ants show that war is not a “peculiarly human activity”.</p>
<p>Still, it is fair to ask “so what?” Isn’t ant war just a curiosity? A surface similarity? After all, when we think about human wars, we do not seek simply to classify events as “war” or “not-war”. We want to answer urgent questions, like: how do wars come about? what effects do wars have? how can wars be avoided or limited? how are wars won and lost? Addressing these questions leads us inevitably to the worlds of international relations, social institutions, human history, ethics, human nature, the nation state, technological innovation, law, diplomacy, and more. Aren’t these, as MacMillan suggests, uniquely human topics?</p>
<p>So here is the next point we wish to make: <em>all those questions we ask about human wars can be asked of ant wars too, and the answers are not so different</em>. We will go through a list of topics, but as preface we’d like to highlight two themes that run through all of them.</p>
<p>The first is that any study of ants encourages a “system viewpoint” of war. The causes and effects of particular wars are not of as much interest when we look at ants. In ants, there is an ecosystem and there are inhabitants, and these generate particular forms of ant society, and in some ant species these societies periodically engage in and are shaped by wars. Instead of thinking about causes and effects, the focus is on the co-evolution of war and other aspects of ant societies: wars are just one aspect of a bigger system. This approach is not unheard of among those who study human war of course: think of historian and sociologist Charles Tilly’s aphorism “War made the state and the state made war”, but the perspective of war as a system is more obvious in the world of insects.</p>
<p>The second theme is a perspective of “convergent evolution” between ant and human societies. Here we don’t mean a biological determinism, but evolution in a broader sense. Here is a beautiful paragraph by Canadian author Ronald Wright, invoked by John Gowdy and Lisi Krall writing about the origins of ants’ ultrasocial behaviour:</p>
<blockquote class="blockquote">
<p>What took place in the early 1500s was truly exceptional, something that had never happened before and never will again. Two cultural experiments, running in isolation for 15,000 years or more, at last came face to face. Amazingly, after all that time, each could recognize the other’s institutions. When Cortés landed in Mexico he found roads, canals, cities, palaces, schools, law courts, markets, irrigation works, kings, priests, temples, peasants, artisans, armies, astronomers, merchants, sports, theatre, art, music, and books. High civilization, differing in detail but alike in essentials, had evolved independently on both sides of the earth.</p>
</blockquote>
<p>The similarities between Tenochtitlán and Madrid were not just metaphors or similes. The two are examples of a single thing – a city – which has developed independently, and is hosted in, different societies. A common underlying dynamic generates similar outcomes even in these two different environments. So, we would argue, war is a single thing: a system that has developed independently, hosted in both ant and human societies.</p>
<p>With those themes in mind, let’s take a tour around the study of war. Approaches to understanding war take place at three levels: the international system of nation states, the nature of the states that make up this system, and the nature of the individuals that make up those states.</p>
<section id="the-international-relations-of-ant-colonies" class="level2" data-number="2.1">
<h2 data-number="2.1" class="anchored" data-anchor-id="the-international-relations-of-ant-colonies"><span class="header-section-number">2.1</span> The international relations of ant colonies</h2>
<section id="ant-colonies-are-neo-realist-states" class="level3">
<h3 class="anchored" data-anchor-id="ant-colonies-are-neo-realist-states">Ant colonies are neo-realist states</h3>
<p>We start at the level of the international system of states, and with the neo-realist perspective. This is one of several schools of thought in international relations. It treats the international system as anarchic, in the sense that there is no governing authority. It also treats each state as a black box (ignoring any internal structure) and as a “rational” actor pursuing its own self-interest in a utility-maximizing game-theoretic sense, acting in the face of incomplete information about the intentions and resources of other states.</p>
<p>To return to the weaver ants: here is an anarchic ecosystem of colonies, with no governing authority. Unencumbered by domestic politics or moral considerations, they act of out self-interest, with survival as the only metric of success. Ant colonies – or at least the colonies of territorial ants such as weaver ants – are the ultimate neo-realist nation state.</p>
<p>Does it make any sense to think of ant colonies as rational actors? After all, neo-realist nation states (or their leadership) take decisions, and weigh the costs and benefits of their actions. A “strategy” at the level of a nation state is the result of some form of deliberation, and of course ant colonies have no such deliberative qualities, no leadership to decide on a strategy, and no hierarchy to implement it. Yet ant colonies do arrive at similar behaviour even though they may travel along a different path. It has been known since the work of evolutionary biologist John Maynard Smith that many results of game theory can be achieved via two approaches: so-called rational decision making or evolutionary strategies. So there is no contradiction in saying that ant colonies act as rational agents despite their lack of ability to reflect and decide.</p>
<p>Weaver ants may tell us something about the outcomes of neo-realist strategies. In defending their boundaries and developing a capacity for armed response, weaver ant colonies adopt a strategy of deterrence, following the old human adage “if you want peace, prepare for war”. But they also show the limitations of this adage: when a colony dies, or when particularly favourable conditions lead to population growth, wars break out, and they may be dramatic. Deterrence-based peace persists only in conjunction with occasional outbreaks of war, otherwise the investments in preserving deterrence-based peace are wasteful. We can think of individual ant wars as occasional changes in the state of an underlying war system: from a cold state, characterized by military preparedness, to a hot state of active war, the change being precipitated by a shock to the ecosystem.</p>
</section>
<section id="ants-are-diplomats" class="level3">
<h3 class="anchored" data-anchor-id="ants-are-diplomats">Ants are diplomats</h3>
<p>Wars are costly events, and not to be undertaken lightly even by unsentimental neo-realist states. After a brutal war, even the victor may be left weakened and vulnerable. While the international system of human nation states may be anarchic, and while the intentions of other states may be uncertain, communication between states and intelligence gathering combine to help avoid unnecessary wars, and to avoid the unintentional escalation of small conflicts into all-out war.</p>
<p>Ants do not sit at tables and draft treaties, but they do communicate with the effect of avoiding or minimizing wars.</p>
<p>Weaver ants ensure that everyone knows where territories start and end in what looks like the outcome of a diplomatic agreement. The marking and patrolling of boundaries is accompanied by a strip between colonies that may become a “no ant land” which both colonies actively avoid.</p>
<p>There are other strategies too. Australian meat ants live in nests near eucalyptus trees, ranging in population from 10,000 to over 300,000 ants. When they encounter ants from other colonies, they raise their gaster (hind end) and posture aggressively, but rarely engage in violence. This signalling is not only individual: meat ants also gather around their food trees and engage in collective displays to warn off potential enemies. Like military exercises, these displays serve to demonstrate strength. As such, they help to solve boundary disputes and clarify each colony’s territory without the cost of conflict.</p>
<p>Even more dramatic are the “honeypot ants” of the southern US. They live in colonies with foraging areas that often overlap, leading to disputes about control over the food source. To resolve these disputes, honeypot ants stage “tournaments”, in which hundreds of individual ants square off in contested zones and stage one-on-one confrontations, each of which last between ten and thirty seconds. These tournaments may last several days, with posturing and pushing but little or no serious fighting. (“The ants challenge one another back and forth across the disputed field in the manner of medieval knights, one on one.”)</p>
<p>Bert Holldobler, who observed this behaviour, argues that these contests enable each colony to assess the size and strength of the opposing colony. The tournament may decide which colony holds the resource, without too much violence. But we should not idealize these diplomatic efforts: if one colony concludes that it has superiority in numbers at a scale of ten to one or more, it may invade and destroy the weaker colony, carrying off worker ants and brood to their own colony.</p>
</section>
</section>
<section id="war-and-ant-society" class="level2" data-number="2.2">
<h2 data-number="2.2" class="anchored" data-anchor-id="war-and-ant-society"><span class="header-section-number">2.2</span> War and ant society</h2>
<p>The middle level of analysis is at the level of the individual state: its politics, its economics, and its social structure.</p>
<section id="the-military-industrial-complex" class="level3">
<h3 class="anchored" data-anchor-id="the-military-industrial-complex">The military industrial complex</h3>
<p>We have already quoted the aphorism that “War made the state and the state made war”, which captures the way that, over time, war has both shaped and been shaped by the organization of individual societies.</p>
<p>For ants, war is one of the forces driving the formation of new “castes”, a term which has been used for a long time, for better or worse, to describe the development of distinct types within a single colony. Among the workers, who are all female, the most common types are minor and major, with differing body size and other specialized physical attributes. The difference in size between minor and major nestmates reaches an apex in marauder ants, where the major ants may weigh five hundred times more than a minor, and where the minor may ride on the head of the major.</p>
<p>Consider three ant species of the genus <em>Camponotus</em>, which live in the southern United States and are subject to predatory raids by army ants. One species responds to raids by evacuating the nest, the other two respond by fighting. All three species have “major” and “minor” castes, but in the one that flees the majors are only slightly larger than the minors. In those that fight, the majors are much larger.</p>
<p>Size is not the only specialization that has developed: some species of ants have also developed weapon technologies. The weaver ants have their formic spreays, other species have specialized mandibles, stings, foams. Some ants even use chemicals that induce panic in a whole colony: a weapon of mass destruction. There are defenses too, such as the biomineral armour that enhances the strength of the exoskeleton in leafcutter ants. Several species in south-east Asia, including one called <em>Colobopsis explodens</em>, have developed a dramatic technology: some minor workers have two large two glands filled with toxic secretions. During combat these ants contract their abdominal muscles and literally explode, in a kamikaze act, spreading deadly secretions onto the foe.</p>
<p>There is a symbiotic nature to the species’s investment in technology and their tendency to engage in war that mirrors the military industrial complex: those who fight will develop weapons, but equally, those who invest in weapons are the ones that fight. Across humans and ants, war has accompanied changes in society, developing increasingly specialized roles and communication techniques, changing the relationships among members of society.</p>
</section>
<section id="culture-wars" class="level3">
<h3 class="anchored" data-anchor-id="culture-wars">Culture wars</h3>
<p>Sociology shows how nation states maintain political cohesion during the trauma of warfare by developing and promoting a culture of national identity. Nations develop a clear sense of who is part of the nation and who is not: an <em>in-group/out-group separation</em>. Patriotic discourses of common origin and shared blood relationship are common (terms like “motherland”) even when there is no historical or material basis for it. During a war, each side may produce propaganda to emphasize how different “we” are from “them”.</p>
<p>To return to the weaver ants: the colonies are too big for any kind of personal identification, so how do they know which ants to fight? The cue lies in the waxy surface of the hard outer cuticle. When ants meet, they touch each other with antennas and sense a “cuticular hydrocarbon” or CHC profile. The CHC profile is sometimes called an “odour” although the sense involved is somewhere between taste, scent, and touch.</p>
<p>The largest supercolonies of the Argentine ant may have a million nests, and spread over thousands of kilometers. Move a”Large Colony” Argentine ant 800 kilometres from San Francisco to San Diego and she will still be “home”, accepted by surrounding ants. On the other hand, move an ant a few centimetres across an invisible (to humans) border in the outskirts of San Diego, and she will probably be killed by the members of the neighbouring Lake Hodges colony.</p>
<p>For decades it was thought that this cohesion of purpose among colony members was explained by kin selection. The most prominent proponent of that idea was the late E.O. Wilson, whose book <em>Sociobiology</em> became controversial for arguing that the same logic shaped human societies. What’s less well known is that Wilson later led a countercharge among biologists and questioned his own theories, saying that even in ants, kin selection is not enough to explain the behaviour entomologists were observing.</p>
<p>His alternative idea is that natural selection may operate at the level of the colony – the “superorganism” – rather than the individual ant. If that’s correct, then the CHC profile serves not only as a marker of identity but also defines it, and is actively maintained through exchange throughout the members of a colony. The colony is making a cultural investment in maintaining a common identity among its members: it is developing a social infrastructure of cohesion.</p>
<p>Nothing of what we say here depends on any particular evolutionary theory, we are just describing what entomologists observe, but the possibility that ant evolve cultures is one that seems compelling to me.</p>
</section>
</section>
<section id="the-psychology-of-ant-war" class="level2" data-number="2.3">
<h2 data-number="2.3" class="anchored" data-anchor-id="the-psychology-of-ant-war"><span class="header-section-number">2.3</span> The psychology of ant war</h2>
<p>Finally we go to the level of the individual. Human societies have historically separated warlike behaviour from peacetime behaviour: the rules and norms of war are different to those of peacetime. The pheromones used by ants to recruit and mobilize an army is also a trigger that sets off warlike behaviour on the part of individual ants: as in humans, there are two domains of behaviour.</p>
<p>While the psychology of the human warrior has a long and deep history, essentially nothing is told of the experiences of ants. Do they have experiences at all? Here the practice of entomologists borrowing terminology from human wars comes to a halt. The contrast is dramatic. Self-sacrifice in human war is seen as an expression of bravery and nobility sufficient to prompt some of our most universal and challenging stories of what it means to be human. The same action carried out by ants is simply “stereotyped behaviour” with no implications of “intent” or internal states.</p>
<p>We are told, for example, that “one fire-ant worker straggling close by is enough to trigger a violent response” in the woodland ant: a cue and a stereotyped response. But the response evoked may be quite complex. The worker ant, having encountered the fire-ant and identified it, (i) touches it to acquire its odour; (ii) lays down a chemical trail; (iii) rushes up to nestmates one at a time as she hurries back to the nest. Then, as part of this same sequence of actions, both “soldiers” (majors) and ordinary workers quickly attack the enemy and kill it, after which they search the area for further members of the fire-ant nest. This may end the matter, but in some cases a wider engagement may take place. It is not easy for us to see where the stereotyped behaviour ends and intelligent decision-making begins.</p>
<p>Try as they might, entomologists cannot entirely escape interpretation. By avoiding any mention of intent or of internal states, researchers implicitly treat ants as information-processing and algorithm-following automata, a stance that blends smoothly into agent-based computer simulations of ant behaviour. Yet ants are not interchangeable; they are individuals, with memories of their own unique life histories. They memorize complex foraging routes for periods of weeks, distinguish among complex pheromone profiles, and undertake sequences of context-dependent decisions. A forest-dwelling African ponerine ant memorizes the detailed outline of tree crowns beneath which it passes on outgoing trips, then reverses the information to run a straight line home.</p>
<p>Current trends in modern war fighting may instead be rendering redundant the psychology of the battlefield, turning human soldiers into information-processing units. Chemical-induced behaviour changes have long been common in human warriors of course, from Dutch courage to ritual consumption of intoxicants to today’s medically-tuned performance enhancers. And now technological innovations are replacing soldiers’ judgement with computer-augmented decision-making and policy-implementing workflows, or replacing the soldiers entirely, with automated weaponry.</p>
</section>
</section>
<section id="so-what" class="level1" data-number="3">
<h1 data-number="3"><span class="header-section-number">3</span> So what?</h1>
<p>We finish by returning to the question of “so what?” We’d like to suggest two possibilities, one fairly specific, and one more general.</p>
<section id="bright-lines-or-spectrum-of-conflict" class="level2" data-number="3.1">
<h2 data-number="3.1" class="anchored" data-anchor-id="bright-lines-or-spectrum-of-conflict"><span class="header-section-number">3.1</span> Bright lines or spectrum of conflict?</h2>
<p>To return to the definition at the beginning of this essay, defining war by a list of attributes does not help to distinguish between two perspectives on warfare. One is that war and peace are just poles at the ends of a spectrum of scale, organization, weaponry, and so on. The other is that war and peace are two distinct domains.</p>
<p>In her book <em>How Everything Became War and the Military Became Everything</em>, law professor Rosa Brooks gives examples of how humans have drawn bright lines between war and peace throughout history. We have built rituals that help warriors switch between their normal frame of mind to one where they are ready to kill and to die: as just one example she describes Navajo soldiers who adopted a different dialect when setting out on raids, and who would draw a line in the desert on the way home, stepping over it and resuming their common language on the way home. Nation states have had rituals too, such as the practice of governments formally declaring war, again marking a sharp transition from one state to another. And at the international level, at least since Franz Lieber and Bertha von Suttner in the 19th century there have been attempts to create rules for the making and conduct of war, separate from the rules for conduct in peacetime. The dividing lines can never be completely sharp at any of these scales, but the attempts to separate two domains, with different rules for each, is inseparable from the names war and peace themeselves.</p>
<p>But there’s an influential strand of thought that such efforts have outlived their time. In her conclusion (p 345), Brooks writes: “The best route to upholding human rights and the rule of law lies in recognizing that war and peace are not binary opposites, but lie along a continuum”. Among military theorists, and particularly American military theorists, there has been a flourishing of talk about the spectrum of conflict, asymmetric warfare, and grey zones between war and peace.</p>
<p>Many, from all sides of the political spectrum, have dismissed attempts to limit and control war. Pancho Villa said “It seems to me a funny thing to make rules about war. It is not a game.” White House Counsel Alberto Gonzalez said that, in the War on Terror, the Geneva Conventions are “quaint”.</p>
<p>So perhaps it is relevant that ants have found ways to draw “bright lines” between war and peace. We’ve seen some in this essay already. During recruitment and mobilization, ants switch from one mental state to another. August Forel, an early entomologist, described how ants of the genus <em>Polyergus</em> would raid ants of another genus, during which “the battle-fury sometimes becomes terrible; they snap right and left with their jaws and abandon all distinction between friend and foe. They are like mad creatures.” At the level of the colony, the sharp territorial and in-group/out-group boundaries have helped to reduce uncertainty about the onset of war. At the level of the international system, the tournaments and displays create a mechanism for clarifying the decision: are we fighting a war or not?</p>
<p>As with humans, ants do attempt to blur the boundary between war and peace. Some use forms of deception: “propaganda chemicals” which introduce confusion by mimicking alarm pheromones of the target species, or which cause ants to lose their ability to distinguish their own nest mates and attack each other. Still, the many elements of boundary construction do not become irrelevant. In general the dike holds, despite the holes in it, separating the two domains. The bright lines are not quaint, and they are not “funny things”. If ants have developed these lines, it is because they aid in survival of those who do. We ignore them at our peril.</p>
</section>
<section id="coda" class="level2" data-number="3.2">
<h2 data-number="3.2" class="anchored" data-anchor-id="coda"><span class="header-section-number">3.2</span> Coda</h2>
<p>The variety and richness of ant behaviour seems limitless. Entomologists continue to make new and surprising discoveries all the time and we feel that we’ve just scratched the surface of the topic. It seems to us that looking at ant wars, so familiar and yet so alien, prompt us to look at human war from a different vantage point, and that new vantage points have the potential to generate new hypotheses and new insights about human wars.</p>
<p>We hope these efforts show that what Ted Schultz and others from the Smithsonian Museum of Natural History call “reciprocal illumination” between those who study humans and those who study insects is a real possibility. And given the tragic destructiveness of human wars, any opportunities for illumination should not be ignored.</p>
<p>But even if concrete insights are not forthcoming, we think there is another reason to take ant wars seriously. Humans have been fighting wars for perhaps 12,000 years, since the beginnings of agriculture and fixed communities. Ants have been fighting wars for perhaps 60 million years, a period 5,000 times longer. Whether we count the number of wars or the deaths of organisms, human war is a rounding error compared to ant wars. War has been, we could argue, a peculiarly formic activity for most of its history; one that humans have only recently started to learn.</p>
<p>Treating war as a system in nature is one more small step away from an anthropocentric view of the world. We’ve started to see language, emotions, and intelligence in other species, and these discoveries prompt thoughts about the value of these other species and their contributions to the variety of the world, while showing us that we’re not as special as we’d sometimes like to think. Perhaps understanding that war is also not unique to humans will help us a little further along that path.</p>


</section>
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 ]]></description>
  <category>Essays</category>
  <category>Ant Wars</category>
  <guid>https://tomslee.net/essays/2023-01-antwars/</guid>
  <pubDate>Mon, 16 Jan 2023 05:00:00 GMT</pubDate>
  <media:content url="https://tomslee.net/essays/2023-01-antwars/weaver_ants_5.jpg" medium="image" type="image/jpeg"/>
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  <title>War as a system in nature</title>
  <dc:creator>Graeme MacQueen</dc:creator>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/essays/2022-12-antwar/</link>
  <description><![CDATA[ 





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<p>You can also read this essay as a <a href="War as a system in nature.pdf">PDF</a>.</p>
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<p>This essay is also posted <a href="https://papers.ssrn.com/sol3/papers.cfm?abstract_id=4262518">at SSRN</a>.</p>
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<section id="introduction" class="level1" data-number="1">
<h1 data-number="1"><span class="header-section-number">1</span> Introduction</h1>
<p>Entomologists have long looked to human societies and events to help them understand the world of insects. They have spoken for more than a century of “wars” between insect colonies<sup>1</sup> and, to describe what happens during these wars, they have imported a rich military vocabulary. Terms such as “armour,” “weapon,” “battle,” “warrior,” “soldier”, “phalanx”, “bivouac”, “kamikaze”, and “mercenary” all appear in insect research.</p>
<p>The traffic in the opposite direction has been much lighter. It is true that “insect wars” have become increasingly familiar to us through television and YouTube, often narrated by the mellow tones of David Attenborough, but scholars of human wars still view their subject as unique to our species.</p>
<p>As just one example: October 2020 saw the publication of Margaret MacMillan’s book <em>War: How Conflict Shaped Us,</em><sup>2</sup> based on her 2017 Reith Lectures. As epigraph for the Introduction she chose a quotation from Svetlana Alexievich: “War remains, as it has always been, one of the chief human mysteries”.<sup>3</sup> For Chapter&nbsp;1 she chose a quotation from Frederic Manning: “War is waged by men; not by beasts, or by gods. It is a peculiarly human activity.”<sup>4</sup></p>
<p>We can think of several reasons why scholars of human war have largely ignored insect wars:</p>
<ul>
<li><p>Caution. Schooled in the humanities or social sciences they may be reluctant to venture into the study of animal behaviour, and especially reluctant to project human forms, emotions and ideas onto other creatures, portraying these creatures in ways that suit particular human agendas.</p></li>
<li><p>The spectre of “biological determinism” and social Darwinism. The sociobiological application of natural selection to explain aspects of human societies caused great controversy in the 1980’s and leads uncomfortably close to saying “war is in our genes”. If war is claimed as a widespread reality in nature, fashioned unalterably into the bodies and minds of living beings, is this to say that human beings are fated to be entangled in war forever?</p></li>
<li><p>The obvious distance between individual humans and insects on the evolutionary tree. Can creatures as unintelligent and tiny as ants really participate in actual war? Surely this is all just a matter of convenient metaphor? If we were to find war among chimpanzees, our evolutionary cousins, that would be one thing, but among insects?</p></li>
<li><p>The question, “so what?” Even if we conclude that insects do engage in war, of what possible use is that to those of us concerned with human history and human action, which are surely varied and complex enough by themselves?</p></li>
</ul>
<p>This essay takes seriously the idea that speaking of “insect wars” is not just metaphor or imagery. It argues that insect war and human war can usefully be thought of as instances of the same thing, developing in response to similar forces. It makes the following claims:</p>
<ul>
<li><p>Definitions of “war” either fit insect wars or can be extended to do so without damage to their meaning. There are no reasonable grounds for the assertion that wars are uniquely human events.</p></li>
<li><p>Acknowledging that “insects fight wars” focuses attention on war as a system, emphasizing that wars (as discrete events) are inextricably linked to the organization of societies so as to fight wars effectively.</p></li>
<li><p>Beyond the basic definition of war, many questions that we ask about human wars are also asked of insect wars and many concrete features of human war can also be found in insect wars. We believe there are opportunities for learning in both directions, and suggest some possible avenues.</p></li>
</ul>
<section id="preliminaries" class="level2">
<h2 class="anchored" data-anchor-id="preliminaries">Preliminaries</h2>
<p>Many families of insect fight wars, including ants, termites, bees, and wasps. This essay focuses on ants (<em>Formicidae</em>), a taxonomic <em>family</em> that taxonomists classify into 21 <em>subfamilies</em>, each of which is divided into a number of <em>genera</em> (300 in all), each of which contains a number of <em>species</em>. Over 15,000 species are known<sup>5</sup> with several thousand still to be classified.<sup>6</sup></p>
<p>Many ant species live in colonies comprised of a single nest. The colony is populated by a single <em>queen</em>, many female <em>workers</em>, and sometimes a few males. The workers are the product of fertilized eggs and so are genetically “half-sisters”, to import an androcentric term. The males are the product of unfertilized eggs, live only for long enough to take part in mating with a new queen, and then die.</p>
<p>Ant societies are <em>eusocial</em>, meaning that the eggs and larvae, which together comprise the <em>brood</em>, are cared for by non-reproductive individuals, not by biological parents in a family unit. In ants, those individual carers are the female workers.</p>
<p>In many species of ant, a queen founds a new colony by selecting a nest location and starting to lay eggs. For many ant species, such as those of the subfamily <em>Ponerine</em>, a colony consists of only a few tens or hundreds of ants. For others, colony populations may grow to the millions.</p>
<p>Individual worker ants may live only a year or two, but the colony lives as long as the queen continues to lay eggs, which in some species may be 20 or 30 years. In this time, the colony goes through a lifecycle. When young, the focus of its activities is caring for the brood; as the colony grows, it spends more energy foraging farther afield. When the queen dies, so does the colony.</p>
<p>The queen/worker distinction is almost universal in ants, but worker ants in large colonies may further divide into “physical worker subcastes”<sup>7</sup> of distinct sizes: minor workers, major workers (also called “soldiers”) and, in five genera, “supermajors”. About one in six genera of ants have species with these anatomical subcastes. The genus <em>Pheidole</em> consists of over 650 species distributed around the world, many of which are ecologically important where they live, and all of which have large-headed soldier castes.<sup>8</sup></p>
<p>The variety of ant behaviour seems endless. Some species have multiple queens in a single nest; in others some worker ants lay eggs; others yet live in “supercolonies”, comprising many nests and many queens. Most colonies are tied to a specific location, but 200 species of “army ant” have no permanent nesting site. When we talk, below, of “ant war” this is not a single universal phenomenon, but a variety of behaviours that have emerged, in some cases many times independently.</p>
<p>Still, some generalities are useful. To paint with a broad brush, “For both ants and humans, the propensity to engage in true warfare is related at least in a rough way to the size of a society”.<sup>9</sup> Moffett observes that small colonies “seldom conduct protracted battles”, modestly-sized societies of a few thousand are “judicious about jeopardising their troops”, and “full bore conflicts appear to be most common for ant species with mature colonies composed of hundreds of thousands of individuals or more.”</p>
</section>
</section>
<section id="what-makes-a-war" class="level1" data-number="2">
<h1 data-number="2"><span class="header-section-number">2</span> What makes a war?</h1>
<p>It has long been recognized that ants display behaviour that looks like war. Here is Henry David Thoreau in 1854:</p>
<blockquote class="blockquote">
<p>One day when I went out to my wood-pile, or rather my pile of stumps, I observed two large ants, the one red, the other much larger, nearly half an inch long, and black, fiercely contending with one another. Having once got hold they never let go, but struggled and wrestled and rolled on the chips incessantly. Looking farther, I was surprised to find that the chips were covered with such combatants, that it was not a duellum, but a bellum, a war between two races of ants, the red always pitted against the black, and frequently two red ones to one black. The legions of these Myrmidons covered all the hills and vales in my wood-yard, and the ground was already strewn with the dead and dying, both red and black <sup>10</sup>.</p>
</blockquote>
<p>Is this really a “war” or is Thoreau just seeing a surface similarity? Identifying what counts as war and what does not is not just a matter for dictionaries. In most societies intentional killing is forbidden under normal circumstances, but is permitted, even required, and often lionized if it takes place in war. Over millennia, humans have repeatedly separated war from the everyday activities of society, often by means of symbolic acts and ceremonies, so that the norms of the battlefield do not spill over into civilian society.</p>
<p>Margaret MacMillan identifies, in the early pages of <em>War</em>, a set of attributes associated with war. Here we show that conflicts between insect societies have these attributes.</p>
<section id="mass-violence" class="level2">
<h2 class="anchored" data-anchor-id="mass-violence">Mass violence</h2>
<p>“War” writes MacMillan “is distinguished from a bar fight by its scale and its organization. War involves dozens, hundreds, thousands, even millions rather than one or a few people committing violence on each other.” A discussion of organization is postponed to later in this section: let’s first address scale.</p>
<p>Thoreau is just one of many observers who have remarked on the scale of ant conflicts. We shall encounter cases below where deaths may number in the thousands, or even the millions. Here we quote just one more historical observation: more than 80 years ago,<sup>11</sup> Auguste Forel encountered battles between colonies of <em>Tetramorium caespitum</em> (Pavement ants) in Switzerland. A battle in Zurich had a front of more than 30 metres where, as the ants employed their toxic stings, “thousands of dead bestrewed the ground.” “These wars that I watched,” he said, “lasted more than a month.”</p>
<p>The involvement of thousands of combatants on each side qualifies ant wars as “mass violence”.</p>
</section>
<section id="lethal-violence" class="level2">
<h2 class="anchored" data-anchor-id="lethal-violence">Lethal violence</h2>
<p>Acknowledging the centrality of death, MacMillan writes “War would not be possible without our willingness to kill” (p6). Without death-dealing by the contending parties there may be contest, conflict, violence and so on, but there will not be war.</p>
<p>Since Jane Goodall’s study of chimpanzees in Gombe,<sup>12</sup> researchers have sought forms of primitive war among animals closely related to humans. But the most they have produced are organized, small-scale, minimally lethal raids with low lethality (in the tens) partly because the genus <em>pan</em> is, in its natural endowments, only slightly more fitted for lethal action than human beings.</p>
<p>Humans overcome this obstacle to slaughter through the invention of lethal weapons and strategies. Many definitions of war among humans do not refer directly to lethality, but refer instead to “armed” conflict.</p>
<p>Ants have their own sources of lethality. These may not be weapons in the distinctively human sense—tools or devices separate from the body and extending its functions. Instead, they are organic, not prosthetic, and may include anatomical features such as outsize mandibles (notably in the genus <em>Pheidole</em>) or chemical weapons, such as stings, sprays, or foams.<sup>13</sup> These organic weapons, combined with an array of lethal behaviours, can make ant engagements more deadly than those of any non-human mammal.</p>
</section>
<section id="violence-between-communities" class="level2">
<h2 class="anchored" data-anchor-id="violence-between-communities">Violence between communities</h2>
<p>MacMillan writes that “[War] is a clash between two organized societies which command the adherence of their members and have existed over considerable time, usually in their own territory… Violence is not war unless it is carried out in the name of a political unit… directed against another political unit”.</p>
<p>We think of these “political units” as coherent bodies. International relations scholars speak of nation states acting as if they have interests, take action, and act with intent.</p>
<p>Ant colonies also have interests above and beyond those of their member organisms: resources, nesting sites, a functioning labour force, the survival of the next generation, and a territory that is considered its own. Like nation states, ant colonies will fight to defend or expand those interests, the interests of individual soldiers themselves being of little consequence in comparison to the whole.</p>
<p>Territorial ants must preserve the integrity of their boundaries. Species that practice agriculture may live or die along with their food source. Both will fight aggressors to defend what matters to their colony.<sup>14</sup> “The colony is the unit of meaning in the lives of ants. The workers’ loyalty to it is nearly total”.<sup>15</sup> The level of cohesion is such that, for a century, people have spoken of an ant colony as a “superorganism”. The collective pursuit of such social ends is surely the heart of politics.</p>
<p>Extending the concept of “violence between communities” to ants does require one specific jump. <em>Homo sapiens</em> is the sole surviving species in the genus <em>homo</em>, so human wars are all among communities of a single species. If humans engage in mass fatal violence against another species (applying insecticide to crops, for example), we do not usually think of it as war, except perhaps as a loose metaphor. In contrast, ant colonies engage in mass, organized, lethal conflict with colonies of other species. Thoreau referred to “races” of red and black ants in his woodlot, but we know that these are different species. There is even large-scale mutual violence between ants and termites, which belong to an entirely different taxonomic order (<em>blattodea</em>).<sup>16</sup> Can we still use the term “war” to describe these conflicts?</p>
<p>We believe that we can. There were once other species within the genus homo, such as <em>homo neanderthalensis</em>: we might use the term “war” if a community of one of these species was in a violent clash with a community of <em>homo sapiens</em>. We accept the non-metaphorical use of the term “war” to describe fictional hostilities with aliens from other planets if the enemies have a form of intelligence similar to our own, regardless of how morphologically different they might be; <em>War of the Worlds</em> for example. If you accepted Tolkien’s use of “war” to describe conflicts among elves, dwarves, men, orcs, ents, and so on, then you have already accepted the principle.</p>
</section>
<section id="mutual-violence" class="level2">
<h2 class="anchored" data-anchor-id="mutual-violence">Mutual violence</h2>
<p>MacMillan writes of war as a “clash between two organized societies”, and the word “clash” carries with it the implication of violence in both directions. We speak of war when there is a level of symmetry between the sides that enables mutual violence. When the violence is one-sided, we may speak of raids, attacks, slaughter, or massacre, but we will not be too quick to talk of war.</p>
<p>Even among humans, the symmetry is never exact. Each side of a war is perpetually seeking advantage, which is to say seeking asymmetry. The clashing communities may employ different weapons, different tactics, different modes of organization, but mutuality remains in that each has a way to fight against the other—violence goes both ways, or at least has the potential to do so.</p>
<p>Mutuality is built into our understanding of war at the individual level as well. The soldier kills, but also risks death. Much of the mystique of war lies in this individual mutuality: without the risk of death there is no heroism, no bravery, no honour in killing. And while, again, each side may seek to minimize its own casualties and minimize the risk to its own soldiers, rules of war seek to restrict war-fighting to mutual violence, for example by outlawing risk-free killing of non-combatants.</p>
<p>We have already seen examples of mutual violence between ant colonies. Ants, like humans, also engage in one-sided mass, organized, lethal violence against others that is not mutual. “Army ants” is the collective name for hundreds of ant species that do not construct permanent nests, but which are perpetually on the move. Army ants search for food in massive numbers, and may consume up to half a million prey animals per day. The prey species vary, and may include worms, larvae of other insects, and occasionally eggs of vertebrates. But while the use of army terminology has been imported, the actual violence is called “predation” or “foraging” and not “war fighting” because the prey is so different from the hunter. The violence is not mutual.</p>
</section>
<section id="organized-violence" class="level2">
<h2 class="anchored" data-anchor-id="organized-violence">Organized violence</h2>
<p>Finally, it is time to confront the question of organization, the coordination of individual organisms so as to accomplish a goal. “War in its essence is <em>organized</em> violence”, says MacMillan (emphasis added).<sup>17</sup></p>
<p>Ants organize at several scales to better fight wars. At a small scale, they demonstrate “team work”. Thoreau observed that several red ants would act together to kill a black ant, and it is common for ants to act in “teams” during conflict. For example, some <em>Pheidole</em> ants act as a team when confronting intruders: a group of several “minors” will pin down the intruder and recruit a major, with larger and stronger mandibles, to decapitate her.<sup>18</sup></p>
<p>Larger scale coordination takes place during recruitment for war fighting. An ant of a slave-taking species (of which more below), traveling outside her immediate territory, encounters the nest of a slave species.<sup>19</sup> She returns at once to her own nest, where she recruits other ants of her colony for a joint enterprise. Having assembled, they proceed together to the target. They may follow a chemical trail laid down by the scout or she may physically lead them (that is, travel at the head of a column). The slave-takers invade, may engage in extensive, lethal battles with those who resist them, and carry the young (larvae and pupae) back to their home, where the slaves are raised to take care of the slave-takers. In this sequence of actions, raiders encounter obstacles in their journeys, solve problems, and make group decisions. Moreover, they may return to the raided domicile several times, apparently remembering that there are larvae and pupae still to be taken. There is no map, there are no generals with pointers, but surely there is “evidence of the coordination of the movements of individuals in such a way as to accomplish a goal.”</p>
<p>At an even larger scale, ant armies and societies display organization in the form of specialization and coordination to better fight wars.</p>
<p>Hölldobler and Wilson<sup>20</sup> refer to “organized conflict among colonies.” We believe this description is justified.</p>
</section>
<section id="definitions-of-war" class="level2">
<h2 class="anchored" data-anchor-id="definitions-of-war">Definitions of war</h2>
<p>The Stanford Encyclopaedia of Philosophy defines wars as “large-scale armed conflicts between organized groups”.<sup>21</sup> Jack Levy observes that “International relations theorists generally define war as large-scale organized violence between political units”.<sup>22</sup> For the purposes of this article, we define a war as <em>mass, organized, mutual, and lethal conflict between communities</em>. We do not intend this to be an exclusive definition, but it is a reasonable definition consistent with generally-accepted ideas which also avoids an artificial restriction to humanity.</p>
</section>
</section>
<section id="war-as-a-system" class="level1" data-number="3">
<h1 data-number="3"><span class="header-section-number">3</span> War as a system</h1>
<p>When we talk of human wars, we do not seek simply to classify events as “war” or “not-war”; we want to know how wars come about, what effects they have, how they can be avoided or limited, and how they are won and lost. Addressing these questions leads us inevitably to the worlds of international relations, social institutions, ethics, human nature, the nation state, technological innovation, law, diplomacy, and more. Wars are not merely events that erupt at random times and places: they are the visible, above-water part of a much bigger iceberg, inextricably connected to these other realms of nation states, ethics and so on, and these realms seem uniquely human. Together, we may call wars (the events) and those other heterogeneous realms that they are connected to, a <em>war system</em>. We may think of the system as being in a “hot state” when a war is being fought, and in a “cold state” between wars. The violence might not be there, but all the elements that it is connected to are still in evidence.</p>
<p>MacMillan does not use the term, but she treats war as a system in that she traces how war (events) shape and are shaped by other entities. Her book’s subtitle is <em>How Conflict Shaped Us</em>, and she pursues the theme throughout Chapter 1. She quotes historian and sociologist Charles Tilly’s well-known aphorism that “War made the state and the state made war”<sup>23</sup> and traces the growth of centralized state power in Europe by the 18th century (p23) to the wars of that time.</p>
<p>As MacMillan emphasizes, the war system is not tied to any particular form of political organization; it has made its home in many different human societies throughout history. When feudalism is replaced by capitalism, with attendant political transformations, war may be transformed but it marches on. When capitalism is displaced or modified by socialistically inclined states, war changes but continues. None of this means it cannot be constrained or defanged, but it does suggest that human war itself is a complex, adaptable entity with its own nature.</p>
<p>But surely this picture of a war system is quintessentially about us as humans? Even if ant conflicts fall under a definition of “war” can we learn anything from them about the questions we really want to ask? We suggest that the answer is “yes”. The <em>formicidae</em> do not hand out medals to victorious heroes or sit at negotiating tables any more than they wave tiny flags as they rush into battle, but many of the connected phenomena that form the human war system have their own parallels in the insect world. War, we suggest, is a system in nature, which is hosted in both ants and humans.</p>
<p>War is an example of convergent evolution: the independent appearance of similar complex features in different contexts. An example of convergent biological evolution is the eye, which has developed independently along multiple separate branches of the evolutionary tree. We can say that eyes are <em>hosted</em> in many species. The city is an example of convergent social evolution, which became hosted in independent civilisations, as this passage from Ronald Wright, quoted by Gowdy and Krall, beautifully illustrates:<sup>24</sup></p>
<blockquote class="blockquote">
<p>What took place in the early 1500s was truly exceptional, something that had never happened before and never will again. Two cultural experiments, running in isolation for 15,000 years or more, at last came face to face. Amazingly, after all that time, each could recognize the other’s institutions. When Cortés landed in Mexico he found roads, canals, cities, palaces, schools, law courts, markets, irrigation works, kings, priests, temples, peasants, artisans, armies, astronomers, merchants, sports, theatre, art, music, and books. High civilization, differing in detail but alike in essentials, had evolved independently on both sides of the earth.<sup>25</sup></p>
</blockquote>
<p>Using the word “eyes” to name the octopus’s organ of vision is not just a&nbsp;metaphor for mammalian eyes, and use of “city” to describe Tenochtitlán&nbsp;is not just a metaphor for European cities. In both cases, a common underlying dynamic generates a similar outcome in different environments. In both cases, the processes are broadly evolutionary, in the sense that we would not say that cities cause roads or that roads cause cities, but that each is necessary for and accompanies the other. In the same way, the system of war is caused by and causes large-scale complex societies, be they human or insect.</p>
<p>Wars in humans and ants are not identical in all cases, any more than an octopus eye is identical to a human eye, but many essential features of the war system are displayed in many of those environments in which it is hosted, be they human or ant.</p>
<section id="a-brief-history-of-an-idea" class="level2">
<h2 class="anchored" data-anchor-id="a-brief-history-of-an-idea">A brief history of an idea</h2>
<p>Thinking of war as a system is not a novel idea. Among academic social sciences, the sociological perspective is perhaps the most system-oriented, but the first reference that we have found is in the work of the 19<sup>th</sup> century English Quaker Jonathan Dymond.</p>
<p>Members of the movement for peace in Dymond’s time used a variety of terms to carry out a program of defamiliarization of war. They wanted people to see war in a new light, and to this end pictured it in innovative ways. For example, they referred to war as a “custom”—a primitive custom that was comparable to human sacrifice and slavery and should, like those customs, be abolished. “System,” as employed by Dymond, took its place as one of the agents of defamiliarization.</p>
<p>Far from being deterministic thinkers, these intellectuals affirmed that war is not implanted unchangeably in the nature of human beings, that humans are not fated to be entangled in war forever. The conviction that war is merely a custom or system and could be abolished was fuelled by the direct participation of many of these intellectuals in the movement to abolish another custom or system in their time, namely slavery.</p>
<p>By the 1930s the expression “war system” appears to have become quite common. In <em>Merchants of Death</em>, an important 1934 work on the arms industry, Engelbrecht and Hanighen assumed their readers would be familiar with it. “One may be horrified,” they said, “by the activities of an industry which thrives on the greatest of human curses; still it is well to acknowledge that the arms industry did not create the war system. On the contrary, the war system created the arms industry” [p7]. Of course, as with the early 19th century writers, Englebrecht and Hanighen used the term “system” to refer to a human system—they did not have other species in mind. Like the earlier writers, they used the term to make war more visible and more vulnerable to criticism.</p>
<p>Not long after <em>Merchants of Death</em> was written a more complex and ambitious concept of system began to be worked out by the creators of general systems theory. Intellectuals such as Anatol Rapoport and Kenneth Boulding, who participated over the following decades in the building of systems theory, were involved in the development of peace studies, so it is not surprising that a systems view of war became common—though never universal—among participants in peace studies.</p>
<p>Entomologists, taking an evolutionary perspective, implicitly treat ant wars as systems. From an entomologist’s perspective, explanations take the form of symbiotic relations between warfare and the social structures or physical structures required to fight it. In both ants and humans, armies make war, and wars make armies. It makes no more sense to analyse the causes of wars without asking about army formation than to study predators without prey, or supply without demand. Studies that examine only the wars themselves inevitably miss much and are unreliable as predictors of the future of war.</p>
<p>The identification of systems often thought of as human in ants is also not new. Here are some other systems that have been observed in both ants and humans.</p>
</section>
<section id="agriculture-as-a-system-in-nature" class="level2">
<h2 class="anchored" data-anchor-id="agriculture-as-a-system-in-nature">Agriculture as a system in nature</h2>
<p>The development of agriculture, and social complexity, in ants and humans has been driven, some suggest, by similar forces.<sup>26</sup> In both ants and humans, the development of agriculture meant that species could produce their own food, and accompanied the development of larger, fixed communities built around their crops. Hölldobler and Wilson have said: “Both human civilization and the evolution of extreme insect superorganisms were attained by agriculture, a form of mutual symbiosis of animals and plants or fungi.”<sup>27</sup></p>
<p>Humans have been farming for about 12,000 years, but compared to some species of ant we are mere novices. More than two hundred species of ant in the Americas belonging to the <em>Attini</em> tribe have engaged in “industrial-scale” fungus farming (or ant-fungus symbiosis) for over 50 million years.<sup>28</sup> Prominent among these are the “leafcutter” ants of the Amazon basin,<sup>29</sup> which build communities with millions of individual members cooperating within large, complex domiciles with “hundreds of interconnected fungus garden chambers”.<sup>30</sup> They prepare fungus gardens assiduously through a multi-phase process, manuring and weeding the gardens while removing parasitical growths that could ruin the crop and damage the health of the colony. They choose, cut, and transport plant materials to the domicile, to provide a growth medium for the food of the colony. They put specialized defence procedures in place to protect the workers returning with the plants. There is extreme morphological specialization in this system, with ants of quite different sizes and shapes—though of the same species and colony—performing separate tasks. This agricultural system has transformed the fungus so that it no longer exists in the wild but is unique to ant gardens: the ants have become dependent on their crop, which in turn provides the nutritional basis for their colony.</p>
<p>It is possible that, in both humans and ants, the need to lay claim to property, and the time lag between planting and harvesting, created the need for armies, and that larger societies which developed war-making innovations (including division of labour) were better placed to survive as larger societies encroached on each other’s territories.<sup>31</sup></p>
</section>
<section id="nomadism-as-a-system-in-nature" class="level2">
<h2 class="anchored" data-anchor-id="nomadism-as-a-system-in-nature">Nomadism as a system in nature</h2>
<p>Certain species of ants subsist in whole or in part on the exudations of other insects—aphids, for instance. They tend these creatures. They protect their herds from predators, build shelters for them, move them to new pastures, “milk” them, and so on. The herd creatures may themselves undergo morphological changes to suit their altered lifestyle: as with fungus farmers the relationship may be symbiotic, involving mutual adjustment and mutual advantage.</p>
<p>Maschwitz and Hänel<sup>32</sup> have been precise when using the word “nomadism” to refer to this phenomenon in Malayan ants. “Nomads,” they say, “are stock farmers who subsist from their livestock and who closely coordinate their life style with that of their livestock, for instance, by following them to the pastures these need.” They then explain how “the migrating herdsman <em>Dolichoderus</em>,” a species of ant, fits this definition. These authors are not claiming mere resemblances, nor are they dealing in metaphor. They wish to say that <em>Dolichoderus</em> is nomadic. That is, there is a system in nature, nomadism, that is hosted by certain species of ant and is likewise hosted by certain societies and cultures within the species homo sapiens.</p>
</section>
<section id="slavery-as-a-system-in-nature" class="level2">
<h2 class="anchored" data-anchor-id="slavery-as-a-system-in-nature">Slavery as a system in nature</h2>
<p>The literature of myrmecology has made reference for well over a century to slavery among ants. “Slaves” and “slave-taking” are common terms in the literature (although Herbers has suggested the use of “piracy” instead of “slavery” <sup>33</sup>). Yet social scientists and historians who set out to study human slavery usually feel no obligation to mention ants. Slavery, they appear to feel, is a uniquely human institution. No doubt ownership, if this is to be considered essential to slavery, cannot be proved and has, probably, no clear meaning among ants. But extreme forms of domination are found, and they include the appropriation of the labour power of the subordinate.</p>
<p>“Slave-taking” ant colonies seek out and raid targeted colonies, take members of the targeted colony by force to their domicile, and raise them as subordinate providers of labour, assigning them tasks such as cleaning, feeding and otherwise tending to the members of the dominant’s colony. In some instances, the raiders become so specialized in the art of slave-taking that they lose the ability to perform the basic maintenance tasks of their political unit (the slavery is called in this case, “obligate”). If they are deprived of their captured labourers their colony may decline or even disintegrate.</p>
<p>Where the captured ants are of a different species than the raiders, we are under no obligation to use the word “slave.” After all, humans use the labour of a wide variety of species (we “domesticate” them). But observers have also confirmed cases where ants capture individuals of their own species and expropriate their labour power. In any case, non-human animals targeted for capture and domestication by humans do not host the war system and cannot do organized battle with their captors in a way that we find among ants. For this reason, the parallels with human domestication are not straightforward even when ants raid species other than their own.</p>
<p>It would not be difficult to fashion a definition of slavery that, as in the case of nomadism, would allow the exploration of a system in nature, beyond the bounds of homo sapiens, worthy of comparative study.</p>
</section>
<section id="war-as-a-system-in-nature" class="level2">
<h2 class="anchored" data-anchor-id="war-as-a-system-in-nature">War as a system in nature</h2>
<p>Returning to war: the remainder of this essay explores aspects of the war system that are revealed in ant wars and human wars. It has three themes: to highlight the remarkable inventiveness of the insect world, to emphasize the many ways that aspects of war we think of as uniquely human have been played out elsewhere in nature over millions of years, and to suggest possibilities for “reciprocal illumination” between the study of these domains.<sup>34</sup> We start with one of the archetypal forms of war: territorial wars between nation states.</p>
</section>
</section>
<section id="territory-the-politics-of-nation-states" class="level1" data-number="4">
<h1 data-number="4"><span class="header-section-number">4</span> Territory: the politics of nation states</h1>
<p>As MacMillan observes (above), wars take place between organized societies which “have existed over considerable time, usually in their own territory”. Humans have been fighting wars since we began farming, which produced fixed valuable resources—hence territories—that were worth fighting over, and also sustained communities large enough to mobilize mass, organized, violence.<sup>35</sup></p>
<p>Nation states are defined, in part, by their territory, and political scientists seek explanations of war between nation states at three levels: the individual, the societal, and the systemic.<sup>36</sup> A neo-realist school sees the behaviour of states as arising from self-interested actions in a world of similar entities jostling for survival in an anarchic (that is, ungoverned) system. These neo-realists “are interested in how structural pressures—as opposed to the complexities of psychology or domestic politics—shape international outcomes”.<sup>37</sup></p>
<p>Ant colonies may be the ultimate neo-realist political unit. Unencumbered by domestic politics or moral considerations, colonies act out of self-interest, with survival as the only metric of success. They have discovered ways to protect their territories from attackers and to expand their territories when the opportunity presents itself.</p>
<p>Weaver ants live in the tree canopies in the “Old World” tropical rainforests of Africa, Asia, Australia, and the Western Pacific.<sup>38</sup> They build nests by weaving together leaves using larval silk. Their colonies consist of many nests, and may have populations in the millions. Weaver ants are “territorially dominant”: unlike many more selective ant species they feed on many kinds of insect and other prey, and so it makes sense to exclude all competitors from the entire area surrounding and between their nests.<sup>39</sup> Each colony marks out whole trees or large tree limbs as its own territory, and these territories cover the available canopy so densely as to form a “mosaic” of non-overlapping domains,<sup>40</sup> much as nation state territories fill the map of the world, and each colony defends its own territory against other colonies of their own species and against other competitive species.</p>
<p>Weaver ants mark the edges of their territory with brownish spots containing territorial pheromones unique to each colony,<sup>41</sup> and older colony members actively patrol and monitor this boundary, raising the alarm in case of encroachment. As with other animals, weaver ants often fight more aggressively defending their own territory than in attack,<sup>42</sup> and so the area outside the boundary may become a strip of “no ant land” which other colonies actively avoid. Boundaries may be stable for a number of years, during which time weaver ants exemplify the old human adage “if you want peace, prepare for war”.</p>
<p>But weaver ants also show us that this prescription is good only as long as the environment remains stable. Wars break out when the environment receives a shock: when a colony dies, or when a particularly good season leads to population growth. And these wars can be brutal: one colony may take over an entire tree, and may even destroy much or all of the neighbouring colony.</p>
<p>In Central America, the ant “<em>Pseudomyrmex ferruginea</em> F. Smith” demonstrates an even more dramatic case of territoriality.<sup>43</sup> It has developed a symbiotic relationship with a particular species of acacia tree. The tree provides suitable domiciles and a regular supply of food for the ants, while the ants have taken on a strong territorial sense coupled with extreme aggressiveness, and developed an array of weapons to protect their tree. The ants are inseparable from their territory and will attack just about anything that encroaches on it, be it ant, mammal, bird or plant. Colonies fight fiercely with other ant colonies, of the same or different species, for exclusive possession of the tree, and will not hesitate to exterminate their opponents’ communities. The colony may rest content with the single tree it has come to regard as its own, but in some cases, it becomes expansionistic, occupying up to 20 trees.</p>
<p>Political scientists treat nation states as acting with intent. They (or their leadership) take decisions, and weigh the costs and benefits of their actions. A “strategy” at the level of a nation state is the result of some form of deliberation. From a game theory perspective, they are assumed to act “rationally”. Ant colonies have no such deliberative qualities, no leadership to decide on a strategy, and no hierarchy to implement it. They arrive at their behaviour through millennia of trial and error. That rational decision making and evolution can lead to the same strategic outcomes has been known since Maynard Smith used game theory to understand animal behaviour such as altruism.<sup>44</sup></p>
<p>Like political scientists, entomologists seek answers at three levels: the individual, the political unit, and the ecosystem to which these units belong. Ant colonies and nation states each act as coherent political units, even if their decision-making mechanisms and social ordering could hardly be more different. Territorial war is not unique to humans: it is a complex phenomenon that has emerged in both human and insect ecosystems, under common pressures and for similar reasons.</p>
</section>
<section id="us-and-them-the-sociology-of-identity" class="level1" data-number="5">
<h1 data-number="5"><span class="header-section-number">5</span> Us and them: the sociology of identity</h1>
<p>Nation states are more than areas on a map: they must also be politically cohesive if they are to succeed, and this requires a clear sense of who is part of the nation and who is not, particularly in times of war. Discourses of common origin and shared blood relationship are common (terms like “motherland”) even when there is no historical or material basis for it. During a war, each side may produce propaganda to emphasize how different “we” are from “them”, further deepening the divide.</p>
<p>Individuals face a trade-off between pursuing their individual ends and contributing to the strength of the society of which they are a part. What sociologists call in-group/out-group distinction is associated with increased co-operation among community members in the face of external competition; “conflict with an out-group increases the cohesion of a well-defined in-group”.<sup>45</sup> The “scapegoat hypothesis” or “diversionary theory of war” suggests that leaders may deliberately create or maintain external conflicts to sustain compliance within their state.<sup>46</sup></p>
<p>The in-group/out-group distinction is also important when it comes to actual combat: effective war-fighting demands that soldiers distinguish “us” from “them”, not just by their uniforms, but by how they react to those uniforms. Episodes such as the famous Christmas Truce of 1914, in which soldiers realise their common humanity across the us/them divide, threaten the effective pursuit of war.</p>
<p>The ability to distinguish members of our own group from those who are not, and to make appropriate behavioural adjustments, is widespread in animals. Maintaining the distinction even where very large communities are involved is much rarer. In most primates, for example, animals recognize in-groups by recognizing the individuals that belong to it. In larger societies, individual recognition is not possible; ants share with humans the ability to form what Moffett calls “anonymous societies”: individuals recognize members of the same society even if they do not recognize (and may never have met) the individual itself. <sup>47</sup></p>
<p>For ants, the cue to distinguish members of one colony from another is a complex cuticular hydrocarbon (CHC) profile on the waxy surface of the hard outer cuticle.<sup>48</sup> When ants meet, they sense each other’s CHC profile through their antennas. The CHC profile is sometimes called an “odour” although the sense involved is somewhere between taste, scent, and touch.</p>
<p>Members of a single-queen, single-nest colony are close genetic relatives. Membership as read by odour matches genetic relatedness and “colony recognition” is the same as “kin recognition”. In these cases, the odour acts as a sign to indicate deeper ties, marking who to collaborate with, and who to confront.</p>
<p>But for some ant species, the CHC profile and the “in-group/out-group” distinction has become divorced from relatedness. Many species of wood ant construct extended colonies with multiple nests and queens, in which each ant is only distantly related to others,<sup>49</sup> yet colony group membership is still defined by CHC profile. If nests were isolated, the odour would grow to differ among nests over time, but worker ants move back and forth between nests. Ants exchange odour when they meet through grooming (licking) and trophallaxis (mouth-to-mouth transfer of CHCs),<sup>50</sup> and in this way the CHC profile is spread among members. There have even been suggestions that worker ants carry brood and other workers between nests to maintain a common odour.<sup>51</sup></p>
<p>The CHC profile that a colony maintains this way can be thought of as a “cultural” identity – a distinguishing characteristic that serves not only as a marker of identity but defines it, and which is actively maintained through exchange throughout the members of a colony.<sup>52</sup> The colony is making a cultural investment in maintaining a common identity among its members: a social infrastructure of cohesion.</p>
<p>An extreme case of ingroup/outgroup recognition among ants is that of the “unicolonial” Argentine ant. A hundred years ago, humans inadvertently transported Argentine ants on ships from their native habitat to new homes where they have become invasive. In these new environments they have formed huge multi-nest “supercolonies”, and these colonies have engaged in wars.</p>
<p>The Argentine ant has established supercolonies on several continents. A community discovered in western Europe<sup>53</sup> stretches 6000 km from northern Italy, through the south of France to the Atlantic coast of Spain—with billions of ants—perhaps even a trillion—occupying millions of nests.<sup>54</sup></p>
<p>Colony members maintain the ability to identify members of the same colony across continents,<sup>55</sup> while still identifying outgroup members when neighbouring supercolonies collide.<sup>56</sup> The largest known ant war on earth is taking place among two Argentine ant colonies in North America. “Each month millions of Argentine ants die along battlefronts that extend for miles around San Diego, where clashes occur with [the”Large Colony” and] three other colonies in wars that may have been going on since the species arrived in the state”.<sup>57</sup> Researchers observing the conflict concluded that “[O]ver 15 million workers would have died over the six-month period of the study”.<sup>58</sup> Move a”Large Colony” Argentine ant 800 kilometres from San Francisco to San Diego and she will still be “home”, accepted by surrounding ants. On the other hand, move an ant a few centimetres across an invisible (to humans) border in the outskirts of San Diego, and she will probably be killed by the members of the neighbouring Lake Hodges colony.<sup>59</sup></p>
<p>The anonymous nature of the ingroup/outgroup distinction, so clear in ants, emphasizes that during war the enemy is defined as a group, not as individuals. This anonymity is one feature that makes killing in war different from killing in peacetime. The killing is not personal, it is required by the mass nature of the conflict. At the same time, the individual combatant is disposable from the point of view of the community, entering hostilities with combatants from another colony, at great risk to themselves.</p>
<section id="subtleties-in-group-distinctions" class="level2">
<h2 class="anchored" data-anchor-id="subtleties-in-group-distinctions">Subtleties in group distinctions</h2>
<p>While war and “nestmate recognition” go together, the one does not always lead to the other. Until the 1990s nestmate recognition in ants was thought to be binary: an individual would accept or reject another according to the expression or not of a particular cue.<sup>60</sup> But as with so much else in the world of ants, the more we learn, the more subtle we discover it to be, and the richer the parallels between ant and human societies become.</p>
<p>As one American observer wrote: “Except when slave-making ants make raids on their neighbours, and when spring competition for extra land causes wars, the ants of the northern states are a peaceful lot. When two ants of different nests meet, the behaviour most frequently observed is the recoil of both ants, and their subsequent pursuit of their peaceful occupations”.<sup>61</sup> Forel’s pavement ants and the wood ants of northern Europe, too, typically fight in the spring, after a dormant winter has left boundaries and control over pathways between nests ill-defined, with the wars concluding when boundaries are set.<sup>62</sup></p>
<p>Like nation states, ant colonies can coexist peacefully for extended periods, but at other times and under the right conditions a small clash may lead to war. Political units invest in maintaining the war system – the capacity to engage in war—but such engagement is still a costly endeavour and it is undertaken only when the pressures require it.</p>
<p>Some species of ant, including the weaver ants discussed above display what is called a “nasty neighbour” effect, whereby ants react more aggressively to neighbours than to strangers.<sup>63</sup> This behaviour seems to occur most in territorial species with large colony sizes, for which the greatest danger is large neighbouring colonies.</p>
<p>Other ant species develop the opposite: a “dear enemy” effect. They distinguish between the now-familiar neighbours who share the border and non-neighbours (strangers) who have come from further away, and respond <em>less</em> aggressively to neighbours than to strangers. This behaviour was observed in <em>Leptothorax</em> ants in Europe, which live in small colonies. One suggestion is that “strangers may have been forced to leave their own nests and might now be searching for a new site, whereas a well-known neighbour typically has its own nest”.<sup>64</sup></p>
<p>The ability to distinguish “us” from “them” and to respond in ways that are appropriate, seems to be essential to successful political units of large societies.</p>
</section>
</section>
<section id="warriors-the-psychology-of-combat" class="level1" data-number="6">
<h1 data-number="6"><span class="header-section-number">6</span> Warriors: the psychology of combat</h1>
<p>Ants and humans have both, in their own ways, identified techniques for building successful communities in the face of competition from neighbours. Clear boundaries of territory and membership play important roles in limiting unnecessary and accidental outbreaks of war. Still, wars do break out, and when it does, the behaviour of community members changes. Behaviour that is damaging to the community in normal times (killing, aggression) is now necessary.</p>
<p>Human societies have long struggled with the need to develop effective warfighting abilities, while limiting that organized violence to deal with external threats, without overflowing into the daily life of peacetime society. Rituals before going to war, ethical codes for soldiers, heroic myths to emulate all prepare warriors to be ready to kill, and ready to die. They also separate war-time from peace-time norms, with varying degrees of success.</p>
<p>Ant societies face the same challenges. Mustering a collective response to a threat demands the rapid raising of an alarm, alerting others to the presence of an enemy. It must assemble nestmate responders and set in motion a change in their behaviour, so that they are disposed to aggression.</p>
<p>“Recruitment” is the term for communication bringing nestmates to a location where activity is required. Colony members recruit others for a range of activities, a prominent one being response to threats such as floods, attacks by large animals (bears, anteaters), or attacks by other ants. Recruitment in the face of threat must be fast, and some species of ants respond so quickly to a flooding domicile that “one or two workers can mobilize a large fraction of the colony in 30 seconds or less and even initiate colony immigration”.<sup>65</sup></p>
<p>Recruitment typically involves chemical signals and mechanical gestures. It is more complex than a simple cry of “alarm!”: faced with combat, a weaver ant uses a short-range recruitment pheromone to summon immediate reinforcements, but also returns to the nest, depositing a different pheromone to mark a trail back to the site of conflict, and “jerks its body at passing ants to alert them to the ongoing combat”. Weaver ants may use different pheromones when recruiting for other purposes, such as to occupy a previously unoccupied space for the nest.<sup>66</sup></p>
<p>The “decision” to recruit also has subtleties. We have already seen that wars among wood ants break out only at times of the year when nutrition is scarce. Ants may also behave differently depending on whether the queen is nearby,<sup>67</sup> and some fighting ants can assess group sizes, recruiting nestmates only when they outnumber opponents.<sup>68</sup></p>
<p>Once mobilized, risk-taking and self-sacrifice are common in warfare, in ants as in humans. Students of formic behaviour have referred to this as evidence of “extreme altruism.” A remarkable example is the “suicide warriors” of <em>Camponotus</em>.</p>
<blockquote class="blockquote">
<p>Two huge glands, filled with toxic secretions, run from the bases of the mandibles all the way to the posterior tip of the body. When the ants are pressed hard during combat…they contract their abdominal muscles violently, bursting open the body wall and spraying the secretions onto the foe.<sup>69</sup></p>
</blockquote>
<section id="the-flight-from-psychology" class="level2">
<h2 class="anchored" data-anchor-id="the-flight-from-psychology">The flight from psychology</h2>
<p>While there are commonalities between the study of humans and ants at the system level (neo-realism) and at the societal level (in-group/out-group distinctions), the differences in how we think about the two are stark at the level of the individual organism.</p>
<p>The experiences of individual soldiers in human wars have been mythologized, studied, and told in stories down the centuries. There is a rich tapestry of heroism, comradeship, fear, confusion, bravery, discipline, cowardice, compulsion and much more arising from the extremity of facing and dealing death. Societies draw on religion, ritual, drugs and discipline to manage and contain the forces of war.</p>
<p>In contrast, essentially nothing is told of the experiences of ants. Do they have experiences at all? Here the practice of entomologists borrowing terminology from human wars comes to a halt. The contrast is dramatic. Self-sacrifice in wartime is seen, when carried out by humans, as an expression of bravery and nobility sufficient to prompt some of our most universal and challenging stories of what it means to be human. The same action carried out by ants is simply “stereotyped behaviour” with no implications of “intent” or internal states. The use of the words “alarm” and “excite”, both of which can also be applied to inanimate objects, is as close as most studies go.</p>
<p>We confess that it is not always easy, at least for those of us who are not ant specialists, to see where the stereotyped behaviour ends and intelligent decision-making begins. We are told, for example, that “one fire-ant worker straggling close by is enough to trigger a violent response” in the woodland ant.<sup>70</sup> Here are found, presumably, both the cue and the stereotyped behaviour, but the behaviour evoked may be quite complex. The worker ant, having encountered the fire-ant and identified it, (i) touches it to acquire its odour; (ii) lays down a chemical trail; (iii) rushes up to nestmates one at a time as she hurries back to the nest. Then, as part of this same sequence of actions, both “soldiers” (majors) and ordinary workers quickly attack the enemy and kill it, after which they search the area for further members of the fire-ant nest. This may end the matter, but in some cases a wider engagement may take place. We confess that it is not clear to us where the stereotyped phase ends and a phase of intelligent action begins.</p>
<p>Early entomologists did not all share this outlook. August Forel, describing the fighting state of Amazon ants, said: “the battle-fury sometimes becomes terrible; they snap right and left with their jaws and abandon all distinction between friend and foe. They are like mad creatures.” Forel was implying the existence of a particular psychological state. He interpreted what he saw in terms of human war: “battle-fury” reminds us of Viking Berserkers, and is a theme well known in the literature of human war.</p>
<p>We wonder, when all is said and done, whether the flight from psychology can be justified or is simply a path of least resistance for the natural sciences. We are not convinced that there are good reasons to deny or ignore the existence of psychological states in ants or to rule out all possible human knowledge of them. Such questions have been faced before in the study of other species and the positivist view has not always emerged intact. Most notably, the early challenges faced by Jane Goodall to have her observations and interpretations taken seriously by primatologists show that such questions are not closed.</p>
<p>We are sympathetic to Wheeler’s treatment of the issue in his famous 1910 one-volume treatment of the ants:</p>
<blockquote class="blockquote">
<p>“The question then suggests itself as to whether there is anything to indicate that ants experience similar internal states. We are, of course, working here merely with analogical inferences and probabilities, and may, therefore, incur the contempt of a whole school of German physiologists, but, as has been often stated by other authors, we must either proceed in this manner of abandon animal psychology altogether. I admit that it is very easy and very reprehensible to read one’s own psychology into an animal, but after a patient, and, I believe, unprejudiced study of the ants, I have reached the same conclusions as Forel, Wasminn and others, namely, that these insects show unequivocal signs of possessing both feelings and impulses.” <sup>71</sup></p>
</blockquote>
<p>Wheeler was Professor of Applied Biology at Harvard University and one of the world’s most respected students of ants when he wrote this passage.<sup>72</sup></p>
<p>Try as they might, entomologists cannot entirely escape interpretation. By avoiding any mention of intent or of internal states, researchers implicitly treat ants as information-processing and algorithm-following automata, a stance that blends smoothly into agent-based computer simulations of ant behaviour.<sup>73</sup> Yet ants are not interchangeable; they are individuals, with memories of their own unique life histories. They memorize complex foraging routes for periods of weeks, distinguish among complex pheromone profiles (see above), and undertake sequences of context-dependent decisions. A forest-dwelling African <em>ponerine</em> ant “memorizes the detailed outline of tree crowns beneath which it passes on outgoing trips, then integrates and reverses the information upon its return to run a straight line home”.<sup>74</sup></p>
<p>Current trends in modern war fighting may be heading in the opposite direction, turning human soldiers into information-processing manageable units. Chemical-induced behaviour changes have long been common in human warriors of course, from Dutch courage to ritual consumption of intoxicants to today’s medically-tuned performance enhancers. Technological innovations continue to replace or control human soldiers by computer-assisted decision-making, policy-implementing workflows, or automated weaponry, all seeking to render redundant the psychology of the battlefield.</p>
</section>
</section>
<section id="the-militarized-state" class="level1" data-number="7">
<h1 data-number="7"><span class="header-section-number">7</span> The militarized state</h1>
<p>Despite war’s comparative rarity, it has often precipitated long-lasting changes in the organization of societies. The demands of war require the state to take a central role, and that role has not been given up with the end of conflict.</p>
<p>In ants, war is one of the forces driving the formation of new “castes”. Among ants, function is often connected to physical type or state and the term “caste” has been used for a long time, for better or worse, to express this convergence. “A caste is any set of a particular morphological type, age group, or physiological state (such as inseminated versus barren) that performs specialized labour in the colony”.<sup>75</sup></p>
<p>Among the workers, who are all female, the most common morphological types are minor, media and major, which have differing body size and other specialized physical attributes. The difference in size between minor and major nestmates reaches an apex in marauder ants, where the major ants may weigh five hundred times more than a minor, and where the minor may ride on the head of the major.<sup>76</sup></p>
<p>War is “a strong and recurrent pressure” driving the development of distinct castes in a species, “including the evolution of a functionally specialized and large soldier caste”.<sup>77</sup> As an aside: The nature of division of labour is still controversial. Deborah Gordon argues that “‘Division of labour’ is a misleading way to describe the organization of tasks in social insect colonies, because there is little evidence for persistent individual specialization in task.”<sup>78</sup> Robert Jeanne responds that “Division of labour is not a process or a misleading concept”.<sup>79</sup> Either way, the topic is lively.<sup>80</sup></p>
<p>Consider three ant species of the genus <em>Camponotus</em>, which live in the southern United States and are subject to predatory raids by army ants. One of those species responds to raids by flight, evacuating the nest and carrying their brood with them. The other two species respond by fighting, with the majors taking a leading role. All three species have “major” and “minor” castes, but in the one that flees the majors are only slightly larger than the minors. In those that fight, the majors are much larger. The researchers conclude that the army ant raids are sufficient to produce this specialization.<sup>81</sup></p>
<p>Across humans and ants, war has driven changes in society to enable it to put all its weight behind the achievement of a single goal, demanding increasingly specialized roles and communication techniques, and changing the relationship among members of society. One has achieved this goal through a centralized state and the other through decentralized coordination.</p>
<section id="lanchesters-laws-and-military-investment" class="level2">
<h2 class="anchored" data-anchor-id="lanchesters-laws-and-military-investment">Lanchester’s laws and military investment</h2>
<p>Nothing is simple when it comes to ants: warfare does not <em>always</em> drive specialisation. Leafcutter ants and others may have developed multiple castes with complex functions in part as a response to wars, but other ants remain unspecialised. The Argentine ants engaged in massive wars in California and New Mexico (above) have just a single worker caste, as do the wood ants of Europe. Why this difference?</p>
<p>The explanation can be found in one of the more successful applications of “human war” studies to the insect world, initially by Franks and Partridge.<sup>82</sup> “Lanchester’s laws of conflict”, developed during World War 1, loosely state that in open environments where individuals can gang up on enemies, the army with the <em>most</em> combatants is likely to win (this is also called the “square law”). In confined spaces and other environments where one-on-one combat is more likely, the army with the <em>best</em> combatants wins (the “linear law”).</p>
<p>When the “square law” applies, the quality of the soldiers is unimportant. A society that faces predominantly “square law” warfare will not invest in producing a skilled army, so long as it can muster large numbers of cheap soldiers when it needs them. “Before the advent of modern war… European powers preferred to use the most expendable members of society to fill up the ranks of their armies” <sup>83</sup>. In wars between wood ant colonies, which may lead to thousands of deaths per day, “the warriors are workers from the oldest generation… The toll taken by war thus concerns individuals who would have died anyway”.<sup>84</sup></p>
<p>Even societies that do have specialised armies may be selective when to deploy their elite troops. War has produced new forms of organization among ants: the development of military tactics. “In the foraging arena, the evolution of body-size variation can provide both a numerous worker caste for combat in open areas and larger, more capable fighters for spatially constrained combat scenarios… the small, fast workers of <em>Pheidole</em> species can be critical in locating and numerically dominating rich food resources, and then soldiers defend the resources against subsequent usurpation attempts by competitors”.<sup>85</sup></p>
<p>Army ant and marauder ant colonies have multiple castes, but their raids draw on massive numbers of the tiny and disposable “minor” workers, which take their place at the front lines. The much larger “soldier” castes are protected, and fight more selectively.</p>
<p>Leafcutter ants also have a “true soldier caste” of very large majors with sharp mandibles, which respond when a nest of is attacked by vertebrates.<sup>86</sup> When threatened by other ants the combat is usually out in the open, the Lanchester square law applies, and the colony sends large numbers of smaller workers to war.<sup>87</sup> But there is yet another exception: when attacked by subterranean army ant colonies seeking to plunder the leafcutter brood as food, soldiers barricade nest entrances where they can engage in one-on-one combat.<sup>88</sup></p>
<p>The American army invests heavily in each soldier, and in Afghanistan it has faced an opponent with few resources. Bellany argues that the Americans must fight in ways that the “linear law” applies.<sup>89</sup> The conclusion is not obvious: “If you have more effective weapons than your opponent, Lanchester says you must engage the enemy less closely if you want the advantage to really tell.” You must fight from a distance, protecting your own expensive soldiers, even if this approach leads to the killing of enemy civilians.</p>
</section>
<section id="the-costs-of-maintaining-an-army" class="level2">
<h2 class="anchored" data-anchor-id="the-costs-of-maintaining-an-army">The costs of maintaining an army</h2>
<p>Maintaining a war system between outbreaks of conflict incurs substantial costs, without immediate benefits.</p>
<p>Hölldobler and Wilson remark that soldier ants in many species spend a fair bit of their time doing nothing, “rather like fully fuelled interceptor jets on a carrier deck.”<sup>90</sup> Some soldier ants are so specialized that they cannot feed themselves and must be fed by workers. She is a drain on the resources of the colony during these times. But she cannot shed her role, which is in-built—is inscribed in her body and mind—and is a living sign of the war system even when this system is in its cold state.</p>
<p>Ants and humans have each discovered that the cost of maintaining an army can be more easily afforded if it is used for other purposes apart from war. Some ant “soldiers” perform tasks such as crushing seeds,<sup>91</sup> and also exert themselves violently against many different species, and some of these actions are not part of war as defined in this article. For instance, leafcutter “soldiers” defend their colony against members of different taxonomic classes, such as <em>Mammalia</em> and <em>Aves</em>. Is the term “soldier” still applicable?</p>
<p>Modern human soldiers also carry out many functions other than fighting wars. When emergencies demand a large-scale coordinated response, many countries call in the army. Responding to floods, distributing vaccine during pandemics, fighting off anteaters: a specialized caste of soldiers takes a multifaceted role in society, with a particular focus on emergencies.</p>
<p>Some ants appear to have outsourced the cost of defence to mercenaries. <em>Sericomyrmex</em> is a fungus-growing species, and the genus <em>Megalomyrmex</em> has made its home in <em>Sericomyrmex</em> nests, an action that would seem to be parasitic. But <em>Sericomyrmex</em> nests are also the target of attack by “agro-predator” species, and the guest ants protect their host colonies using a potent venom that is much more effective than the biting defences of the host ants.<sup>92</sup></p>
<p>Another lesson about the war system is revealed in the soldier ant. The inscription of war in her body and mind implies the presence of the system in other formic communities as well. All the communities and species that host war participate in the system, and the system becomes visible in the multiple interactions of these communities and species. The soldier ant in a particular colony needs her mandibles and her aggressiveness because of the existence of warlike ants elsewhere, and <em>vice versa</em>. Each implies and requires the other. The same is true of war among human beings: If I need to be warlike it is because you are, and vice versa.</p>
</section>
</section>
<section id="technology-and-innovation" class="level1" data-number="8">
<h1 data-number="8"><span class="header-section-number">8</span> Technology and innovation</h1>
<p>The militarized state is the organization of society so as to be able to fight wars effectively. But innovation is not limited to social organization: there is also a long history of war-driven technological innovations in both ants and humans, most obviously in the development of more lethal weapons and more effective defences.</p>
<p>Ants have not only developed a distinct soldier “caste” in some species, but have also equipped them with specialized weaponry, designed to be effective against specific groups of foes. Science journalist Erich Hoyt<sup>93</sup> wrote about formic war in his book, <em>The Earth Dwellers,</em> and he distinguishes “mandibular techniques” from “chemical warfare.” Under the first category (see p.&nbsp;206) he says:</p>
<blockquote class="blockquote">
<p>“Hatchet-shaped mandibles can slice through the chitinous exoskeleton or chop off the legs of an opponent.” (Examples include many <em>Pheidole</em> species as well as leaf cutters.)“Saber- or hook-shaped mandibles with pointed tips that turn in at the end.” “When an enemy ant gets its head or body caught inside these jaws, the result is instant death.” (Examples include various of the “swarm-raiding and column-raiding army ants, and some of the notorious slave-making species.”) “Trap mandibles, as used by the <em>dacetine</em> tribe and some of the <em>ponerines</em>, consist of elongated mandibles that snap shut convulsively, impaling prey or enemies on the sharp teeth at or near the tip.”</p>
</blockquote>
<p>Hoyt notes that “almost all ants use some chemical warfare,” the weapons of which he distinguishes as “stings, sprays and secretions.”</p>
<p>The sting is one of the defining features of ants, and is particularly effective against threatening vertebrates. As ants became more abundant, their greatest threat shifted from vertebrates to other ants and some species lost their sting, or modified it into a “chemical weapons delivery system”, enhancing their ability “to attack and fight off and win battles against other ants”.<sup>94</sup></p>
<p>We have already seen the “kamikaze” weapons of <em>Camponotus</em> ants, but chemical weapons can also be used for defence. In northern California the native winter ant has been able to preserve itself against the Argentine ant while other species have succumbed; its success is partly thanks to a secretion they apply directly to the body of their invasive foe, killing it within an hour, four times out of five.<sup>95</sup></p>
<p>Technological innovation is not limited to weapons. Leafcutter ant soldiers have developed a biomineral armour overlaying their exoskeleton which provides additional protection in battles and against disease.<sup>96</sup> The 119 different species of turtle ants have been known as “an iconic example of caste specialization” since Darwin. Turtle ants make their homes in pre-existing cavities<sup>97</sup> and when the nest is threated the elaborately armoured heads of their soldier caste act as living barricades. Some cavities have entrances much larger than the head of one soldier and among the species that live there, soldier heads are square or dome-shaped and several soldiers will cooperate to block the entrance. In contrast, for species that live in cavities with smaller entrances, a single soldier will block it by locking its disc or dish-shaped head into place.<sup>98</sup></p>
<section id="technologies-of-deceit" class="level2">
<h2 class="anchored" data-anchor-id="technologies-of-deceit">Technologies of deceit</h2>
<p>Slave-making ants are “constrained by their life style to be outnumbered by workers in the colonies they fight” and Lanchester’s laws suggest this arrangement creates a space for technological innovation.<sup>99</sup> These species have responded by developing techniques of deceit.</p>
<p>One technique is the use of “propaganda substances”.<sup>100</sup> Invading ants broadcast pheromones that mimic an alarm signal of the host species. This induces panic in the attacked ants, dispersing them and weakening their ability to resist the invaders.</p>
<p>Like human propaganda but different to most of the weapons we have met so far, this is a weapon that acts on a whole population. It may not be “mass destruction”, but perhaps it is “mass deception”, allowing the raiders to avoid fighting with those whose colony they invade.</p>
<p>Slave-making ants also employ chemicals that override the most crucial of formic abilities, the ability to recognize each other as members of the same society. Instead, members of host nest attack each other as if they were facing alien invaders.<sup>101</sup></p>
<p>To return to the question of psychology: should the term “deception” be used in dealing with <em>formicidae</em>? Do we need to know the details of ants’ cognitive states? If we cannot know about such states, can we say that they are deceived? We note simply that many myrmecologists, even when they do not raise the question directly, appear to accept deception among ants as fact, as when Wilson and Hölldobler say: “ants employ propaganda, deception.”<sup>102</sup> During the discussion of parasitism, they routinely imply that certain kinds of parasites are successful in surviving in ant communities because they are able to fool the ants.</p>
<p>There are other, similar cases. Consider a species of ants whose members are able to make their way, without being stopped and killed, into an ant domicile of a different species, even entering the chamber where the queen is located. These infiltrators then kill the queen, replace her with one of their own, and manipulate host workers to direct their altruistic behaviours towards the parasites rather than their own relatives.<sup>103</sup> Discussions of such cases by myrmecologists appear to take it for granted that the ants of the violated domicile are deceived.</p>
</section>
</section>
<section id="limited-war-and-ethics" class="level1" data-number="9">
<h1 data-number="9"><span class="header-section-number">9</span> Limited war and ethics</h1>
<p>War is a costly enterprise, even for the victor, who may be left weakened by the extremities of combat. Humans throughout history have searched for ways to avoid war where possible, and to limit the devastation of war by devising rules for its conduct. Yet MacMillan quotes Pancho Villa as saying “limiting war is a silly idea: war is not a game”. From a different perspective, White House Counsel Alberto Gonzalez was quoted as saying that in the War on Terror, the Geneva Conventions are “quaint”.</p>
<p>Is the search for ways to limit war a pipe dream? Here, ants may offer signs of hope: they have found ways to limit the frequency and intensity of their wars, and nobody could accuse them of being quaint or silly.</p>
<section id="negotiations-and-intelligence-gathering" class="level2">
<h2 class="anchored" data-anchor-id="negotiations-and-intelligence-gathering">Negotiations and intelligence gathering</h2>
<p>We have already seen that establishing clear borders, patrolling them and marking them, may serve to establish long periods of peace between ant colonies. Still, there are times when ecosystem pressures bring conflict to the surface. At such times, intelligence gathering can help to avoid or limit open warfare. If the relative strength of two political units can be established, perhaps an agreement can be made with the same end result, but with each side avoiding the cost of open warfare. In humans this is the sphere of diplomacy and negotiation.</p>
<p>Honeypot ants may not sit down at tables, but they do engage in ritual encounters with a view to avoiding open war. They stage “tournaments”, amassing large numbers of workers from opposing colonies, which then square off in contested zones and stage numerous one-on-one confrontations between members of the two colonies.<sup>104</sup> These appear to be dominance contests, with posturing and pushing but little or no serious fighting. (“The ants challenge one another back and forth across the disputed field in the manner of medieval knights, one on one.”<sup>105</sup>) Sometimes the contests go on for quite a while and result in the attainment of stable borders between the two colonies.</p>
<p>It has been argued that one of the functions of these contests is the assessment of the size and strength of the opposing colony. If one colony concludes that it has superiority in numbers at a scale of ten to one or more, it will often invade and destroy the weaker colony.<sup>106</sup>,<sup>107</sup></p>
<p>The tawny crazy ant (<em>Nylanderia fulva</em>) is another example of limited war fighting: “intraspecific aggression between ants from different nests is common and ritualized. Aggression is typically one-sided and follows a stereotyped sequence of escalating behaviors that stops before actual fighting occurs”.<sup>108</sup></p>
<p>Meat ants live in single nests near eucalyptus trees in Australia, and each nest is the focus of a well-defined network of trails and foraging sites that define a stable territory. When meat ants encounter ants from other colonies, they raise their gasters and “posture aggressively”. These ritualized displays resolve boundary disputes and clarify each colony’s territory. The authors offer an alternative interpretation that is even more like a negotiation: they suggest that the display is not so much an aggressive display as a solicitation of food. The ant raising its body demands food from the other, trying to get the other to fold its mandibles and submit. The loser lowering its body resembles the attitude adopted by a donor in feeding.<sup>109</sup> Whatever the interpretation, the display often resolves border disputes in a non-violent manner.</p>
</section>
<section id="combination-and-colonization" class="level2">
<h2 class="anchored" data-anchor-id="combination-and-colonization">Combination and colonization</h2>
<p>The “polydomous” and “polygynous” communities discussed in “Us and them: the sociology” above show another approach to avoiding war: individual nests accept traffic and exchange, so avoiding the cost of war and combining their efforts in an arrangement that, in some conditions, is more successful, with the “unicolonial” ants as the most dramatic example.</p>
<p>Ideas about “just war” extend also to the treatment of the losing state. It is true that in some cases, the treatment by ants is to eat their enemies, but in other cases they are more generous. When colonies of an African acacia ant engage in territorial wars, even the victorious colony may suffer significant fatalities, leaving it potentially vulnerable to predators. Once a queen is killed, “former enemies coexist with victorious colony members in shared nests”, and so the citizens of the losing colony contribute to the strength of the victorious one.<sup>110</sup></p>
<p>Colonization also occurs in <em>myrmicine</em> ants in Europe which live in small colonies in rotting branches and similar sites. “Nest sites become scarce in summer due to rapid decay, and both established colonies and young founding queens face a severe shortage of suitable nest sites. This leads to the fusion of established, unrelated colonies, which after initial fighting permanently merge and live together. Typically only one queen survives after fusion.”<sup>111</sup></p>
</section>
<section id="from-limited-war-to-ethics" class="level2">
<h2 class="anchored" data-anchor-id="from-limited-war-to-ethics">From limited war to ethics</h2>
<p>Ants may not engage in moral assessments of “just war”, yet we can still learn lessons from them about the possibilities for limited war and means to avoid war.</p>
<p>At the most general level (why do wars happen at all?), a strand of thought seeks the ultimate causes of war in human nature. As MacMillan writes: “certain motives appear again and again: greed, self-defence, and emotions and ideas” (p 35). Elsewhere, she writes that “Wars usually start for one of three reasons: greed, fear and ideology”.<sup>112</sup> Ants show us that, while human nature is consistent with war, it is not required.</p>
<p>The ideas that war should be pursued according to a mutually agreed on set of implicit or explicit rules, has evolved most commonly between culturally similar warring enemies, who may share a set of values and see each other as truly human.<sup>113</sup> Agreement to a set of conventions or limits can be seen as mutually beneficial in the long run, but in the case of a single war the short-term incentive is to violate the conventions if need be. Ant wars among colonies of the same species tend to repeat themselves millennium after millennium, and any strategy that trades long-term pain for short-term gain may not last. Just as the equilibrium to a single-round prisoner’s dilemma is to defect, but co-operation can be sustained through repeated play, so the repeated wars among ants may select for limited war-making. From an ethical point of view, while ants may not engage in moral assessments, there are reasons why they may be good consequentialists.</p>
</section>
</section>
<section id="asymmetric-and-unilateral-violence" class="level1" data-number="10">
<h1 data-number="10"><span class="header-section-number">10</span> Asymmetric and unilateral violence</h1>
<p>Both ants and humans take part in raids and invasions to plunder the resources of other communities. Here we focus on the case where the “resources” to be acquired are the inhabitants themselves (often taken in the brood stage), to be used as either food or labour by the invading colony. The killing of other animals as food is called predation; the acquisition of other ants for use as labour is called slavery. Both have been identified as distinct systems with their own dynamics, but both overlap with war.</p>
<p>We have already met examples of each. For both there is a spectrum of mutuality: to the extent the targets fight back in an organized manner, we may call these events “wars”, but there are also cases where the target does not fight back. In such cases, mass, organized lethal violence may be carried out by one political unit against another, but it will not be mutual.</p>
<section id="predation" class="level2">
<h2 class="anchored" data-anchor-id="predation">Predation</h2>
<p>“Army ants” is the term used to describe species that do not maintain a static nest, but travel in search of food: a colony of hundreds of thousands continuously on the move, highly organized and hunting as a unit <sup>114</sup>. <sup>115</sup> <em>Nomamyrmex esenbeckii</em> is a species of army ant that lives primarily under ground, or at least under leaves and sticks, and feeds on the eggs and larvae (brood) of a variety of other insects.<sup>116</sup> Colonies of this ant will launch raids on young and also mature leafcutter ant colonies, and the leafcutter ants fight back. The outcome of these raids varies: leafcutter ants succeed in repelling some raids, other raids succeed in stealing kilograms of brood. In some cases, the army ants destroy the entire leafcutter colony.</p>
<p>War and predation overlap, dramatically in some species. In weaver ants there is “a lack of any clear distinction on the part of the workers between colony defence and predation. When defenders vanquish invading ants, they remove them to the nest interior and convert them into food”.<sup>117</sup></p>
<p>A similar overlap has been seen among the wood ants of The Hague, but here the prey / enemy are of the same species as their predators. Mabelis has suggested that the main function of war among wood ants may be to acquire food, in the form of other wood ants, for queens and males.<sup>118</sup> This extra nutrition may bring forward the mating flight dates of the queens and improve the chance of propagating their genes.</p>
<p>The overlap between predation and war shows in other ways. Hölldobler and Wilson note that “many species employ a single alarm-recruitment procedure to alert nestmates to both enemies and prey, and in fact the distinction between the two may be wholly blurred with reference to communication”.<sup>119</sup></p>
</section>
<section id="slavery" class="level2">
<h2 class="anchored" data-anchor-id="slavery">Slavery</h2>
<p>If the adults of a “slave” colony do not resist the invasion and permit the theft of their brood they may be left unmolested. (There are even cases where the raiders physically pick up the adults of the raided species and place them to one side unhurt.) There is no mutual and lethal conflict in such instances so we must be cautious about speaking of war. On the other hand, if the invaded colony resists, battle will typically ensue. The resisters usually lose and in some cases are killed in large numbers.<sup>120</sup> However, this is not always a one-sided massacre but can become an extended battle with great losses on both sides. Wheeler says, “the battle may continue for hours or even days” and “the ground may be strewn with the corpses of both species.”<sup>121</sup></p>
<p>War overlaps with both predation and slavery in the case of the Honey Pot ant, among which the living bodies of some individuals (“repletes”) are receptacles of nutritious substances. A colony that raids a neighbouring colony of the same species may seize, kill and eat the repletes. They may also capture other honey pot ants and incorporate them into their labour force.<sup>122</sup></p>
</section>
<section id="what-armies-do" class="level2">
<h2 class="anchored" data-anchor-id="what-armies-do">What armies do</h2>
<p>Law Professor Rosa Brooks wrote her recent book <em>How Everything Became War and the Military Became Everything</em> to emphasize how the boundaries of war in common usage have blurred.<sup>123</sup></p>
<p>Looking at the boundaries of war in the world of insects removes us emotionally from the conclusions we reach.</p>
<p>In the view of war as a system there are two concepts: “Wars” are events of mass, mutual, fatal, organized violence as we have defined here, and act as the “demand” of a war system, calling armies into existence. “Armies” engage in many activities: they produce wars, but not all of their activities are wars. Both “wars” and “the activities of armies” depend on the war system, but they may also overlap with other systems.</p>
<p>Consider the slave-taking raids described above. Even when mutual, lethal conflict does not ensue it is fair to speculate that the raided colony “knows”—in some sense of the word—of the destruction that likely awaits them if they resist; that they are “aware” of the force the invaders have at their command. If this is the case, successful slave-taking depends on the war system even when battles do not take place.</p>
<p>A human parallel would be the frequent cases where powerful imperial powers are able to pillage smaller countries. The smaller countries may let them get away with all sorts of crime and exploitation because they know of the robustness of the war system hosted by the raiders, even if it is, at a given moment, in its cold state.</p>
<p>If these speculations are on the right track, the existence of slavery, as a system hosted by <em>formicidae</em>, depends on the existence of the system we are calling war.</p>
</section>
</section>
<section id="discussion" class="level1" data-number="11">
<h1 data-number="11"><span class="header-section-number">11</span> Discussion</h1>
<p>In this article a definition of war has been proposed that is intentionally broad, and that casts the net widely enough to include species other than <em>homo sapiens</em>. The tradition of conceiving of war as a system, combined with this broad definition of war, permits the uncovering of war as a system in the natural world.</p>
<p>Drawing lessons from ants in a simplistic sense (“consider the ant, thou sluggard”) holds no attraction for scholars today, but we can still be stimulated to see and to think in new ways when we study systems common to humans and to life forms other than the human. The consideration of formic war allows old questions to be asked in new ways. Although it is beyond this article’s scope to pursue this topic in detail, we conclude with some examples of questions that may benefit from the perspective outlined in this paper.</p>
<section id="symbiosis" class="level2">
<h2 class="anchored" data-anchor-id="symbiosis">Symbiosis</h2>
<p>Are there symbiotic relations between human beings and other life forms—as are found in some ant species—that increase the vigour of war as a system or magnify the violence of its hot state? Is it even possible that our technologically-generated prostheses, including advanced digital systems, have begun to play the role played in the formic world by species with symbiotic relations?</p>
</section>
<section id="war-triggers" class="level2">
<h2 class="anchored" data-anchor-id="war-triggers">War triggers</h2>
<p>How does the triggering process, whereby the cold state of war is replaced by the hot state, take place in humans? What role does physiology play, and what roles do culture and human rationality play? How are war triggers <em>manufactured</em> by those with a vested interest in the vigour of war?</p>
</section>
<section id="the-proper-study-of-human-war" class="level2">
<h2 class="anchored" data-anchor-id="the-proper-study-of-human-war">The proper study of human war:</h2>
<p>We have suggested in the article that attempting to study war while paying attention only to its hot state (by counting corpses, for example) is doomed to failure. But, if this is the case, what are the best ways of studying human war—of taking its temperature, assessing its vigour, predicting its future?</p>
</section>
<section id="human-warsuppression-versus-weakening" class="level2">
<h2 class="anchored" data-anchor-id="human-warsuppression-versus-weakening">Human war—suppression versus weakening</h2>
<p>When human war is kept largely in its cold state—let us say, by the curtailing of the arms trade or through the outlawing of “wars of aggression” (hot state trans-border incursions)—what are the long-term prospects for war? Does the entire war system eventually tend to wither away or can war, though kept in a cold state, swell in its deadly potential, waiting for the right war trigger to unleash its fury? Which are the effective and which are the ineffective ways of weakening war as it exists globally and systemically among human beings?</p>
</section>
<section id="the-superorganism" class="level2">
<h2 class="anchored" data-anchor-id="the-superorganism">The superorganism</h2>
<p>Ever since the nineteenth century it has been known that certain animal societies, including human societies, exhibit characteristics of an organism—an organism, that is, consisting of other, smaller organisms in complex relationship. Eusocial insects such as ants are obvious cases where societies appear to be such “superorganisms.” The question thus arises: Does the system called war exist only where there is a superorganism? Is the hot state of war a mode of the superorganism, as this larger being fights for its life and well-being, not hesitating to sacrifice the individual organisms of which it consists for the greater whole?</p>
</section>
<section id="grey-zone-and-spectrum-of-conflict-theories" class="level2">
<h2 class="anchored" data-anchor-id="grey-zone-and-spectrum-of-conflict-theories">Grey zone and spectrum of conflict theories</h2>
<p>To conclude, we pursue one question in slightly more detail.</p>
<p>The definition of war used in this essay is incomplete. Mass, organized, mutual, and lethal conflict between communities is compatible with two ways of thinking about war and peace. One is to that war and peace are separate domains, with a relatively clear dividing line separating the two. As has been mentioned above, many human societies have independently developed ways to keep war and peace separate. Rituals, laws, and a separate warrior class all emphasize the fact that there are two sets of rules of behaviour: one set for war and one for peace. Killing, as an obvious example, is forbidden outside war. In the context of war, killing is not only permitted but may be mandated; it is not condemned but may be glorified. And even in wartime, killing of civilians or captured soldiers may be forbidden.</p>
<p>Of course, like the coastline of an island, these boundaries are never absolutely sharp. Skirmishes take place that may not escalate to warfare, some killings may be permitted in peacetime, and so on. Yet the boundaries never fade away and war and peace, like the land and the sea, never fade into a mere continuum of wetness.</p>
<p>But military theorists have been pushing against this distinction, appealing to ideas of “grey zones” or intermediate states.<sup>124</sup></p>
<p>What do ants have to tell us about grey zones? They show that measures to draw a clear line – borders, us/them distinctions, triggering of recruitment and psychological changes, are not the result of sentimentality or wishful thinking, but are common across war as a system in nature. Bright lines are an essential part of limiting the damage caused by warfare, and fuzzy boundaries may be more war: wood ants, as we said above, fight wars after hibernation, when boundaries have been lost.</p>
<p>We have already seen that some ant species have gone in the other direction: Argentine ants, wood ants and others that have developed “supercolonies” with many nests and many queens have adopted a path of integration, maintaining peace between the nests by continual exchange of goods, organisms, and colony CHC odours. Yet even here, the arrangement is an all-or-nothing, with the supercolony prepared to engage in warfare with neighbouring supercolonies.</p>
<p>Such insights don’t “need” ants, of course. The importance of “bright lines” has long been known to scholars of war, and in his Nobel Prize speech Thomas Schelling turned to the idea again.<sup>125</sup> Yet seeing the importance played out in this seemingly distant world of ants does emphasise its universality and its structural basis, separating it from mere “wishful thinking”.</p>
<p>Building a “spectrum of conflict” perspective into military strategy has been largely a unilateral effort from the American military and its theorists/strategists, advocated in part to give the military flexibility to combat non-state actors. Ants show us that it is not stable as an international perspective: there is no guarantee of universal peace, but maintaining a clear distinction between war and peace, and avoiding the slippery slope into “spectrum of conflict” and “grey zone” ideas is an important step.</p>
</section>
</section>
<section id="conclusions" class="level1" data-number="12">
<h1 data-number="12"><span class="header-section-number">12</span> Conclusions</h1>
<p>Appreciating that qualities once thought to be uniquely human are found elsewhere in nature is often a valuable step in itself. Understanding that intelligence and language are not limited to humans has helped us better appreciate our place in the natural world. Perhaps there is something to be gained by appreciating that our complex societies too, with their achievements and tribulations, are not as unique as we once thought. Accepting that war is not limited to humanity is one small piece with the other adjustments we have made regarding our place in nature.</p>
<p>Ant wars show that human ingenuity is not essential to the development of social complexity, and humans are not the only species capable of developing the set of competences that warfare involves.</p>
<p>Treating war as a peculiarly human activity is particularly inaccurate because most of the wars fought on this planet have been insect wars and most of the deaths from war have been insect deaths. Almost all the fatalities of war are insects. Some insect wars are of long duration, with cumulative fatalities in the billions.</p>
<p>The variety of behaviours among ants is astonishing, and more subtleties and novelty continue to be discovered by myrmecologists’ careful observations and experiments. An obvious entry point to the idea of treating war as a system in nature is to ask whether we can use ant warfare to predict the outcome of human warfare. We consider this unlikely: as with other highly non-linear problems the range of possibilities is too great. Instead, we see potential for ant behaviour to provide a source of inspiration or “hypothesis generation” for those studying war in a human context, and hope that our suggestions and attempts in this essay may prompt others.</p>
</section>
<section id="bibliography" class="level1" data-number="13">
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<p>“Wheeler, William Morton (1865-1937) - AntWiki.” Accessed January 31, 2021. https://www.antwiki.org/wiki/Wheeler,_William_Morton_(1865-1937).</p>
<p>Whitehouse, Mary E. A., and Klaus Jaffe. “Ant Wars: Combat Strategies, Territory and Nest Defence in the Leaf-Cutting Ant Atta Laevigata.” <em>Animal Behaviour</em> 51, no. 6 (June 1, 1996): 1207–17. https://doi.org/10.1006/anbe.1996.0126.</p>
<p>Wills, Bill D., Scott Powell, Michael D. Rivera, and Andrew V. Suarez. “Correlates and Consequences of Worker Polymorphism in Ants.” <em>Annual Review of Entomology</em> 63, no. 1 (January 7, 2018): 575–98. https://doi.org/10.1146/annurev-ento-020117-043357.</p>
<p>Wilson, Edward O. “Slavery in Ants.” <em>Scientific American</em> 232, no. 6 (1975): 32–40.</p>
<p>Wright, Ronald. <em>A Short History of Progress</em>. Toronto: House of Anansi Press Limited, 2004. https://houseofanansi.com/products/a-short-history-of-progress.</p>


</section>


<div id="quarto-appendix" class="default"><section id="footnotes" class="footnotes footnotes-end-of-document"><h2 class="anchored quarto-appendix-heading">Footnotes</h2>

<ol>
<li id="fn1"><p>see, for example, William Morton Wheeler, <em>Ants: Their Structure, Development, and Behavior</em> (The Columbia University Press, 1910).↩︎</p></li>
<li id="fn2"><p>Margaret MacMillan, <em>War: How Conflict Shaped Us</em> (Allen Lane, 2020).↩︎</p></li>
<li id="fn3"><p>Svetlana Alexievich, <em>The Unwomanly Face of War</em> (Penguin Random House, 2018), https://www.penguinrandomhouse.com/books/540744/the-unwomanly-face-of-war-by-svetlana-alexievich/.↩︎</p></li>
<li id="fn4"><p>Frederic Manning, <em>The Middle Parts of Fortune: Somme and Ancre, 1916</em> (Vintage Classics, 2014), http://gutenberg.net.au/ebooks02/0200261.txt.↩︎</p></li>
<li id="fn5"><p>Benoit Guénard, “The Global Ant Biodiversity Informatics (GABI) Database: Synthesizing Data on the Geographic Distribution of Ant Species (Hymenoptera: Formicidae),” <em>Myrmecological News</em> 24 (March 2017): 83–89.↩︎</p></li>
<li id="fn6"><p>Florian Steiner, “How Many Ant Species Are There on Earth?,” <em>Myrmecological News Blog</em> (blog), June 15, 2018, https://blog.myrmecologicalnews.org/2018/06/15/how-many-ant-species-are-there-on-earth/.↩︎</p></li>
<li id="fn7"><p>Bert Hölldobler and Edward O. Wilson, <em>The Superorganism: The Beauty, Elegance, and Strangeness of Insect Societies</em> (W. W. Norton &amp; Company, 2008), 134, https://wwnorton.com/books/9780393067040.↩︎</p></li>
<li id="fn8"><p>Hölldobler and Wilson, 145.↩︎</p></li>
<li id="fn9"><p>Mark W. Moffett, “Ants &amp; the Art of War,” <em>Scientific American</em> 305, no. 6 (2011): 84–89.↩︎</p></li>
<li id="fn10"><p>Henry David Thoreau, “Chapter 12: Brute Neighbors,” in <em>Walden; or, Life in the Woods</em> (Boston: Ticknor and Fields, 1854), https://americanliterature.com/author/henry-david-thoreau/essay/the-battle-of-the-ants.↩︎</p></li>
<li id="fn11"><p>André Parent, “Auguste Forel on Ants and Neurology,” <em>Canadian Journal of Neurological Sciences / Journal Canadien Des Sciences Neurologiques</em> 30, no. 3 (August 2003): 284–91, https://doi.org/10.1017/S0317167100002754.↩︎</p></li>
<li id="fn12"><p>Jane van Lawick-Goodall and David A. Hamburg, “Recent Developments in the Study of Primate Behavior,” <em>Bulletin of the American Academy of Arts and Sciences</em> 27, no. 7 (1974): 36–48, https://doi.org/10.2307/3823704.↩︎</p></li>
<li id="fn13"><p>Ulrich Maschwitz, Karla Jessen, and Eleonore Maschwitz, “Foaming in Pachycondyla: A New Defense Mechanism in Ants,” <em>Behavioral Ecology and Sociobiology</em> 9, no. 1 (August 1, 1981): 79–81, https://doi.org/10.1007/BF00299857; A. Buschinger and U. Maschwitz, “Defensive Behavior and Defensive Mechanisms in Ants,” in <em>Defensive Mechanisms in Social Insects (Hermann, H. R., Ed)</em> (New York: Praeger, 1984), 95–150.↩︎</p></li>
<li id="fn14"><p>Bert Hölldobler and Edward O Wilson, <em>The Leafcutter Ants: Civilization by Instinct</em> (W. W. Norton &amp; Company, 2011).↩︎</p></li>
<li id="fn15"><p>Bert Hölldobler and Edward O. Wilson, <em>Journey to the Ants: A Story of Scientific Exploration</em> (Belknap Press, 1998), Preface, https://www.hup.harvard.edu/catalog.php?isbn=9780674485266.↩︎</p></li>
<li id="fn16"><p>William Morton Wheeler, “Ecological Relations of Ponerine and Other Ants to Termites,” <em>Proceedings of the American Academy of Arts and Sciences</em> 71, no. 3 (1936): 159–243, https://doi.org/10.2307/20023221.↩︎</p></li>
<li id="fn17"><p>MacMillan, <em>War</em>, xiv.↩︎</p></li>
<li id="fn18"><p>Carl Anderson and Nigel R. Franks, “Teams in Animal Societies,” <em>Behavioral Ecology</em> 12, no. 5 (September 1, 2001): 534–40, https://doi.org/10.1093/beheco/12.5.534.↩︎</p></li>
<li id="fn19"><p>Edward O. Wilson, “Slavery in Ants,” <em>Scientific American</em> 232, no. 6 (1975): 32–40; Bert Hölldobler, “Tournaments and Slavery in a Desert Ant,” <em>Science</em> 192, no. 4242 (May 28, 1976): 912–14, https://doi.org/10.1126/science.192.4242.912.↩︎</p></li>
<li id="fn20"><p><em>The Ants</em> (Harvard University Press, 1990).↩︎</p></li>
<li id="fn21"><p>Seth Lazar, “War,” in <em>The Stanford Encyclopedia of Philosophy</em>, ed.&nbsp;Edward N. Zalta, Spring 2020 (Metaphysics Research Lab, Stanford University, 2020), https://plato.stanford.edu/archives/spr2020/entries/war/.↩︎</p></li>
<li id="fn22"><p>Jack S. Levy, “The Causes of War and the Conditions of Peace,” <em>Annual Review of Political Science</em> 1, no. 1 (1998): 139–65, https://doi.org/10.1146/annurev.polisci.1.1.139.↩︎</p></li>
<li id="fn23"><p><em>War</em>, 20.↩︎</p></li>
<li id="fn24"><p>John Gowdy and Lisi Krall, “The Economic Origins of Ultrasociality,” <em>Behavioral and Brain Sciences</em> 39 (ed 2016), https://doi.org/10.1017/S0140525X1500059X.↩︎</p></li>
<li id="fn25"><p>Ronald Wright, <em>A Short History of Progress</em> (Toronto: House of Anansi Press Limited, 2004), 50, https://houseofanansi.com/products/a-short-history-of-progress.↩︎</p></li>
<li id="fn26"><p>Gowdy and Krall, “The Economic Origins of Ultrasociality.”↩︎</p></li>
<li id="fn27"><p>Hölldobler and Wilson, <em>The Ants</em>, 408.↩︎</p></li>
<li id="fn28"><p>Sanne Nygaard et al., “Reciprocal Genomic Evolution in the Ant–Fungus Agricultural Symbiosis,” <em>Nature Communications</em> 7, no. 1 (July 20, 2016): 12233, https://doi.org/10.1038/ncomms12233.↩︎</p></li>
<li id="fn29"><p>Hölldobler and Wilson, <em>The Leafcutter Ants: Civilization by Instinct</em>.↩︎</p></li>
<li id="fn30"><p>Hölldobler and Wilson.↩︎</p></li>
<li id="fn31"><p>Gowdy and Krall, “The Economic Origins of Ultrasociality.”↩︎</p></li>
<li id="fn32"><p>“The Migrating Herdsman Dolichoderus (Diabolus) Cuspidatus: An Ant with a Novel Mode of Life,” <em>Behavioral Ecology and Sociobiology</em> 17, no. 2 (July 1, 1985): 171–84, https://doi.org/10.1007/BF00299249.↩︎</p></li>
<li id="fn33"><p>“Watch Your Language! Racially Loaded Metaphors in Scientific Research,” <em>BioScience</em> 57, no. 2 (February 1, 2007): 104–5, https://doi.org/10.1641/B570203.↩︎</p></li>
<li id="fn34"><p>Ted Schultz R. et al., “Reciprocal Illumination: A Comparison of Agriculture in Humans and Fungus-Growing Ants,” in <em>Insect-Fungal Associations: Ecology and Evolution</em> (Oxford University Press, 2005), 149–90, http://www.sbs.utexas.edu/Muelleru/pubs/SchultzEtAl2005RecipIllum.pdf.↩︎</p></li>
<li id="fn35"><p>Lawrence H. Keeley, <em>War Before Civilization</em> (Oxford University Press, USA, 1996).↩︎</p></li>
<li id="fn36"><p>Levy, “The Causes of War and the Conditions of Peace.”↩︎</p></li>
<li id="fn37"><p>Anthony C. Lopez and Dominic D.P. Johnson, “The Determinants of War in International Relations,” <em>Journal of Economic Behavior &amp; Organization</em> 178 (October 2020): 983–97, https://doi.org/10.1016/j.jebo.2017.09.010.↩︎</p></li>
<li id="fn38"><p>Berthold K Hölldobler and Edward O Wilson, “Weaver Ants,” <em>Scientific American</em>, 1977, 146–54; Bert Hölldobler, “Territoriality in Ants,” <em>Proceedings of the American Philosophical Society</em> 123, no. 4 (August 30, 1979): 211–18.↩︎</p></li>
<li id="fn39"><p>Alain Dejean et al., “Rainforest Canopy Ants: The Implications of Territoriality and Predatory Behavior,” January 1, 2007.↩︎</p></li>
<li id="fn40"><p>Dejean et al.↩︎</p></li>
<li id="fn41"><p>B. Hölldobler and E. O. Wilson, “Colony-Specific Territorial Pheromone in the African Weaver Ant Oecophylla Longinoda (Latreille),” <em>Proceedings of the National Academy of Sciences</em> 74, no. 5 (May 1, 1977): 2072–75, https://doi.org/10.1073/pnas.74.5.2072.↩︎</p></li>
<li id="fn42"><p>John Maynard Smith, <em>Evolution and the Theory of Games</em> (Cambridge: Cambridge University Press, 1982) refers to this as a “bourgeois” strategy.↩︎</p></li>
<li id="fn43"><p>Daniel H. Janzen, “Coevolution of Mutualism Between Ants and Acacias in Central America,” <em>Evolution</em> 20, no. 3 (1966): 249–75, https://doi.org/10.2307/2406628.↩︎</p></li>
<li id="fn44"><p><em>Evolution and the Theory of Games</em>.↩︎</p></li>
<li id="fn45"><p>H. Kern Reeve and Bert Hölldobler, “The Emergence of a Superorganism through Intergroup Competition,” <em>Proceedings of the National Academy of Sciences</em> 104, no. 23 (June 5, 2007): 9736–40, https://doi.org/10.1073/pnas.0703466104.↩︎</p></li>
<li id="fn46"><p>Levy, “The Causes of War and the Conditions of Peace,” 152.↩︎</p></li>
<li id="fn47"><p><em>The Human Swarm: How Our Societies Arise, Thrive, and Fall</em> (Basic Books, 2019), https://www.basicbooks.com/titles/mark-w-moffett/the-human-swarm/9781541617292/.↩︎</p></li>
<li id="fn48"><p>Candice Torres, M. Brandt, and Neil Tsutsui, “The Role of Cuticular Hydrocarbons as Chemical Cues for Nestmate Recognition in the Invasive Argentine Ant ( Linepithema Humile ),” <em>Insectes Sociaux</em> 54 (January 11, 2007): 363–73, https://doi.org/10.1007/s00040-007-0954-5.↩︎</p></li>
<li id="fn49"><p>S. Ellis and E. J. H. Robinson, “Polydomy in Red Wood Ants,” <em>Insectes Sociaux</em> 61 (2014): 111–22.↩︎</p></li>
<li id="fn50"><p>Shelby J Sturgis and Deborah M Gordon, “Nestmate Recognition in Ants (Hymenoptera: Formicidae): A Review,” <em>Myrmecological News</em> 16 (January 2012): 101–10.↩︎</p></li>
<li id="fn51"><p>Ellis and Robinson, “Polydomy in Red Wood Ants.”↩︎</p></li>
<li id="fn52"><p>Sara&nbsp;Diana Leonhardt et al., “Ecology and Evolution of Communication in Social Insects,” <em>Cell</em> 164, no. 6 (March 10, 2016): 1277–87, https://doi.org/10.1016/j.cell.2016.01.035.↩︎</p></li>
<li id="fn53"><p>Tatiana Giraud, Jes S. Pedersen, and Laurent Keller, “Evolution of Supercolonies: The Argentine Ants of Southern Europe,” <em>Proceedings of the National Academy of Sciences</em> 99, no. 9 (April 30, 2002): 6075–79, https://doi.org/10.1073/pnas.092694199.↩︎</p></li>
<li id="fn54"><p>Mark W. Moffett, “Supercolonies of Billions in an Invasive Ant: What Is a Society?,” <em>Behavioral Ecology</em> 23, no. 5 (September 1, 2012): 925–33, https://doi.org/10.1093/beheco/ars043.↩︎</p></li>
<li id="fn55"><p>Ellen Van Wilgenburg, Candice W Torres, and Neil D Tsutsui, “The Global Expansion of a Single Ant Supercolony,” <em>Evolutionary Applications</em> 3, no. 2 (March 2010): 136–43, https://doi.org/10.1111/j.1752-4571.2009.00114.x.↩︎</p></li>
<li id="fn56"><p>Melissa L. Thomas et al., “When Supercolonies Collide: Territorial Aggression in an Invasive and Unicolonial Social Insect.,” <em>Molecular Ecology</em> 15, no. 14 (November 14, 2006): 4303–15, https://doi.org/10.1111/j.1365-294X.2006.03038.x.↩︎</p></li>
<li id="fn57"><p>Moffett, “Ants &amp; the Art of War.”↩︎</p></li>
<li id="fn58"><p>Thomas et al., “When Supercolonies Collide.”↩︎</p></li>
<li id="fn59"><p>Moffett, <em>The Human Swarm: How Our Societies Arise, Thrive, and Fall</em>, 66–67.↩︎</p></li>
<li id="fn60"><p>Sturgis and Gordon, “Nestmate Recognition in Ants (Hymenoptera: Formicidae): A Review.”↩︎</p></li>
<li id="fn61"><p>Laurence J. Lafleur, “Tolerance in Ants,” <em>The American Naturalist</em> 76, no. 762 (January 1, 1942): 85–93, https://doi.org/10.1086/281016.↩︎</p></li>
<li id="fn62"><p>Eldridge S. Adams, “Boundary Disputes in the Territorial Ant Azteca Trigona: Effects of Asymmetries in Colony Size,” <em>Animal Behaviour</em> 39, no. 2 (February 1, 1990): 321–28, https://doi.org/10.1016/S0003-3472(05)80877-2.↩︎</p></li>
<li id="fn63"><p>Philip S Newey, Simon K A Robson, and Ross H Crozier, “Weaver Ants Oecophylla Smaragdina Encounter Nasty Neighbors Rather than Dear Enemies” 91, no. 8 (2010): 7.↩︎</p></li>
<li id="fn64"><p>Charlotte Christensen and Andrew N. Radford, “Dear Enemies or Nasty Neighbors? Causes and Consequences of Variation in the Responses of Group-Living Species to Territorial Intrusions | Behavioral Ecology | Oxford Academic,” <em>Behavioural Ecology</em> 29, no. 5 (October 2018): 1004–13; Jürgen Heinze et al., “Apparent Dear-Enemy Phenomenon and Environment-Based Recognition Cues in the Ant Leptothorax Nylanderi,” <em>Ethology</em> 102, no. 3 (1996): 510–22, https://doi.org/10.1111/j.1439-0310.1996.tb01143.x; T. A. Langen, Frédéric Tripet, and Peter Nonacs, “The Red and the Black: Habituation and the Dear-Enemy Phenomenon in Two Desert Pheidole Ants,” <em>Behavioral Ecology and Sociobiology</em> 48, no. 4 (September 1, 2000): 285–92, https://doi.org/10.1007/s002650000223; MC Pereira et al., “Dear Enemy Phenomenon in the Ant Ectatomma Brunneum (Formicidae: Ectatomminae):,” 2019, 9.↩︎</p></li>
<li id="fn65"><p>Hölldobler and Wilson, <em>The Ants</em>, 171.↩︎</p></li>
<li id="fn66"><p>Moffett, “Ants &amp; the Art of War.”↩︎</p></li>
<li id="fn67"><p>Sturgis and Gordon, “Nestmate Recognition in Ants (Hymenoptera: Formicidae): A Review.”↩︎</p></li>
<li id="fn68"><p>Eldridge S. Adams and Nicola J.R. Plowes, “Self-Organizing Conflicts: Group Assessment and the Spatio-Temporal Dynamics of Ant Territory Battles,” <em>Behavioural Processes</em> 162 (May 2019): 119–29, https://doi.org/10.1016/j.beproc.2019.01.009.↩︎</p></li>
<li id="fn69"><p>Hölldobler and Wilson, <em>Journey to the Ants: A Story of Scientific Exploration</em>, 67.↩︎</p></li>
<li id="fn70"><p>Hölldobler and Wilson, 60.↩︎</p></li>
<li id="fn71"><p>Wheeler, <em>Ants: Their Structure, Development, and Behavior</em>, 529.↩︎</p></li>
<li id="fn72"><p>“Wheeler, William Morton (1865-1937) - AntWiki,” accessed January 31, 2021, https://www.antwiki.org/wiki/Wheeler,_William_Morton_(1865-1937).↩︎</p></li>
<li id="fn73"><p>Kit Martin and Pratim Sengupta, “Multi-Agent Simulations of Intra-Colony Violence in Ants” (Springer, 2020), https://prism.ucalgary.ca/handle/1880/112121.↩︎</p></li>
<li id="fn74"><p>Hölldobler and Wilson, <em>The Superorganism: The Beauty, Elegance, and Strangeness of Insect Societies</em>, 118.↩︎</p></li>
<li id="fn75"><p>Hölldobler and Wilson, <em>The Ants</em>, 300, or 360.↩︎</p></li>
<li id="fn76"><p>Moffett, “Ants &amp; the Art of War.”↩︎</p></li>
<li id="fn77"><p>Bill D. Wills et al., “Correlates and Consequences of Worker Polymorphism in Ants,” <em>Annual Review of Entomology</em> 63, no. 1 (January 7, 2018): 575–98, https://doi.org/10.1146/annurev-ento-020117-043357.↩︎</p></li>
<li id="fn78"><p>Deborah M. Gordon, “From Division of Labor to the Collective Behavior of Social Insects,” <em>Behavioral Ecology and Sociobiology</em> 70, no. 7 (July 1, 2016): 1101–8, https://doi.org/10.1007/s00265-015-2045-3.↩︎</p></li>
<li id="fn79"><p>Robert L. Jeanne, “Division of Labor Is Not a Process or a Misleading Concept,” <em>Behavioral Ecology and Sociobiology</em> 70, no. 7 (July 1, 2016): 1109–12, https://doi.org/10.1007/s00265-016-2146-7.↩︎</p></li>
<li id="fn80"><p>Theo C. M. Bakker, “Editorial: Special Issue on Integrative Analysis of Division of Labor,” <em>Behavioral Ecology and Sociobiology</em> 70, no. 7 (July 1, 2016): 993–94, https://doi.org/10.1007/s00265-016-2132-0.↩︎</p></li>
<li id="fn81"><p>Brent Lamon and Howard Topoff, “Avoiding Predation by Army Ants: Defensive Behaviours of Three Ant Species of the Genus Camponotus,” <em>Animal Behaviour</em> 29, no. 4 (November 1, 1981): 1070–81, https://doi.org/10.1016/S0003-3472(81)80060-7.↩︎</p></li>
<li id="fn82"><p>“Lanchester Battles and the Evolution of Combat in Ants,” <em>Animal Behaviour</em> 45, no. 1 (1993): 197–99, https://doi.org/10.1006/ANBE.1993.1021.↩︎</p></li>
<li id="fn83"><p>MacMillan, <em>War</em>, 125.↩︎</p></li>
<li id="fn84"><p>A. Mabelis, “Aggression in Wood Ants (Formica Polyctena Foerst., Hymenoptera, Formicidae),” <em>Aggressive Behavior</em> 10, no. 1 (1984): 47–53, https://doi.org/10.1002/1098-2337(1984)10:1&lt;47::AID-AB2480100107&gt;3.0.CO;2-N.↩︎</p></li>
<li id="fn85"><p>Wills et al., “Correlates and Consequences of Worker Polymorphism in Ants.”↩︎</p></li>
<li id="fn86"><p>Hölldobler and Wilson, <em>The Leafcutter Ants: Civilization by Instinct</em>, 58.↩︎</p></li>
<li id="fn87"><p>Mary E. A. Whitehouse and Klaus Jaffe, “Ant Wars: Combat Strategies, Territory and Nest Defence in the Leaf-Cutting Ant Atta Laevigata,” <em>Animal Behaviour</em> 51, no. 6 (June 1, 1996): 1207–17, https://doi.org/10.1006/anbe.1996.0126.↩︎</p></li>
<li id="fn88"><p>Scott Powell and E. Clark, “Combat between Large Derived Societies: A Subterranean Army Ant Established as a Predator of Mature Leaf-Cutting Ant Colonies,” <em>Insectes Sociaux</em> 51 (January 11, 2004): 342–51, https://doi.org/10.1007/s00040-004-0752-2.↩︎</p></li>
<li id="fn89"><p>“Fighting Asymmetric Wars: An Application of Lanchester’s Square‐law to Modern Warfare,” <em>The RUSI Journal</em> 147, no. 5 (October 1, 2002): 72–76, https://doi.org/10.1080/03071840208446819.↩︎</p></li>
<li id="fn90"><p>Hölldobler and Wilson, <em>Journey to the Ants: A Story of Scientific Exploration</em>, 60.↩︎</p></li>
<li id="fn91"><p>Wheeler, <em>Ants: Their Structure, Development, and Behavior</em>, 98.↩︎</p></li>
<li id="fn92"><p>Rachelle M. M. Adams et al., “Chemically Armed Mercenary Ants Protect Fungus-Farming Societies,” <em>Proceedings of the National Academy of Sciences</em> 110, no. 39 (September 24, 2013): 15752–57, https://doi.org/10.1073/pnas.1311654110.↩︎</p></li>
<li id="fn93"><p><em>The Earth Dwellers: Adventures in the Land of Ants</em>, Reprint edition (New York: Simon &amp; Schuster, 1997).↩︎</p></li>
<li id="fn94"><p>Sean O’Donnell, “Ant Wars,” <em>Serious Science</em> (blog), August 25, 2016, http://serious-science.org/ant-wars-6652.↩︎</p></li>
<li id="fn95"><p>Trevor R. Sorrells et al., “Chemical Defense by the Native Winter Ant (Prenolepis Imparis) against the Invasive Argentine Ant (Linepithema Humile),” <em>PLOS ONE</em> 6, no. 4 (April 19, 2011): e18717, https://doi.org/10.1371/journal.pone.0018717.↩︎</p></li>
<li id="fn96"><p>Hongjie Li et al., “Biomineral Armor in Leaf-Cutter Ants,” <em>Nature Communications</em> 11, no. 1 (November 24, 2020): 5792, https://doi.org/10.1038/s41467-020-19566-3.↩︎</p></li>
<li id="fn97"><p>Scott Powell, “A Comparative Perspective on the Ecology of Morphological Diversification in Complex Societies: Nesting Ecology and Soldier Evolution in the Turtle Ants,” <em>Behavioral Ecology and Sociobiology</em> 70, no. 7 (July 1, 2016): 1075–85, https://doi.org/10.1007/s00265-016-2080-8.↩︎</p></li>
<li id="fn98"><p>Scott Powell, Shauna L. Price, and Daniel J. C. Kronauer, “Trait Evolution Is Reversible, Repeatable, and Decoupled in the Soldier Caste of Turtle Ants,” <em>Proceedings of the National Academy of Sciences</em> 117, no. 12 (March 24, 2020): 6608–15, https://doi.org/10.1073/pnas.1913750117.↩︎</p></li>
<li id="fn99"><p>Franks and Partridge, “Lanchester Battles and the Evolution of Combat in Ants.”↩︎</p></li>
<li id="fn100"><p>F. E. Regnier and E. O. Wilson, “Chemical Communication and ‘Propaganda’ in Slave-Maker Ants,” <em>Science</em> 172, no. 3980 (April 16, 1971): 267–69, https://doi.org/10.1126/science.172.3980.267.↩︎</p></li>
<li id="fn101"><p>Anthony B. Allies, Andrew F. G. Bourke, and Nigel R. Franks, “Propaganda Substances in the Cuckoo Ant Leptothorax Kutteri and the Slave-MakerHarpagoxenus Sublaevis,” <em>Journal of Chemical Ecology</em> 12, no. 6 (June 1, 1986): 1285–93, https://doi.org/10.1007/BF01012348; M. Brandt et al., “Convergent Evolution of the Dufour’s Gland Secretion as a Propaganda Substance in the Slave-Making Ant Genera Protomognathus and Harpagoxenus,” <em>Insectes Sociaux</em> 53 (August 1, 2006): 291–99, https://doi.org/10.1007/s00040-006-0871-z.↩︎</p></li>
<li id="fn102"><p>Hölldobler and Wilson, <em>The Ants</em>, 461.↩︎</p></li>
<li id="fn103"><p>P. D’Ettorre and J. Heinze, “Sociobiology of Slave-Making Ants,” <em>Acta Ethologica</em> 3, no. 2 (April 23, 2001): 67–82, https://doi.org/10.1007/s102110100038.↩︎</p></li>
<li id="fn104"><p>Hölldobler, “Tournaments and Slavery in a Desert Ant.”↩︎</p></li>
<li id="fn105"><p>Hölldobler and Wilson, <em>Journey to the Ants: A Story of Scientific Exploration</em>, 69–70.↩︎</p></li>
<li id="fn106"><p>Hölldobler and Wilson, 73.↩︎</p></li>
<li id="fn107"><p>Hölldobler, “Tournaments and Slavery in a Desert Ant”; Hölldobler, “Territoriality in Ants”; Hölldobler and Wilson, <em>The Ants</em>, 406ff; Hölldobler and Wilson, <em>Journey to the Ants: A Story of Scientific Exploration</em>, 69ff; E. van Lieshout, M. A. Elgar, and E. van Wilgenburg, “Conflict Resolution Strategies in Meat Ants (Iridomyrmex Purpureus): Ritualised Displays versus Lethal Fighting,” <em>Behaviour</em> 142, no. 6 (January 1, 2005): 701–16, https://doi.org/10.1163/1568539054729150.↩︎</p></li>
<li id="fn108"><p>Edward G. LeBrun et al., “Ritualized Aggressive Behavior Reveals Distinct Social Structures in Native and Introduced Range Tawny Crazy Ants,” <em>PLOS ONE</em> 14, no. 11 (November 22, 2019): e0225597, https://doi.org/10.1371/journal.pone.0225597.↩︎</p></li>
<li id="fn109"><p>G. Ettershank and J. A. Ettershank, “Ritualised Fighting in the Meat Ant Iridomyrmex Purpureus (Smith) (Hymenoptera: Formicidae),” <em>Australian Journal of Entomology</em> 21, no. 2 (1982): 97–102, https://doi.org/10.1111/j.1440-6055.1982.tb01772.x.↩︎</p></li>
<li id="fn110"><p>Kathleen P. Rudolph and Jay P. McEntee, “Spoils of War and Peace: Enemy Adoption and Queen-Right Colony Fusion Follow Costly Intraspecific Conflict in Acacia Ants,” <em>Behavioral Ecology</em> 27, no. 3 (January 1, 2016): 793–802, https://doi.org/10.1093/beheco/arv219.↩︎</p></li>
<li id="fn111"><p>Moffett <em>The Human Swarm: How Our Societies Arise, Thrive, and Fall</em>, 288. asserts that “In dispatching the spoils of war, across all ant species there are only two options: to take slaves or to wipe out the losers, in which case cannibalism is common”. The merging of nests seems to contradict this assertion.↩︎</p></li>
<li id="fn112"><p>MacMillan, <em>War</em>.↩︎</p></li>
<li id="fn113"><p>Alexander Moseley, “The Philosophy of War,” in <em>Internet Encyclopedia of Philosophy</em>, accessed February 21, 2021, https://iep.utm.edu/war/.↩︎</p></li>
<li id="fn114"><p>Theodore Christian Schneirla and T. C. Schneirla, <em>Army Ants: A Study in Social Organization</em> (W. H. Freeman, 1971); S. G. Brady, “Evolution of the Army Ant Syndrome: The Origin and Long-Term Evolutionary Stasis of a Complex of Behavioral and Reproductive Adaptations,” <em>Proceedings of the National Academy of Sciences</em> 100, no. 11 (May 27, 2003): 6575–79, https://doi.org/10.1073/pnas.1137809100.↩︎</p></li>
<li id="fn115"><p>“Army ants” should not be confused with “soldier ants”. The term “army ants” refers to a number of nomadic ant species which travel in columns; “soldier ants” refers to a caste suited to combat, found in many species of ant.↩︎</p></li>
<li id="fn116"><p>Jorge L P Souza and Carlos A R Moura, “Predation of Ants and Termites by Army Ants, Nomamyrmex Esenbeckii (Formicidae, Ecitoninae) in the Brazilian Amazon” 52, no. 2 (2008): 5.↩︎</p></li>
<li id="fn117"><p>Hölldobler and Wilson, <em>The Ants</em>, 252.↩︎</p></li>
<li id="fn118"><p>“Aggression in Wood Ants (Formica Polyctena Foerst., Hymenoptera, Formicidae).”↩︎</p></li>
<li id="fn119"><p>Hölldobler and Wilson, <em>The Ants</em>, 261.↩︎</p></li>
<li id="fn120"><p>Wheeler, <em>Ants: Their Structure, Development, and Behavior</em>, 483–84.↩︎</p></li>
<li id="fn121"><p>Wheeler, 462–63.↩︎</p></li>
<li id="fn122"><p>Hölldobler and Wilson, <em>The Ants</em>, 414.↩︎</p></li>
<li id="fn123"><p>Rosa Brooks, <em>How Everything Became War and the Military Became Everything</em> (Simon &amp; Schuster, 2016), https://www.simonandschuster.com/books/How-Everything-Became-War-and-the-Military-Became-Everything/Rosa-Brooks/9781476777870.↩︎</p></li>
<li id="fn124"><p>John Arquilla, “Perils of the Gray Zone: Paradigms Lost, Paradoxes Regained,” <em>PRISM</em> 7, no. 3 (2018): 118–29; Patrick Brady, “Between Peace and War: Gray Zone, Bright Line, or Dialectic? | RealClearDefense,” December 7, 2020, https://www.realcleardefense.com/articles/2020/12/07/between_peace_and_war_gray_zone_bright_line_or_dialectic_652193.html; Lyle Morris et al., <em>Gaining Competitive Advantage in the Gray Zone: Response Options for Coercive Aggression Below the Threshold of Major War</em> (RAND Corporation, 2019), https://doi.org/10.7249/RR2942; Donald Stoker and Craig Whiteside, “Blurred Lines: Gray-Zone Conflict and Hybrid War—Two Failures of American Strategic Thinking,” <em>Naval War College Review</em> 73, no. 1 (2020): 38; Brooks, <em>How Everything Became War and the Military Became Everything</em>, 352–53; Nadia Schadlow, “Research &amp; Debate—It’s a Gray, Gray World,” <em>Naval War College Review</em> 73, no. 3 (2020): 7; Nadia Schadlow, “War and the Art of Governance,” <em>The US Army War College Quarterly: Parameters</em> 33, no. 3 (August 1, 2003), https://doi.org/10.55540/0031-1723.2168.↩︎</p></li>
<li id="fn125"><p>Thomas C. Schelling, “An Astonishing Sixty Years: The Legacy of Hiroshima (Nobel Prize Speech)” (Nobel Foundation, 2005), https://onlinelibrary.wiley.com/doi/abs/10.1111/nejo.12236.↩︎</p></li>
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</section></div> ]]></description>
  <category>Essays</category>
  <category>Ant Wars</category>
  <guid>https://tomslee.net/essays/2022-12-antwar/</guid>
  <pubDate>Wed, 02 Nov 2022 04:00:00 GMT</pubDate>
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  <title>Uber transit pitch misses the mark</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/essays/2021-03-29-ubertransit/</link>
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<p>This op-ed was <a href="https://www.thestar.com/opinion/contributors/2021/03/29/ubers-public-transit-pitch-misses-the-target.html">published in the Toronto Star</a> on March 29, 2021.</p>
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<p>Ontario Transportation Minister Caroline Mulroney delivered a clear message to Mayor John Tory last August: for Toronto to receive emergency TTC funding in the wake of Covid-19, it must investigate replacing some bus routes by subsidized Uber rides. Now a <a href="https://www.uber.com/us/en/transit/horizons-paper/">new paper</a> has done that investigation, and it shows that Uber is not fit for the job. What’s odd is that the report comes from Uber itself.</p>
<p>Uber wrote “Transit Horizons: Toward a New Model of Public Transportation” to pitch its services to transit agencies everywhere, but with a strong focus on the USA. The basic argument goes like this: the cost of a scheduled bus route is fixed, no matter how many riders it carries. Meanwhile, the cost of running an Uber service is variable: fewer rides mean lower costs. So, while buses are efficient at high ridership levels, the report claims, Uber shows its value at low ridership levels.</p>
<p>The obvious next question is: “what is the ridership below which Uber becomes more efficient?” Based on an analysis of unnamed American cities, Uber answers that “ridesharing is not a good substitute… on bus routes with … more than 10 passengers per hour” [p 23].</p>
<p>What does this mean for Toronto? Local transit expert Steve Munro has put together <a href="https://swanboatsteve.files.wordpress.com/2020/08/2018%5Friderstats%5Fbyriderspervehhour.pdf">a list of TTC bus routes sorted by riders per vehicle hour</a> (before Covid) and it shows that, out of the 170 or so routes in Toronto, the number running fewer than 10 passengers per hour is… zero. By its own numbers, Uber is not a viable partner for the TTC, and that’s before all the other problems with the service—safety, labour standards, responsibility when things go wrong. Maybe John Tory can just send the report to Caroline Mulroney.</p>
<p>To make Uber’s case even worse, its paper probably overestimates the point at which its service becomes competitive.</p>
<p>Uber uses UberPool prices as the cost of providing service. UberPool is the service where you may have to share a ride with someone else, and maybe go out of your way to pick them up, in return for a cheaper fare than the normal UberX.</p>
<p>But every indication is that, even before it was put on ice because of Covid, UberPool has been losing even more money than the rest of Uber. To attract riders, the company has had to subsidize UberPool heavily. Contrary to the promise of the “sharing economy” Uber talked about a few years ago, people usually don’t like to share a car seat with strangers: the more likely a ride is to have more than one passenger, the more subsidy Uber has to supply.</p>
<p>In other words, the “UberPool price” underestimates the true cost of a ride and there seems to be no case that “microtransit” provides a cost-effective alternative to running buses, even on Toronto’s least busy routes.</p>
<p>I admit I found that conclusion surprising. I imagine many of us have watched a nearly-empty bus drive by and wondered if that is really the “Better Way”. But it turns out that, as transit expert Jarret Walker <a href="https://humantransit.org/2011/07/02box.html">wrote:</a> about 70% of the total cost of operations for most transit systems is not the bus, it’s the driver. And even in the best case, Ubers drive empty about half the time, waiting for a call or on the way to pick up a passenger. An empty Uber is just not as visible as an empty bus.</p>
<p>Why would Uber produce a paper that argues against its own interests? I suspect it’s interested mainly in American cities, where bus systems are often subsidized more heavily than Toronto, and where very-low-ridership routes are more common. Once the paper produced numbers the company can use in the USA, it published them without thinking about Canada.</p>
<p>Even if Uber could make an economic case, a partnership would be a deal with the devil for the TTC. In its public filing, Uber did not talk about partnership with public transit, it claimed that it can replace public transportation “one use case at a time”, and one careless whitepaper does not change that. Uber is offering cities a Trojan Horse. We should be thankful that its high price tag should stop it from being a serious temptation.</p>



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  <category>Essays</category>
  <guid>https://tomslee.net/essays/2021-03-29-ubertransit/</guid>
  <pubDate>Mon, 29 Mar 2021 04:00:00 GMT</pubDate>
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  <title>Uber-optimistic</title>
  <link>https://tomslee.net/posts/2021-02-10-uber-earnings/</link>
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<p>This page has been migrated from an earlier version of this site. Links and images may be broken.</p>
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<p>As Uber loses more money, CEO Dara Khosrowshahi continues cross his fingers and dream.</p>
<p>Uber <a href="https://investor.uber.com/news-events/news/press-release-details/2021/Uber-Announces-Results-for-Fourth-Quarter-and-Full-Year-2020/default.aspx">just announced</a> its Q4 2020 earnings on February 10: a net loss of $968 million, or an “Adjusted EBITDA loss of $(454) million”.</p>
<p>Here’s Uber’s revenue (blue), profitability (orange) and number of trips (green).</p>
{{&lt; figure src="/ox-hugo/uber-earnings-2020-q4.png" &gt;}}
<p>The company still says it’s going to be profitable by the end of 2021. What’s the track record for such predictions? Let’s take a look…</p>
<ul>
<li>When Gawker saw a leaked document in <a href="https://www.businessinsider.com/ubers-revenue-profit-and-loss-2015-8">August 2015</a>, showing losses at Uber, the company shrugged it off. “It’s the case of business 101: you raise money, you invest money, you grow (hopefully), you make a profit and that generates a return for investors.” Turns out the “investment” part is the easy part.</li>
<li>In <a href="https://www.theinformation.com/articles/ubers-losses-grow-but-so-do-its-profit-projections">January 2016</a>, Amir Efrati of <em>The Information</em> saw some internal projections. “The projection suggested Uber would generate an $8.2 billion profit in 2019 from $22.7 billion in net revenue. During the next four years, according to the projection, Uber would expect to generate nearly $14 billion in profit in developed markets.” A little excess of enthusiasm there: actual revenue $14B, actual profit -$8.5 billion. Maybe they got a sign wrong.</li>
<li>On <a href="https://techcrunch.com/2016/02/18/uber-ceo-travis-kalanick-says-company-is-profitable-in-u-s/#:~:text=Uber%20is%20officially%20profitable%20in,publication%20BetaKit%20earlier%20this%20week.&amp;text=%E2%80%9CWe're%20profitable%20in%20the,China%2C%E2%80%9D%20Kalanick%20told%20BetaKit.">February 18 2016</a>, then-CEO Travis Kalanick said Uber is “profitable in the USA, but we’re losing over $1 billion a year in China”. Uber sold its China operations in August 2016; still not profitable.</li>
<li>In <a href="https://www.cnbc.com/2016/03/24/uber-ceo-sees-profits-in-china-in-2-yearss-time.html">March 2016</a>, Kalanick “sees profits in China in 2 years’ time”. He claimed that “the company, which currently operates in 400 cities around the world, will not be able to scale up without investing and being unprofitable for a while.” Five years of scaling later, “for a while” is stretching it.</li>
<li>In <a href="https://fortune.com/2016/06/16/uber-profitable-markets/">June 2016</a>, Kalanick “revealed” that Uber is profitable (excluding interest and taxes) in “several markets”. No evidence yet.</li>
<li>At <a href="https://www.bloomberg.com/news/articles/2018-01-23/uber-to-be-profitable-within-three-years-khosrowshahi-says">Davos in January 2018,</a> CEO Dara Khosrowshahi says Uber will be “profitable in three years”. And here we are, three years later. OK, give them a break because of Covid, but it was Khosrowshahi himself who said, in <a href="https://www.wsj.com/articles/ubers-first-quarter-loss-balloons-on-coronavirus-impact-11588882349">May 2020</a>, “We believe the disruption caused by Covid-19 will impact our time line by a matter of quarters and not years”.</li>
<li>In <a href="https://www.newyorker.com/magazine/2018/04/09/at-uber-a-new-ceo-shifts-gears">April 2018</a>, Eric Meyhofer, head of the autonomous-driving unit, said “This is all about building autonomous ride-sharing, at scale, as a product. This is our future… The question now isn’t whether the company can make a self-driving vehicle but whether it can make one quickly and cheaply enough to solve [Uber’s] revenue problems.” Answer apparently in the negative.</li>
<li>In <a href="https://www.cnbc.com/2018/05/30/uber-ceo-on-ipo-plans-and-warren-buffett.html">May 2018</a>, he said “We’re in a good position in terms of the company’s profile, in terms of profitability and margins continue to get better”. The chart above begs to differ.</li>
<li>In <a href="https://www.theverge.com/2018/5/15/17340064/uber-ceo-dara-khosrowshahi-interview-elevate-flying-cars">May 2018</a> Dara saw a commercial “urban air mobility” service by 2023. Because why not?</li>
<li>In <a href="https://techcrunch.com/2018/09/06/uber-ceo-ride-hailing-will-be-eclipsed-by-scooters-bikes-and-even-flying-taxis/">September 2018</a>, he said that “ride hailing will be eclipsed by scooters, bikes and even flying taxis”. Solid grasp of the fundamentals.</li>
<li>In <a href="https://www.bbc.com/news/technology-52832791">May 2020</a>, Uber destroyed “thousands of electric bikes and scooters, after selling its Jump business to Lime.” Can’t fault Dara for trying?</li>
<li>In <a href="https://www.npr.org/2020/12/07/944004278/after-once-touting-self-driving-cars-uber-sells-unit-to-refocus-on-core-business#:~:text=in%20Los%20Angeles.-,Uber%20said%20it%20will%20sell%20its%20self,research%20unit%20to%20startup%20Aurora.&amp;text=Ride%2Dhailing%20giant%20Uber%20is,the%20self%2Ddriving%20startup%20Aurora.&amp;text=Uber%20hasn't%20given%20up%20on%20the%20promise%20of%20autonomous%20vehicles.">December 2020</a>, Uber sold its self-driving unit. But did not change the optimistic story, even though autonomous cars were seen as central to the company’s future for years.</li>
<li><a href="https://www.cnbc.com/2020/12/08/air-taxi-start-up-joby-acquires-uber-elevate-.html">And</a> its flying taxi business. Not so central.</li>
<li>A year ago, on <a href="https://www.reuters.com/article/us-uber-results/uber-sees-profit-by-end-of-2020-but-still-expects-full-year-loss-idINKBN2002UQ">February 6 2020</a>, Uber said it had a target “to achieve a measure of profitability to the fourth quarter of 2020, but the ride-hailing company still expects to lose a total of more than $1 billion this year”. It lost $6.8B.</li>
</ul>
<p>So, still not profitable.</p>



 ]]></description>
  <category>blog archive</category>
  <guid>https://tomslee.net/posts/2021-02-10-uber-earnings/</guid>
  <pubDate>Wed, 10 Feb 2021 05:00:00 GMT</pubDate>
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  <title>The incompatible incentives of private sector AI</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/essays/2019-08-oup_private_sector_ai/</link>
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<p>You can also read this essay as a <a href="slee_oup_private_sector_ai.pdf">PDF</a>.</p>
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<p>This essay is also posted <a href="https://papers.ssrn.com/sol3/papers.cfm?abstract_id=3363342">at SSRN</a>.</p>
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<section id="performances-and-ethics" class="level2 page-columns page-full">
<h2 class="anchored" data-anchor-id="performances-and-ethics">Performances and ethics</h2>
<p>Individuals present themselves to the world in a set of performances, and tune their presentation depending on the setting.<sup>1</sup> We may not believe there is a single “real” person behind these performances, but we do expect to see a “coherence among setting, appearance, and manner” (p.25). Individuals whose performances differ too much between one setting and another risk being called dishonest or two-faced.</p>
<div class="no-row-height column-margin column-container"><div id="fn1"><p><sup>1</sup>&nbsp;Erving Goffman, <em>The Presentation of Self in Everyday Life</em> (Garden City, New York: Doubleday, 1959).</p></div><div id="fn2"><p><sup>2</sup>&nbsp;Naomi Klein, <em>No Logo</em> (Toronto: Knopf Canada, 2000).</p></div><div id="fn3"><p><sup>3</sup>&nbsp;Kimberley Ann Elliott and Richard B. Freeman, <em>Can Labor Standards Improve Under Globalization?</em> (Washington DC: Institute for International Economics, 2003).</p></div></div><p>Since branding became important to companies, they too have presented themselves to the world in a set of performances. Financial incentives demand they tune their performance to the setting—offering a generous and humane face in their public communications and a harsher and less empathetic one when managing the bottom line—while the ethical demand for coherence remains. Two decades ago the movement against corporate-led globalization highlighted these presentation gaps, captured in the dissonance between Nike’s empowering “Just Do It” to those who bought their sneakers, and the far-from-empowering sweatshop conditions endured by those who made them.<sup>2</sup> One legacy of that movement is a set of ethical consumption initiatives, in which independent fair trade and sustainability certifications provide an opportunity for companies to demonstrate a coherent set of values behind their performances.<sup>3</sup></p>
<p>Now, in the debates over AI ethics, it is technology companies who find themselves accused of being two-faced, of presenting themselves through their brands as value-driven organizations while deploying algorithms<sup>4</sup> that are too often biased, opaque, and unfair.</p>
<div class="no-row-height column-margin column-container"><div id="fn4"><p><sup>4</sup>&nbsp;In this chapter, <em>algorithm</em> is shorthand for any automated data-driven sorting systems, including classifying, scoring, rating, and ranking. Algorithms may be implemented by computers but may also be implemented through organizational policies and practices.</p></div><div id="fn5"><p><sup>5</sup>&nbsp;Alex Krizhevsky, Ilya Sutskever, and Geoffrey Hinton, “Imagenet Classification with Deep Convolutional Neural Networks,” in <em>Advances in Neural Information Processing Systems</em>, 2012, 1097–1105, <a href="https://papers.nips.cc/paper/4824-imagenet-classification-with-deep-convolutional-neural-networks.pdf" class="uri">https://papers.nips.cc/paper/4824-imagenet-classification-with-deep-convolutional-neural-networks.pdf</a>.</p></div><div id="fn6"><p><sup>6</sup>&nbsp;McKinsey Global Institute, “Artificial Intelligence: The Next Digital Frontier?” (McKinsey &amp; Company, June 2017), <a href="https://www.mckinsey.com/" class="uri">https://www.mckinsey.com/</a> /media/McKinsey/Industries/Advanced%20Electronics/Our%20Insights/How%20artificial%20intelligence%20can%20deliver%20real%20value%20to%20companies/MGI-Artificial-Intelligence-Discussion-paper.ashx.</p></div><div id="fn7"><p><sup>7</sup>&nbsp;K. Hazelwood et al., “Applied Machine Learning at Facebook: A Datacenter Infrastructure Perspective,” in /2018 IEEE International Symposium on High Performance Computer Architecture (HPCA)/, 2018, 620–29, <a href="https://doi.org/10.1109/HPCA.2018.00059" class="uri">https://doi.org/10.1109/HPCA.2018.00059</a>.</p></div><div id="fn8"><p><sup>8</sup>&nbsp;Alexander Sergeev and Mike Del Balso, “Horovod: Fast and Easy Distributed Deep Learning in TensorFlow,” <em>ArXiv:1802.05799 [Cs, Stat]</em>, February 15, 2018, <a href="http://arxiv.org/abs/1802.05799" class="uri">http://arxiv.org/abs/1802.05799</a>.</p></div><div id="fn9"><p><sup>9</sup>&nbsp;Malay Haldar et al., “Applying Deep Learning To Airbnb Search,” <em>ArXiv:1810.09591 [Cs, Stat]</em>, October 22, 2018, <a href="http://arxiv.org/abs/1810.09591" class="uri">http://arxiv.org/abs/1810.09591</a>.</p></div><div id="fn10"><p><sup>10</sup>&nbsp;Nicola Jones, “Computer Science: The Learning Machines,” <em>Nature News</em> 505, no. 7482 (January 9, 2014): 146, <a href="https://doi.org/10.1038/505146a" class="uri">https://doi.org/10.1038/505146a</a>.</p></div></div><p>The debates have taken on new importance following the explosion of “deep learning” techniques.<sup>5</sup> Private sector investment in what is now often broadly labelled “AI” is dominated by major internet platform companies such as Facebook, Amazon, Apple, Google, and Microsoft: while seven billion dollars have been invested in start-ups, these companies have invested four to five times that amount.<sup>6</sup> Platform companies are also leaders in deploying deep learning algorithms: deployments in other industries are in their early stages, yet many of us encounter deep learning algorithms daily through Google search, Facebook News Feed,<sup>7</sup> Apple Siri, Amazon Alexa, Uber pricing,<sup>8</sup> Airbnb search,<sup>9</sup> and more.<sup>10</sup> If this chapter focuses on the major platform companies, it is because they are charting paths and setting precedents that more traditional industries will follow.</p>
<p>In response to a series of scandals and compelling arguments from critics and academics,<sup>11</sup> the platform companies have recognized that they must establish reputations as responsible stewards of these powerful technologies if they are to avoid a costly backlash. They have issued public commitments to ethical AI, asserted their belief in fairness and transparency, and proclaimed their commitment to building diverse organizational cultures to prevent bias from creeping in to their technological services and products.<sup>12</sup> They have set up ethics boards and industry organizations such as <em>Partnership on AI,</em><sup>13</sup> and participated in governmental bodies such as the EU’s High-Level Expert Group on Artificial Intelligence.<sup>14</sup></p>
<div class="no-row-height column-margin column-container"><div id="fn11"><p><sup>11</sup>&nbsp;Frank Pasquale, The Black Box Society: The Secret Algorithms That Control Money and Information (Cambridge: Harvard University Press, 2015); Cathy O’Neill, Weapons of Math Destruction: How Big Data Increases Inequality and Threatens Democracy (Crown Random House, 2016); Safiya Umoja Noble, Algorithms of Oppression: How Search Engines Reinforce Racism (New York University Press, 2018); Solon Barocas and Andrew Selbst, “Big Data’s Disparate Impact,” California Law Review 104 (2016): 671, <a href="https://dx.doi.org/10.2139/ssrn.2477899" class="uri">https://dx.doi.org/10.2139/ssrn.2477899</a>.</p></div><div id="fn12"><p><sup>12</sup>&nbsp;Google, “Our Principles,” Google AI, accessed February 1, 2019, <a href="https://ai.google/principles/" class="uri">https://ai.google/principles/</a>; Microsoft, “Our Approach: Microsoft AI Principles,” Microsoft, accessed February 1, 2019, <a href="https://www.microsoft.com/en-us/ai/our-approach-to-ai" class="uri">https://www.microsoft.com/en-us/ai/our-approach-to-ai</a>.</p></div><div id="fn13"><p><sup>13</sup>&nbsp;The Partnership on AI, “The Partnership on AI,” The Partnership on AI, accessed February 1, 2019, <a href="https://www.partnershiponai.org/" class="uri">https://www.partnershiponai.org/</a>.</p></div><div id="fn14"><p><sup>14</sup>&nbsp;European Commission, “High-Level Expert Group on Artificial Intelligence,” 2018, <a href="https://ec.europa.eu/digital-single-market/en/high-level-expert-group-artificial-intelligence" class="uri">https://ec.europa.eu/digital-single-market/en/high-level-expert-group-artificial-intelligence</a>.</p></div><div id="fn15"><p><sup>15</sup>&nbsp;Margaret Mitchell et al., “Model Cards for Model Reporting,” in <em>Proceedings of the Conference on Fairness, Accountability, and Transparency</em>, FAT* ’19 (New York, NY, USA: ACM, 2019), 220–229, <a href="https://doi.org/10.1145/3287560.3287596" class="uri">https://doi.org/10.1145/3287560.3287596</a>.</p></div></div><p>The platform companies have also taken on the task of designing fairness into their systems,<sup>15</sup> investing in research into fairness and transparency in machine learning, articulating statistical criteria for fairness, designing mechanisms for explaining machine-learning results, assembling unbiased data sets for key problems, and more. The technical approach is a good fit: technical criteria play to the strengths of technology companies. Standards set public benchmarks and provide protection from future accusations. Auditable criteria incorporated into product development and release processes can confirm compliance.</p>
<p>There are also financial incentives to adopt a technical approach: standards that demand expertise and investment create barriers to entry by smaller firms, just as risk management regulations create barriers to entry in the financial and healthcare industries.<sup>16</sup></p>
<div class="no-row-height column-margin column-container"><div id="fn16"><p><sup>16</sup>&nbsp;Malcolm Campbell-Verduyn, Marcel Goguen, and Tony Porter, “Big Data and Algorithmic Governance: The Case of Financial Practices,” <em>New Political Economy</em> 22, no. 2 (March 4, 2017): 219–36, <a href="https://doi.org/10.1080/13563467.2016.1216533" class="uri">https://doi.org/10.1080/13563467.2016.1216533</a>.</p></div><div id="fn17"><p><sup>17</sup>&nbsp;Joy Buolamwini and Timnit Gebru, “Gender Shades: Intersectional Accuracy Disparities in Commercial Gender Classiﬁcation,” n.d., 15; Inioluwa Deborah Raji and Joy Buolamwini, “Actionable Auditing: Investigating the Impact of Publicly Naming Biased Performance Results of Commercial AI Products,” n.d., 7.</p></div></div><p>The challenges of bias and fairness are far from solved, and critics continue to play an essential role. External investigations, audits and benchmarks reveal deficiencies missed by internal efforts.<sup>17</sup> But auditable algorithms and data sets do promise mechanisms for closing the presentation gap between brand and algorithm.</p>
<p>Charges of bias and unfairness expose AI algorithms that are, in some sense, not good enough, and emphasize that the solution is better algorithms. But another set of problems may become <em>more</em> significant as algorithms become more accurate: when they become too good not to use. This chapter focuses on this second gap, which cannot be translated into research projects to be solved by computer scientists.</p>
</section>
<section id="algorithms-create-incentives" class="level2 page-columns page-full">
<h2 class="anchored" data-anchor-id="algorithms-create-incentives">Algorithms create incentives</h2>
<p>Much debate around AI ethics imagines an algorithm as a camera, recording and portraying some aspect of the external world. It asks: does the system portray the world fairly and faithfully? When it categorizes things, does it do so in a way that corresponds to the real world?<sup>18</sup></p>
<div class="no-row-height column-margin column-container"><div id="fn18"><p><sup>18</sup>&nbsp;Sam Corbett-Davies and Sharad Goel, “The Measure and Mismeasure of Fairness: A Critical Review of Fair Machine Learning,” <em>ArXiv:1808.00023 [Cs]</em>, July 31, 2018, <a href="http://arxiv.org/abs/1808.00023" class="uri">http://arxiv.org/abs/1808.00023</a>; Alexandra Chouldechova, “Fair Prediction with Disparate Impact: A Study of Bias in Recidivism Prediction Instruments,” <em>Big Data</em> 5, no. 2 (June 2017): 153–63, <a href="https://doi.org/10.1089/big.2016.0047" class="uri">https://doi.org/10.1089/big.2016.0047</a>; Arvind Narayanan, <em>Tutorial: 21 Fairness Definitions and Their Politics</em>, accessed January 27, 2019, <a href="https://www.youtube.com/watch?v=jIXIuYdnyyk" class="uri">https://www.youtube.com/watch?v=jIXIuYdnyyk</a>.</p></div><div id="fn19"><p><sup>19</sup>&nbsp;Donald MacKenzie, <em>An Engine, not a Camera: How Financial Models Shape Markets</em> (MIT Press, 2007).</p></div><div id="fn20"><p><sup>20</sup>&nbsp;Danielle Keats Citron and Frank A. Pasquale, “The Scored Society: Due Process for Automated Predictions,” SSRN Scholarly Paper (Rochester, NY: Social Science Research Network, 2014), <a href="https://papers.ssrn.com/abstract=2376209" class="uri">https://papers.ssrn.com/abstract=2376209</a>.</p></div></div><p>Social scientists have long known that algorithms do not just portray the world, they also change it. In the words of Donald MacKenzie, an algorithm is “an engine, not a camera”.<sup>19</sup> Introducing a new algorithm means sorting people differently; if people care about how they are sorted, they respond.<sup>20</sup></p>
<p>Once people respond, the dynamic between algorithms and their subjects becomes strategic: economists are familiar with such situations and developed the tools of game theory to think about them.</p>
<p>Sociologists have shown that responses to algorithms are ubiquitous and subtle. The most seemingly innocuous decisions prompt changes in what is being measured. In 1927 Dutch authorities separated the cause of death entered into statistical records from that recorded on the public death certificate, a change that was followed by “a considerable increase in Amsterdam of cases of death from syphilis, tabes, dementia paralytics, … and suicide.”<sup>21</sup> Why? Because these causes of death could now be entered into the statistical record without adding to the pain of newly-bereaved relatives.</p>
<div class="no-row-height column-margin column-container"><div id="fn21"><p><sup>21</sup>&nbsp;Geoffrey C. Bowker and Susan Leigh Star, <em>Sorting Things Out: Classification and Its Consequences</em> (The MIT Press, 1999). p 141</p></div><div id="fn22"><p><sup>22</sup>&nbsp;Wendy Nelson Espeland and Michael Sauder, <em>Engines of Anxiety: Academic Rankings, Reputation, and Accountability</em> (Russell Sage Foundation, 2016).</p></div></div><p>Sociologists have also shown how surprisingly powerful algorithmic engines can be. In their book <em>Engines of Anxiety</em>, Wendy Espeland and Michael Sauder describe the impact of US News and World Report rankings on US law schools.<sup>22</sup> Employers use the rankings to identify good students, so students rely on them when choosing where to apply, so law schools who want the best students must play the game, and rankings end up dominating many aspects of law school life. The dynamic is described beautifully by Kieran Healy in a review of Espeland and Sauder’s book:</p>
<div class="page-columns page-full"><blockquote class="blockquote">
<p>The academic legal establishment did not so much fall into this trap as become entangled in it. Like a fly touched by the thread of a spider’s web, they were at first only lightly caught up, but then found that each move they made in response only drew them in more tightly.<sup>23</sup></p>
</blockquote><div class="no-row-height column-margin column-container"><div id="fn23"><p><sup>23</sup>&nbsp;Kieran Healy, “By the Numbers - Wendy Espeland and Michael Sauder, Engines of Anxiety: Academic Rankings, Reputation, and Accountability (New York, Russell Sage, 2016),” <em>European Journal of Sociology / Archives Européennes de Sociologie</em> 58, no. 3 (December 2017): 512–19, <a href="https://doi.org/10.1017/S0003975617000315" class="uri">https://doi.org/10.1017/S0003975617000315</a>.</p></div></div></div>
{{&lt; figure src="/ox-hugo/2019-ai-incentives.png" caption="Figure 1: A schematic algorithm that takes input from subjects and sorts them into output categories, which in turn have consequences for the subject." &gt;}}
<div class="quarto-figure quarto-figure-center">
<figure class="figure">
<p><img src="https://tomslee.net/essays/2019-08-oup_private_sector_ai/2019-ai-incentives.png" class="img-fluid figure-img"></p>
<figcaption>Figure 1: A schematic algorithm that takes input from subjects and sorts them into output categories, which in turn have consequences for the subject.</figcaption>
</figure>
</div>
<p>This chapter draws loosely on social science perspectives to sketch what can happen when we respond to algorithms, and the consequences of our responses.</p>
<p>Imagine an algorithm that sorts individual subjects into categories. If subjects care about their assigned category, then they have an incentive to optimize how they present themselves: changing their inputs to achieve a better output. Their decision to invest in this presentation depends on three factors:</p>
<ol type="1">
<li><p><strong>Presentation cost.</strong> The subject must be able to afford to change their presentation.</p></li>
<li><p><strong>Sensitivity.</strong> Changing an input feature is worthwhile only if it affects the output.</p></li>
<li><p><strong>Impact.</strong> Changing an output is worthwhile only if it has significant consequences.</p></li>
</ol>
<p>Algorithms with high impact, high sensitivity, and low presentation costs give subjects strong incentives to change their presentation. Following the terminology of economics, we can loosely say that such algorithms have high <strong>elasticity</strong>. The data distributions on which elastic algorithms operate when deployed will differ from those on which it was trained. When data distributions change, accuracy is lost: elastic algorithms may also be <strong>fragile</strong>.</p>
<p>There are reasons to believe that machine learning systems, and specifically deep learning systems, may be particularly elastic and fragile, mapping on to each of the factors above.</p>
<p>First is the low cost of experimentation around presentation. Deep learning techniques called Generative Adversarial Networks (GANs)<sup>24</sup> have become excellent at generating images or videos or text that look as if they were created by humans or depict “real world” artefacts. These uses have been grouped together under the name “deep fakes”.<sup>25</sup></p>
<div class="no-row-height column-margin column-container"><div id="fn24"><p><sup>24</sup>&nbsp;Ian Goodfellow et al., “Generative Adversarial Networks,” in <em>Advances in Neural Information Processing Systems 27</em>, ed.&nbsp;Z. Ghahramani et al.&nbsp;(Curran Associates, Inc., 2014), 2672–2680, <a href="http://papers.nips.cc/paper/5423-generative-adversarial-nets.pdf" class="uri">http://papers.nips.cc/paper/5423-generative-adversarial-nets.pdf</a>.</p></div><div id="fn25"><p><sup>25</sup>&nbsp;Robert Chesney and Danielle Keats Citron, “Deep Fakes: A Looming Challenge for Privacy, Democracy, and National Security,” SSRN Scholarly Paper (Rochester, NY: Social Science Research Network, July 14, 2018), <a href="https://papers.ssrn.com/abstract=3213954" class="uri">https://papers.ssrn.com/abstract=3213954</a>.</p></div><div id="fn26"><p><sup>26</sup>&nbsp;Ian J. Goodfellow, Jonathon Shlens, and Christian Szegedy, “Explaining and Harnessing Adversarial Examples,” <em>ArXiv:1412.6572 [Cs, Stat]</em>, December 19, 2014, <a href="http://arxiv.org/abs/1412.6572" class="uri">http://arxiv.org/abs/1412.6572</a>.</p></div><div id="fn27"><p><sup>27</sup>&nbsp;Christian Szegedy et al., “Intriguing Properties of Neural Networks,” <em>ArXiv:1312.6199 [Cs]</em>, December 20, 2013, <a href="http://arxiv.org/abs/1312.6199" class="uri">http://arxiv.org/abs/1312.6199</a>.</p></div><div id="fn28"><p><sup>28</sup>&nbsp;Nicholas Carlini and David Wagner, “Audio Adversarial Examples: Targeted Attacks on Speech-to-Text,” <em>ArXiv:1801.01944 [Cs]</em>, January 5, 2018, <a href="http://arxiv.org/abs/1801.01944" class="uri">http://arxiv.org/abs/1801.01944</a>.</p></div><div id="fn29"><p><sup>29</sup>&nbsp;Adi Shamir et al., “A Simple Explanation for the Existence of Adversarial Examples with Small Hamming Distance,” <em>ArXiv:1901.10861 [Cs, Stat]</em>, January 30, 2019, <a href="http://arxiv.org/abs/1901.10861" class="uri">http://arxiv.org/abs/1901.10861</a>; Alexandru Constantin Serban and Erik Poll, “Adversarial Examples - A Complete Characterisation of the Phenomenon,” <em>ArXiv:1810.01185 [Cs]</em>, October 2, 2018, <a href="http://arxiv.org/abs/1810.01185" class="uri">http://arxiv.org/abs/1810.01185</a>; Ali Shafahi et al., “Are Adversarial Examples Inevitable?,” September 27, 2018, <a href="https://openreview.net/forum?id=r1lWUoA9FQ" class="uri">https://openreview.net/forum?id=r1lWUoA9FQ</a>; David Stutz, Matthias Hein, and Bernt Schiele, “Disentangling Adversarial Robustness and Generalization,” <em>ArXiv:1812.00740 [Cs, Stat]</em>, December 3, 2018, <a href="http://arxiv.org/abs/1812.00740" class="uri">http://arxiv.org/abs/1812.00740</a>; Dimitris Tsipras et al., “Robustness May Be at Odds with Accuracy,” May 30, 2018, <a href="https://arxiv.org/abs/1805.12152v3" class="uri">https://arxiv.org/abs/1805.12152v3</a>.</p></div></div><p>There is growing evidence that the remarkable accuracy of deep learning models may be accompanied by high sensitivity. In 2013 a phenomenon called “adversarial examples” was discovered: certain image perturbations, undetectable to the human eye, nevertheless caused deep learning algorithms to make obvious mistakes when classifying the image (as measured by human judgment).<sup>26</sup> An example is given in Figure 2. The original examples were curiosities,<sup>27</sup> but the more it has been studied, the more general the phenomenon appears to be.<sup>28</sup> Fragility could be a general feature of deep learning models:<sup>29</sup> they typically optimize millions of parameters, and the more parameters, the bigger the “attack surface” as each parameter provides a new opportunity for subjects to tweak.</p>
{{&lt; figure src="/ox-hugo/2019-ai-adversarial-macaw.jpg" caption="Figure 2: A slight perturbation of this picture of a macaw causes it to be classified as a bookcase.[fn:30]" &gt;}}
<div class="quarto-figure quarto-figure-center">
<figure class="figure">
<p><img src="https://tomslee.net/essays/2019-08-oup_private_sector_ai/2019-ai-adversarial-macaw.jpg" class="img-fluid figure-img"></p>
<figcaption>Figure 2: A slight perturbation of this picture of a macaw causes it to be classified as a bookcase.[fn:30]</figcaption>
</figure>
</div>
<p>Many machine learning systems have high impact because they are deployed at scale. We may not want to invest in optimizing our LinkedIn profile, but if we are seeking work and that’s where employers look we have little alternative but to put our best foot forward. Scale also creates market opportunities for cost-lowering intermediaries who can assist with optimization, as with search-engine optimization, reputation management or, come to that, tax accountancy. Scale makes algorithmic flaws matter more than those of any one human.</p>
<p>As deep learning drives the next generation of decision support systems and recommender systems, their elasticity and fragility may become increasingly important. To make matters more serious, these weaknesses will not show up in proofs of concept or early stage deployments, where the output has little impact on subjects. It is only when algorithms are operating at scale that the incentive to invest becomes large, making the system more fragile.</p>
{{&lt; figure src="/ox-hugo/2019-ai-response-landscape.png" caption="Figure 3: Responses to algorithms include combinations of valid and invalid input, which may sustain or erode the intent of the algorithm." &gt;}}
<div class="quarto-figure quarto-figure-center">
<figure class="figure">
<p><img src="https://tomslee.net/essays/2019-08-oup_private_sector_ai/2019-ai-response-landscape.png" class="img-fluid figure-img"></p>
<figcaption>Figure 3: Responses to algorithms include combinations of valid and invalid input, which may sustain or erode the intent of the algorithm.</figcaption>
</figure>
</div>
</section>
<section id="incentives-drive-responses" class="level2 page-columns page-full">
<h2 class="anchored" data-anchor-id="incentives-drive-responses">Incentives drive responses</h2>
<p>Figure 3 classifies responses to algorithms. Algorithms require <em>valid</em> input if they are to give correct output. Algorithms also have an <em>intent</em> that can be affected positively or negatively by the actions of subjects. In general, the output is a proxy for this less well-defined intent.<sup>30</sup> Each input arrow may be paired with each output arrow, giving four classes of response. While algorithm designers may prefer to permit only valid inputs which sustain the intent of the system, all four combinations can have ethical justifications.</p>
<div class="no-row-height column-margin column-container"><div id="fn30"><p><sup>30</sup>&nbsp;Cathy O’Neill, <em>Weapons of Math Destruction: How Big Data Increases Inequality and Threatens Democracy</em> (Crown Random House, 2016).</p></div></div><p>Valid inputs can be understood by thinking about a simple rule-based system, such as a hiring filter that sorts applicants based solely on educational achievements. The input is a subject’s educational achievements: genuine achievements are valid and fake achievements are not. The intent of the system is to give the hiring manager a good set of interviewees: if he or she is happy with their applicants the system’s intent is satisfied.</p>
<p>In cases that economists describe as separating equilibria for signalling and screening games,<sup>31</sup> valid inputs sustain the intent of the algorithm. If the applicant pool consists of two qualities from an employment perspective (high and low), and if getting a degree is easier for high quality people than for low quality people, then only high-quality people find it worth investing in a degree. The beauty of such an arrangement is that it is “incentive compatible”: an “invisible hand” guides subjects so that, if they respond to incentives, the algorithm continues to satisfy its intent without additional governance.</p>
<div class="no-row-height column-margin column-container"><div id="fn31"><p><sup>31</sup>&nbsp;Michael A. Spence, “Job Market Signaling,” <em>The Quarterly Journal of Economics</em> 87, no. 3 (1973): 355–74; Joseph E. Stiglitz, <em>Whither Socialism?</em>, The Wicksell Lectures (Cambridge Massachusetts, London England: The MIT Press, 1994).</p></div></div><p>If it is equally costly for low quality applicants to obtain a degree as for high quality applicants, then the degree ceases to be a useful signal. Applicants may continue to invest in degrees, but the algorithm will no longer separate the wheat from the chaff. This is the game-theoretic case of a “pooling equilibrium”, where valid responses erode the intent of the algorithm. We know how the verb describing valid responses in pooling equilibria declines: I follow the letter of the law, you teach to the test, he or she games the system. The problems of pooling equilibria have been elevated to the status of a Law: “Goodhart’s Law” states that “When a measure becomes a target, it ceases to be a good measure” to which we might add a corollary that becomes important below: “When a measure is not a target, it ceases to be optimized”.</p>
<p>The ethics of optimizing responses using valid input is not simple. One reason Google keeps its search algorithms secret is to prevent gaming by the search-engine optimization industry,<sup>32</sup> but when it comes to the tax system their attitude is different. A secret tax system would be unacceptable, of course. Accused of dodging taxes by moving $23bn to Bermuda, Google responded simply: “We pay all of the taxes due and comply with the tax laws in every country we operate in around the world”.<sup>33</sup></p>
<div class="no-row-height column-margin column-container"><div id="fn32"><p><sup>32</sup>&nbsp;Jonathan Rosenberg, “The Meaning of Open,” December 21, 2009, <a href="http://googleblog.blogspot.ca/2009/12/meaning-of-open.html" class="uri">http://googleblog.blogspot.ca/2009/12/meaning-of-open.html</a>.</p></div><div id="fn33"><p><sup>33</sup>&nbsp;Reuters, “Google Shifted $23bn to Tax Haven Bermuda in 2017, Filing Shows | Technology | The Guardian,” <em>The Guardian</em>, January 3, 2019, <a href="https://www.theguardian.com/technology/2019/jan/03/google-tax-haven-bermuda-netherlands" class="uri">https://www.theguardian.com/technology/2019/jan/03/google-tax-haven-bermuda-netherlands</a>.</p></div><div id="fn34"><p><sup>34</sup>&nbsp;Jennifer Raso, “Displacement as Regulation: New Regulatory Technologies and Front-Line Decision-Making in Ontario Works,” <em>Canadian Journal of Law &amp; Society / La Revue Canadienne Droit et Société</em> 32, no. 1 (April 2017): 75–95, <a href="https://doi.org/10.1017/cls.2017.6" class="uri">https://doi.org/10.1017/cls.2017.6</a>.</p></div><div id="fn35"><p><sup>35</sup>&nbsp;Matthew K. Wynia et al., “Physician Manipulation of Reimbursement Rules for Patients: Between a Rock and a Hard Place,” <em>JAMA</em> 283, no. 14 (April 12, 2000): 1858–65, <a href="https://doi.org/10.1001/jama.283.14.1858" class="uri">https://doi.org/10.1001/jama.283.14.1858</a>.</p></div></div><p><em>Workarounds</em> are a class of invalid inputs that nevertheless sustain the intent of the system. Legal scholar Jennifer Raso investigated the operation of Ontario Works, a welfare-eligibility decision system,<sup>34</sup> and found that case workers became experts at working with the system, on occasions entering false data to coax results that line up with their professional judgment. Whether dealing with bugs in the program (an inapplicable field for some applicants would also be a required field in the system) or with weaknesses in the model, case workers break the letter of the law to follow the spirit. Similar behaviour has been seen among US doctors seeking to provide their patients with good outcomes from insurance systems.<sup>35</sup></p>
<p>Any statistical algorithm has error cases, and many systems cannot function without workarounds from those it manages or their agents, which is why “work to rule” actions in some industrial settings are common: if you follow the letter of the law too strictly, nothing gets done. The unappreciated role of workarounds is one reason why James C. Scott argues that “certain schemes to improve the human condition have failed.”<sup>36</sup>&nbsp;Scott is arguing against top-down “high-modernist” schemes, and algorithmic platforms certainly fall into this category.</p>
<div class="no-row-height column-margin column-container"><div id="fn36"><p><sup>36</sup>&nbsp;James C. Scott, <em>Seeing Like a State: How Certain Schemes to Improve the Human Condition Have Failed</em> (Yale University Press, 1998).</p></div><div id="fn37"><p><sup>37</sup>&nbsp;Tom Slee, “In Praise of Fake Reviews,” <em>The New Inquiry</em>, October 29, 2014, <a href="https://thenewinquiry.com/in-praise-of-fake-reviews/" class="uri">https://thenewinquiry.com/in-praise-of-fake-reviews/</a>.</p></div></div><p>The final case is invalid input that also erodes an algorithm’s intent, often described in security terms, as <em>attacks</em> on the algorithm. There are an increasing number of algorithms for which “opting out” is not an option, including ratings platforms. <em>Botto Bistro</em> is a San Francisco restaurant which was unhappy with what they saw as unethical treatment by Yelp, who also refused the restaurant’s request to be removed from the platform. In response, <em>Botto Bistro</em> encouraged its customers to enter over-the-top one-star reviews, seeking to achieve the lowest rating on Yelp. The campaign called attention to some dubious practices and contradictions in Yelp’s operations: perhaps a case of principled protest or subversive humour, sabotaging one system in pursuit of a higher goal.<sup>37</sup></p>
<p>The more sophisticated and complex the algorithm, the more the lines between these four categories blur. Once algorithms move beyond simple inputs such as birth dates and educational qualifications, the criteria for distinguishing valid from invalid input become uncertain. Reputation systems such as Yelp, eBay, and Uber replace “true or false” criteria with more nebulous notions of “authenticity” or “honesty” and defend them not by appeals to correctness but to free speech.<sup>38</sup>. Who can say what a “four-star” rating really means?<sup>39</sup></p>
<div class="no-row-height column-margin column-container"><div id="fn38"><p><sup>38</sup>&nbsp;James Grimmelmann, “Three Theories of Copyright in Ratings,” <em>Vanderbilt Journal of Entertainment and Technology Law</em> 14, no. 4 (2012): 85–887.</p></div><div id="fn39"><p><sup>39</sup>&nbsp;Abbey Stemler, “Feedback Loop Failure: Implications for the Self-Regulation of the Sharing Economy,” SSRN Scholarly Paper (Rochester, NY: Social Science Research Network, April 1, 2016), <a href="https://papers.ssrn.com/abstract=2754768" class="uri">https://papers.ssrn.com/abstract=2754768</a>.</p></div><div id="fn40"><p><sup>40</sup>&nbsp;Justin Gilmer et al., “Motivating the Rules of the Game for Adversarial Example Research,” <em>ArXiv:1807.06732 [Cs, Stat]</em>, July 17, 2018, <a href="http://arxiv.org/abs/1807.06732" class="uri">http://arxiv.org/abs/1807.06732</a>.</p></div></div><p>On the output side too, an unambiguous “ground truth” output is often unavailable outside the labelled training sets of the laboratory, so the distinction fades between an attack and a workaround. Even adversarial examples, which seem so obvious, have resisted definition. One technical attempt is to say they are input “that an attacker has intentionally designed to cause the model to make a mistake”<sup>40</sup>, but for an individual real-world case identifying “intent” or “mistake” may both be impossible, and so the classification of “attacker” fails too.</p>
</section>
<section id="responses-demand-guardrails" class="level2 page-columns page-full">
<h2 class="anchored" data-anchor-id="responses-demand-guardrails">Responses demand guardrails</h2>
<p>In general, algorithms that classify people are “incentive-incompatible”: if subjects follow their incentives then the algorithm ceases to function as designed. To sustain their accuracy, algorithms need external rules to limit permissible responses. These rules form a set of <em>guardrails</em> which implement value judgments, keeping algorithms functioning by constraining the actions of subjects.<sup>41</sup></p>
<div class="no-row-height column-margin column-container"><div id="fn41"><p><sup>41</sup>&nbsp;The metaphor adopts the designer’s point of view; from a subject’s point of view, “straitjacket” may be more appropriate.</p></div></div><p>“Move fast and break things” norms of disruptive innovation encourage algorithm designers to postpone thinking about guardrails. They may not be needed in low-elasticity environments such as proofs of concept or in early-stage deployments. Still, successful deployments at scale will require guardrails and so, even if problems of bias and fairness could be solved, the grail of algorithmic governance—of impartial and automatic algorithmic data-driven and evidence-based decision-making—would fall at this hurdle. Algorithms and their guardrails form an inseparable pair. Code is law, until it is not.</p>
<p>The existence of a scalable algorithm does not imply the existence of equally scalable guardrails: guardrails must deal with specific contexts and factors outside the original model, which only grow in number as algorithms draw on an ever-increasing volume and variety of data in pursuit of accuracy. Attempts to implement automated moderation have repeatedly failed, and companies have resorted instead to what Astra Taylor calls “fauxtomation”: behind the scenes real people do the work to simulate the effects of an algorithm, because the technology is not up to the task.<sup>42</sup> The work of content moderators has been described recently by Sarah Roberts<sup>43</sup> and Tarleton Gillespie.<sup>44</sup></p>
<div class="no-row-height column-margin column-container"><div id="fn42"><p><sup>42</sup>&nbsp;Astra Taylor, “The Automation Charade,” Logic Magazine, October 2, 2018, <a href="https://logicmag.io/05-the-automation-charade/" class="uri">https://logicmag.io/05-the-automation-charade/</a>.</p></div><div id="fn43"><p><sup>43</sup>&nbsp;Sarah Roberts, “Commercial Content Moderation: Digital Laborers’ Dirty Work,” in <em>Intersectional Internet: Race, Sex, Class and Culture Online</em>, ed.&nbsp;Safiya Umoja Noble and Brendesha M Tynes, Digital Formations Series (Peter Lang Publishing, Inc., 2016), <a href="https://intersectionalinternet.com/about/" class="uri">https://intersectionalinternet.com/about/</a>; Sarah T. Roberts, <em>Behind the Screen: Content Moderation in the Shadows of Social Media</em> (Yale University Press, 2019), <a href="https://yalebooks.yale.edu/book/9780300235883/behind-screen" class="uri">https://yalebooks.yale.edu/book/9780300235883/behind-screen</a>.</p></div><div id="fn44"><p><sup>44</sup>&nbsp;Tarleton GIllespie, /Custodians of the Internet: Platforms, Content Moderation, and the Hidden Decisions That Shape Social Media/ (Yale University Press, 2018), <a href="https://yalebooks.yale.edu/book/9780300173130/custodians-internet" class="uri">https://yalebooks.yale.edu/book/9780300173130/custodians-internet</a>.</p></div></div><p>Algorithms without guardrails may become ungovernable. Social media recommender algorithms, for example, have all three qualities needed for high elasticity. Experimentation is affordable, content producers can discover the kind of content to which the recommendation algorithm is sensitive because they get fast feedback in the form of view counts, and the impact of the recommendation system is high. High elasticity means strong incentives to optimize individual outcomes.</p>
<p>The YouTube recommendation algorithm<sup>45</sup> suffers from ungovernability. In a widely read article, James Bridle provided a tour through the long tail of bizarre content appearing on YouTube Kids as producers experiment to gain views.<sup>46</sup> As just one example, they would rely on keyword/hashtag association when generating new content.</p>
<div class="no-row-height column-margin column-container"><div id="fn45"><p><sup>45</sup>&nbsp;Paul Covington, Jay Adams, and Emre Sargin, “Deep Neural Networks for YouTube Recommendations,” in <em>Proceedings of the 10th ACM Conference on Recommender Systems</em>, RecSys ’16 (New York, NY, USA: ACM, 2016), 191–198, <a href="https://doi.org/10.1145/2959100.2959190" class="uri">https://doi.org/10.1145/2959100.2959190</a>.</p></div><div id="fn46"><p><sup>46</sup>&nbsp;James Bridle, “Something Is Wrong on the Internet,” <em>James Bridle</em> (blog), November 6, 2017, <a href="https://medium.com/@jamesbridle/something-is-wrong-on-the-internet-c39c471271d2" class="uri">https://medium.com/@jamesbridle/something-is-wrong-on-the-internet-c39c471271d2</a>.</p></div></div><blockquote class="blockquote">
<p>When some trend, such as Surprise Egg videos, reaches critical mass, content producers pile onto it, creating thousands and thousands more of these videos in every possible iteration… branded content and nursery rhyme titles and “surprise egg” all stuffed into the same word salad to capture search results, sidebar placement, and “up next” autoplay rankings…</p>
<p>A striking example of the weirdness is the Finger Family videos… I have no idea where they came from or the origin of the children’s rhyme at the core of the trope, but there are <strong>at least 17 million versions</strong> of this currently on YouTube, and again they cover every possible genre, with billions and billions of aggregated views.</p>
</blockquote>
<p>Ironically, it was Bridle’s essay going viral that made YouTube act, and they did so by invoking community guidelines. The response seems like an ethical platform making best efforts to implement guardrails that eject malicious actors, but the story is not so simple. One channel removed for violating the “family friendly” rule was that of Johnny Tanner.<sup>47</sup> Tanner said he could not discover what had prompted the punishment, because he had no person to talk to. In defence of his channel, he said, “The algorithm is the thing we had a relationship with since the beginning. That’s what got us out there and popular… We learned to fuel it and do whatever it took to please the algorithm.”</p>
<div class="no-row-height column-margin column-container"><div id="fn47"><p><sup>47</sup>&nbsp;Charlie Warzel, “YouTube Is Addressing Its Massive Child Exploitation Problem,” <em>BuzzFeed News</em>, November 22, 2017, <a href="https://www.buzzfeednews.com/article/charliewarzel/youtube-is-addressing-its-massive-child-exploitation-problem" class="uri">https://www.buzzfeednews.com/article/charliewarzel/youtube-is-addressing-its-massive-child-exploitation-problem</a>; Davey Alba, “YouTube Has A Massive Child Exploitation Problem. How Humans Train Its Search AI Is Partly Why.,” <em>BuzzFeed News</em>, December 28, 2017, <a href="https://www.buzzfeednews.com/article/daveyalba/youtube-search-rater-algorithms-children-disturbing-videos" class="uri">https://www.buzzfeednews.com/article/daveyalba/youtube-search-rater-algorithms-children-disturbing-videos</a>.</p></div></div><p>The same article quotes Davey Orgill, who left his job to make superhero parody videos, and whose channel reached two million viewers before being shut down. He argued that “the platform is responsible for encouraging… objectionable, sexual, and violent superhero content ostensibly oriented toward children… YouTube blames it on these people that were doing it, but for a year their algorithm pushed this content… People were doing it because it was creating millions and millions and millions of views. They created a monster.” The left hand of the recommendation algorithms promotes videos that the right hand of the Community Guidelines would later forbid.</p>
<p>Bridle ends his essay this way: “The architecture they have built to extract the maximum revenue from online video is being hacked by persons unknown to abuse children, perhaps not even deliberately, but at a massive scale,” but the disturbing videos are not “hacking” any more than minimizing tax payments is hacking, they are responses driven by the algorithm itself.</p>
<p>Facebook’s News Feed algorithm also suffers from high elasticity and its problems have also been framed as those of defence against malicious actors. Former Facebook executive Antonio Garcia Martinez complained on Twitter that “The same FB [Facebook] critics who call on the company to take on responsibility for moderating content (an operational job they (Facebook) don’t want, and had to be pressed to perform), will of course be shocked, shocked at the human cost in reviewing billions of pieces of random content”.<sup>48</sup> But the requirement for guardrails .</p>
<div class="no-row-height column-margin column-container"><div id="fn48"><p><sup>48</sup>&nbsp;Tweet since deleted.</p></div><div id="fn49"><p><sup>49</sup>&nbsp;Mark Zuckerberg, “One of Our Big Focus Areas for 2018,” Social Media, <em>Mark Zuckerberg’s Facebook Posts</em> (blog), January 11, 2018, <a href="https://www.facebook.com/zuck/posts/10104413015393571" class="uri">https://www.facebook.com/zuck/posts/10104413015393571</a>.</p></div></div><p>The intent of News Feed has changed over time and remains operationally vague. Mark Zuckerberg announced in January 2018 that “I’m changing the goal I give our product teams from focusing on helping you find relevant content to helping you have more meaningful social interactions”.<sup>49</sup> Facebook designed News Feed as a system with large rewards for high circulation, so encouraging participants to invest heavily in optimizing their outcomes. Attempting to move on from the resulting Clickbait headlines, Facebook has doubled down on building in-house algorithmic or fauxtomatic solutions.</p>
<div class="page-columns page-full"><blockquote class="blockquote">
<p>Facebook’s entire project, when it comes to news, rests on the assumption that people’s individual preferences ultimately coincide with the public good, and that if it doesn’t appear that way at first, you’re not delving deeply enough into the data.<sup>50</sup></p>
</blockquote><div class="no-row-height column-margin column-container"><div id="fn50"><p><sup>50</sup>&nbsp;Farhad Manjoo, “Can Facebook Fix Its Own Worst Bug?,” <em>The New York Times</em>, April 25, 2017, sec.&nbsp;Magazine, <a href="https://www.nytimes.com/2017/04/25/magazine/can-facebook-fix-its-own-worst-bug.html" class="uri">https://www.nytimes.com/2017/04/25/magazine/can-facebook-fix-its-own-worst-bug.html</a>.</p></div></div></div>
<p>The assumption fails. An elastic system based on “the data” causes the foundations on which it is built to shift. The incentive-incompatible News Feed algorithm demands guardrails to police the content it generates.</p>
<p>If Facebook does not want the job of managing news content, it could hand it to the news industry. Emily Bell of the Columbia Journalism School explains:</p>
<div class="page-columns page-full"><blockquote class="blockquote">
<p>“At some point, if they really want to address this, they have to say, ‘This is good information’ and ‘This is bad information.’ They have to say, ‘These are the kinds of information sources that we want to privilege, and these others are not going to be banned from the platform, but they are not going to thrive.’ In other words, they have to create a hierarchy, and they’re going to have to decide how they’re going to transfer wealth into the publishing market.”<sup>51</sup></p>
</blockquote><div class="no-row-height column-margin column-container"><div id="fn51"><p><sup>51</sup>&nbsp;Manjoo.</p></div></div></div>
<p>Facebook does want the job, or at least the money that comes with it. Financial incentives demand that Facebook keep responsibility for News Feed content, while insisting it has no accountability for the outcome beyond making best efforts.</p>
<p>Social media algorithms may be particularly prone to driving “gaming” behaviour, but others are not immune.</p>
<p>The Allegheny Family Screening Tool (AFST) is a decision support system used to predict child abuse or child neglect at the time of birth, and to alert child services to children who may be at risk. The attentions of child services can have a large effect on the lives of families whose risk score is high. Contact with social services is one factor that may lead to a high predictive score, so some families feel they must engage in self-harming behaviour, withdrawing from “networks that provide services, support, and community” to optimize their score. AFST might “create the very abuse it seeks to prevent.”<sup>52</sup></p>
<div class="no-row-height column-margin column-container"><div id="fn52"><p><sup>52</sup>&nbsp;Virginia Eubanks, <em>Automating Inequality: How High-Tech Tools Profile, Police, and Punish the Poor</em> (St.&nbsp;Martin’s Press, 2017), 169.</p></div><div id="fn53"><p><sup>53</sup>&nbsp;Lucas Introna and David Wood, “Picturing Algorithmic Surveillance: The Politics of Facial Recognition Systems,” <em>Surveillance &amp; Society</em> 2, no. 2/3 (2004): 177–98, <a href="https://doi.org/10.1.1.117.7338&amp;rep=rep1&amp;type=pdf" class="uri">https://doi.org/10.1.1.117.7338&amp;rep=rep1&amp;type=pdf</a>.</p></div><div id="fn54"><p><sup>54</sup>&nbsp;Lizzie Dearden, “Man Fined £90 after Covering Face during Facial Recognition Trial in London,” <em>The Independent</em>, January 31, 2019, <a href="https://www.independent.co.uk/news/uk/crime/facial-recognition-cameras-technology-london-trial-met-police-face-cover-man-fined-a8756936.html" class="uri">https://www.independent.co.uk/news/uk/crime/facial-recognition-cameras-technology-london-trial-met-police-face-cover-man-fined-a8756936.html</a>.</p></div><div id="fn55"><p><sup>55</sup>&nbsp;Sandra Wachter and Brent Mittelstadt, “A Right to Reasonable Inferences: Re-Thinking Data Protection Law in the Age of Big Data and AI,” SSRN Scholarly Paper (Rochester, NY: Social Science Research Network, September 13, 2018), <a href="https://papers.ssrn.com/abstract=3248829" class="uri">https://papers.ssrn.com/abstract=3248829</a>.</p></div></div><p>Facial recognition has long prompted civil liberties concerns.<sup>53</sup> Guardrails are one of these concerns: is covering one’s face acceptable behaviour around facial recognition software in public spaces? In a trial deployment in London, police fined a man after he covered his face and objected to subsequent police questioning.<sup>54</sup> More generally, as the data sources used by insurance companies, potential employers, and others expand, the potential for unusual or unorthodox behaviour patterns to trigger inferences, for example based on outlier detection algorithms, expands in tandem. Without protection against such inferences, the unusual becomes the suspicious.<sup>55</sup> If the guardrail question: “what have you got to hide” becomes legitimate for authorities to ask, the technology will have altered public norms for the worse.</p>
<p>Autonomous vehicles will need new guardrails to manage pedestrian behaviour. At current levels of deployment, pedestrians will behave much as they do around cars with drivers, but if self-driving becomes commonplace then some may optimize their experience by stepping out ahead of autonomous cars, in full confidence that the car will stop. Should such pedestrian assertion become the norm, “autonomous vehicle adoption may be hampered by their strategic disadvantage that slows them down in urban traffic”.<sup>56</sup> Perhaps, says Drive.ai board member Andrew Ng, “we should partner with the government to ask people to be lawful and considerate… Safety isn’t just about the quality of the AI technology.”<sup>57</sup> We can expect the self-driving car industry to seek new guardrails that protect their own algorithms, yet discussion of these guardrails are largely missing from conversations about the ethics of autonomous vehicles.</p>
<div class="no-row-height column-margin column-container"><div id="fn56"><p><sup>56</sup>&nbsp;Adam Millard-Ball, “Pedestrians, Autonomous Vehicles, and Cities,” <em>Journal of Planning Education and Research</em> 38, no. 1 (2018), <a href="https://journals.sagepub.com/doi/abs/10.1177/0739456X16675674" class="uri">https://journals.sagepub.com/doi/abs/10.1177/0739456X16675674</a>.</p></div><div id="fn57"><p><sup>57</sup>&nbsp;Russell Brandom, “Self-Driving Cars Are Headed toward an AI Roadblock,” The Verge, July 3, 2018, <a href="https://www.theverge.com/2018/7/3/17530232/self-driving-ai-winter-full-autonomy-waymo-tesla-uber" class="uri">https://www.theverge.com/2018/7/3/17530232/self-driving-ai-winter-full-autonomy-waymo-tesla-uber</a>.</p></div></div><p>In short, guardrails limit the autonomy of algorithmic subjects. Algorithmic governance may encourage platforms to innovate with A/B testing on their subjects, but the subjects themselves are constrained. Some may be punished twice over: once by the algorithm for unorthodox behaviour that it does not properly model, and a second time if they fall foul of the guardrails while trying to avoid the first.</p>
</section>
<section id="guardrails-create-temptation" class="level2 page-columns page-full">
<h2 class="anchored" data-anchor-id="guardrails-create-temptation">Guardrails create temptation</h2>
<p>The algorithm-guardrail pairing creates temptations for platform owners to indulge in arbitrage: exploiting presentation gaps to circumvent regulation and to avoid brand damage. When algorithms encourage behaviour that the guardrails forbid, platform companies may choose whether to present themselves through their algorithm or through the values imposed by their guardrails. Ethics calls for a consistent presentation, but companies have a financial incentive to keep the gap wide, and many activities can be seen in this light.</p>
<p>One response is to frame problems in terms of the software development lifecycle. Problems are bugs, and the software industry knows how to deal with bugs: they are reported, they are fixed, and fixes are rolled out to customers. It is a statement of faith that bugs are temporary, and software improves through iterative refinement. If algorithmic failings are bugs, external authorities have neither the jurisdiction nor the expertise to fix them. But as we have seen, guardrail failures are features not bugs: they are created by the incentives built into the algorithm. In her book “Uberland”, Alex Rosenblat talks of Uber drivers seeing “phantom requests” that appear briefly on the driver app but vanish before they can respond.<sup>58</sup> Phantom requests damage drivers’ prospects of earning bonuses that depend on maintaining a high acceptance rate. Uber’s response to driver complaints was to blame it on network problems and promise a fix. Without effective person-to-person driver support, Uber denies drivers the option of a workaround, while the language and practices of software development helps the company avoid what would, in other companies, be a breach of contract with their drivers.</p>
<div class="no-row-height column-margin column-container"><div id="fn58"><p><sup>58</sup>&nbsp;Alex Rosenblat, <em>Uberland: How Algorithms Are Rewriting the Rules of Work</em> (University of California Press, 2018), <a href="https://www.ucpress.edu/book/9780520298576/uberland" class="uri">https://www.ucpress.edu/book/9780520298576/uberland</a>.</p></div></div><p>A second response is to invoke value-based guardrails in an ad-hoc manner. If algorithmic governance leads to behaviour on the part of subjects that may damage the brand, it is tempting to let it go until the prospect becomes too dangerous. YouTube’s actions around the YouTube Kids channel fall into this pattern.</p>
<p>Airbnb is an algorithmically-governed platform with a stated intent of the building a community of regular people who live in their own home and occasionally share it with strangers. Any guardrails to keep behaviour within this mandate runs the risk of affecting Airbnb’s earnings, and so there has been nothing in Airbnb’s systems to stop hosts creating multiple listings, setting up organizations with different “hosts” as fronts,<sup>59</sup> or renting out listings for 365 nights a year. When the gap between algorithmic practices and stated aims became too large in New York City, bringing the threat of restrictions on Airbnb’s market, the company invoked guardrails to expel a thousand hosts off its platform,<sup>60</sup> claiming that they were not providing the experience their community expected.<sup>61</sup> Code was overruled by brand.</p>
<div class="no-row-height column-margin column-container"><div id="fn59"><p><sup>59</sup>&nbsp;Luis Ferré-Sadurní, “Inside the Rise and Fall of a Multimillion-Dollar Airbnb Scheme,” <em>The New York Times</em>, February 23, 2019, sec.&nbsp;New York, <a href="https://www.nytimes.com/2019/02/23/nyregion/airbnb-nyc-law.html" class="uri">https://www.nytimes.com/2019/02/23/nyregion/airbnb-nyc-law.html</a>.</p></div><div id="fn60"><p><sup>60</sup>&nbsp;Murray Cox and Tom Slee, “How Airbnb Hid the Facts in New York City,” February 7, 2016, <a href="http://tomslee.net/how-airbnb-hid-the-facts-in-nyc" class="uri">http://tomslee.net/how-airbnb-hid-the-facts-in-nyc</a>.</p></div><div id="fn61"><p><sup>61</sup>&nbsp;Kristen V. Brown, “Airbnb Admits That It Purged 1,500 Unflattering New York Listings Right before Data Release,” Splinter, accessed March 30, 2019, <a href="https://splinternews.com/airbnb-admits-that-it-purged-1-500-unflattering-new-yor-1793854942" class="uri">https://splinternews.com/airbnb-admits-that-it-purged-1-500-unflattering-new-yor-1793854942</a>.</p></div><div id="fn62"><p><sup>62</sup>&nbsp;Ryan Calo and Alex Rosenblat, “The Taking Economy: Uber, Information, and Power,” <em>Columbia Law Review</em> 117 (March 9, 2017), <a href="https://papers.ssrn.com/abstract=2929643" class="uri">https://papers.ssrn.com/abstract=2929643</a>.</p></div></div><p>A third temptation is to use the platform’s information resources to hide or muddy the waters regarding algorithmic failures. Ryan Calo and Alex Rosenblat have detailed the many ways in which Uber has used its information to shape the behaviour of its drivers.<sup>62</sup> The selective and judicious release of data on an exclusive basis for collaboration with academics or industry experts may also serve to shape the overall perception of the company, whether individual papers are written independently or not.</p>
<p>Finally: companies that become embedded into the infrastructure of our lives have leverage when it comes to the presentation gap. Uber seeks to become a privately-owned part of city transit infrastructure and uses the data it has accumulated as a resource to be licensed back to the cities in which they operate. Once integrated, cities cannot easily walk away from the platform, problems on the platform become public concerns regarding malicious actors, and cities’ leverage regarding governance on the Uber platform is lost. Smart City initiatives such as the Toronto project led by Google subsidiary Sidewalk implicitly adopt this same approach.<sup>63</sup></p>
<div class="no-row-height column-margin column-container"><div id="fn63"><p><sup>63</sup>&nbsp;See the chapter by Ellen Goodman in this book.</p></div></div></section>
<section id="temptation-needs-policing" class="level2 page-columns page-full">
<h2 class="anchored" data-anchor-id="temptation-needs-policing">Temptation needs policing</h2>
<p>The more powerful algorithms have become, the more it is clear that market forces alone cannot solve the problems arising from the incompatible incentives.</p>
<p>Platform companies can sustain a gap between algorithm and guardrail in part because Section 230 of the CDA absolves them of much responsibility for the consequences of their governance failures, in the USA at least. Chesney and Citron’s recent paper on Deep Fakes<sup>64</sup> identify the platform companies as the “least cost avoider”: the actor who is in the best position to fix problems of incompatible incentives. The previous section claimed that platforms currently have an incentive to take ownership of the problem, but not to fix it: that taking ownership is currently a way to ward off regulation. Revisiting Section 230 and its equivalents in other jurisdictions does the opposite.</p>
<div class="no-row-height column-margin column-container"><div id="fn64"><p><sup>64</sup>&nbsp;Chesney and Citron, “Deep Fakes.”</p></div></div><p>One of society’s most serious classification problems is that of “innocent or guilty”, and it worth remembering that data-driven statistical methods are not permitted in this venue: evidence is instead strictly limited in scope. One reason is that people should not be punished for factors that, while they may correlate with criminality, lie outside their control. Another is that it would demand that people, especially members of less privileged groups, invest in optimizing their risk scores for fear of contact with the criminal system. “Evidence-based” statistical decision-making has become increasingly used in areas of the justice system such as parole and even sentencing and its use raises both problems. While the trend remains towards data-driven decisions, voices are being raised against use of actuarial risk assessment in the justice system. Restricting data use goes against the grain of the current drive to a data-driven society, but as the impact of algorithmic decisions grows, ideas from this venue where decisions matter the most may become more prominent in the years to come.</p>
<p>Competition rules provide another avenue to resolving incentive problems. Algorithmic ranking systems can become powerful institutions in and of themselves: part of the infrastructure of society. Advantages accrue to the company that owns the infrastructure when it is also competing in the market for services that exploit that infrastructure.<sup>65</sup></p>
<div class="no-row-height column-margin column-container"><div id="fn65"><p><sup>65</sup>&nbsp;Lina M Khan, “Amazon’s Antitrust Paradox,” <em>The Yale Law Journal</em> 126 (2017): 710– 805.</p></div></div><p>In some industries the essential infrastructure is heavily regulated and controlled, while services built on that infrastructure are opened for innovation. Airport infrastructure is separated from the operation of airlines. Core banking functions are strictly regulated – perhaps not as strictly as some would like – while many countries are experimenting with open banking laws to permit innovation on top of this infrastructure.</p>
<p>Outside the realm of regulation, we can look to alternative models. Wikipedia is the only non-profit in the top ranks of web sites, and it has been significantly less affected by the problems of incompatible incentives. Many, the present author included, thought that Wikipedia would be unable to maintain quality over nearly two decades, but it has proven sceptics wrong. Perhaps the anonymous nature of contributions removes many of the distorting incentives associated with self-promotion, perhaps it’s because Wikipedia is largely free of “viral” phenomena, but something is working on Wikipedia that is not working at YouTube, Facebook, or Amazon.</p>
<p>In conclusion, deep learning algorithms may be more intelligent than previous generations of machine learning, but they are not more robust. There may be a faint technical path forward for problems of bias and unfairness, but algorithms are engines, not cameras, and pervasive incompatible incentives will remain. Algorithms require guardrails, and technology companies are ill-suited and ill-positioned to design or implement these value-based rules. Guardrails become constraints on people’s behaviour and yet, in cases of high elasticity, effective governance may still be elusive. The pairing of the algorithm and guardrails tempts companies to engage in regulatory arbitrage, providing a requirement for external action.</p>
</section>
<section id="acknowledgements" class="level2">
<h2 class="anchored" data-anchor-id="acknowledgements">Acknowledgements</h2>
<p>I would like to thank the editors for their invitation and guidance, and the other contributors who took part in the Toronto workshop for their inspiration and expertise. I acknowledge helpful conversations with John Slee and Lynne Supeene.</p>
</section>
<section id="bibliography" class="level2">
<h2 class="anchored" data-anchor-id="bibliography">Bibliography</h2>
<p>Essential texts concerning the mechanisms and consequences of sorting.</p>
<ul>
<li><p>Geoffrey C. Bowker and Susan Leigh Star, <em>Sorting Things Out: Classification and Its Consequences</em> (The MIT Press, 1999)</p></li>
<li><p>Wendy Nelson Espeland and Michael Sauder, <em>Engines of Anxiety: Academic Rankings, Reputation, and Accountability</em> (Russell Sage Foundation, 2016)</p></li>
<li><p>Bernard E. Harcourt, <em>Against Prediction</em> (University of Chicago Press, 2006)</p></li>
<li><p>Jane Jacobs, <em>The Death and Life of Great American Cities</em> (New York: Random House, 1961)</p></li>
<li><p>Donald MacKenzie, An Engine, Not a Camera: How Financial Models Shape Markets (MIT Press, 2007).</p></li>
<li><p>James C. Scott, <em>Seeing Like a State: How Certain Schemes to Improve the Human Condition Have Failed</em> (Yale University Press, 1998)</p></li>
<li><p>Thomas C. Schelling, <em>Micromotives and Macrobehavior</em> (W.W. Norton and Company, 1978)</p></li>
</ul>


</section>


 ]]></description>
  <category>Essays</category>
  <guid>https://tomslee.net/essays/2019-08-oup_private_sector_ai/</guid>
  <pubDate>Tue, 20 Aug 2019 04:00:00 GMT</pubDate>
</item>
<item>
  <title>Workarounds and Medical Machine Learning</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/essays/2019-08-05_workaround_medical/</link>
  <description><![CDATA[ 





<section id="adversarial-examples" class="level1" data-number="1">
<h1 data-number="1"><span class="header-section-number">1</span> Adversarial examples</h1>
<p>The rise of deep learning has been accompanied by a fascination with “adversarial examples”: the classic cases are striking because they cause amazingly accurate machine learning models to make amazingly stupid mistakes. A carefully designed tweak invisible to the human eye may cause an image-recognition system to mistake what is “obviously” a picture of a macaw for a picture of a bookcase.</p>
<div class="quarto-figure quarto-figure-center">
<figure class="figure">
<p><img src="https://tomslee.net/essays/2019-08-05_workaround_medical/2019-ai-adversarial-macaw.jpg" class="img-fluid figure-img"></p>
<figcaption>Figure 1: A slight perturbation of this picture of a macaw causes it to be classified as a bookcase.</figcaption>
</figure>
</div>
<p>In the few years since their discovery, adversarial examples have been shown to be both ubiquitous and difficult to prevent. These “adversarial attacks”, as they are also called, cast a doubt over whether deep learning systems can survive in the real world. Deep learning systems seem to have the potential for great accuracy over some dimensions, but also great fragility in others.</p>
<p>The real-world implications of adversarial examples are going to be important topics over the next few years. One example of things to come is a recent paper in the prestigious Science magazine warning about <a href="https://science.sciencemag.org/content/363/6433/1287">Adversarial attacks on medical machine learning</a> (<a href="https://www.ehidc.org/sites/default/files/resources/files/Adversarial%20attacks%20on%20medical%20machine%20learning.pdf">full text PDF</a>)<sup>1</sup>. It’s no surprise that healthcare has been highlighted: investment in deep learning systems for healthcare is already massive. High-profile successes in “better than human” diagnosis from medical images, and the potential for extracting useful information from electronic health records have made for something of a gold rush. Eric Topol’s new book <a href="https://www.basicbooks.com/titles/eric-topol/deep-medicine/9781541644649/">Deep Medicine</a> charts some of the potential. However, the authors of the Science paper warn, the billions of dollars flowing through healthcare systems provide obvious incentives for “attackers” to corrupt the system for fraudulent purposes. If adversarial attacks are easy to make and difficult to defend against, then the promise of medical machine learning may never be realized.</p>
<p>The Science paper, by researchers from Harvard and MIT, is my main topic here, but first we need to talk about a seemingly-humdrum topic that gets much less attention, but which turns out to be closely related.</p>
</section>
<section id="workarounds" class="level1" data-number="2">
<h1 data-number="2"><span class="header-section-number">2</span> Workarounds</h1>
<p>An adversarial attack is an input crafted intentionally to force a model to make a mistake. A workaround is the opposite: an input crafted intentionally to force a model to <em>correct</em> a mistake.</p>
<p>A schematic example is shown below. The data points are shown with their “true” values of blue or orange, and the background shade marks the regions categorized by the model as “blue” or “orange”. The model has a high accuracy: most of the actually-blue dots lie in the categorized-as-blue region, and most of the actually-orange points lie in the categorized-as-orange region. But even the best machine learning systems are statistical engines with non-zero error rates, so you can see a few incorrectly classified examples in the diagram too.</p>
<p>The adversarial example (red arrow) changes the input for a correctly-classified “orange” data point so that it is incorrectly classified as blue. The workaround (green arrow) changes the input for an “orange” data point that is incorrectly classified as “blue” so that it is classified correctly.</p>
<div class="quarto-figure quarto-figure-center">
<figure class="figure">
<p><img src="https://tomslee.net/essays/2019-08-05_workaround_medical/tensorflow-playground.png" class="img-fluid figure-img"></p>
<figcaption>Figure 2: Schematic view of a machine learning model, showing an adversarial example and a workaround. The image was built from <a href="https://playground.tensorflow.org">Tensorflow Playground</a>).</figcaption>
</figure>
</div>
<p>Adversarial examples may be novel, but workaroudns have become routine in the automated workplace. Automation shifts decision-making from “front line” workers to computerized systems, but as these systems have entered the workplace, many professionals have learned a new and often unacknowledged skill: they have become experts at making automated decision systems work properly.</p>
<p>As just one example, legal scholar Jennifer Raso explored the changing jobs of Ontario welfare case workers when an automated decision system was introduced in a <a href="https://ssrn.com/abstract=3062620">prize-winning paper</a>. Instead of making their own judgments about client needs, the role of case workers is now to enter data into an algorithmic scoring system (not deep learning), which makes entitlement decisions according to well-defined rules. She writes about how social service case workers responded:</p>
<blockquote class="blockquote">
<p>While new technologies may attempt to deskill and decentre front-line decision-makers, transforming them into data entry clerks, caseworkers learn how to expertly translate and input client data to produce decisions that more closely match their interpretation of clients’ needs and welfare laws.</p>
</blockquote>
<p>The importance of workarounds will be familiar to anyone who has read James C. Scott’s <a href="https://yalebooks.yale.edu/book/9780300078152/seeing-state">Seeing Like a State</a>. Heavily designed schemes to improve the human condition assume, and impose, a simplified and idealized representation of working and living that neglects the unruly irregularities of real life. These systems rely on a certain level of workaround to function: people prepared to bend the official rules in order to get their work done. There is a reason that the “work to rule” has been successful in labour disputes as a form of protest.</p>
<p>The American healthcare system is no exception. The rigidities of automated billing systems recently produced a memorable essay by Atul Gawande entitled <a href="https://www.newyorker.com/magazine/2018/11/12/why-doctors-hate-their-computers">Why Doctors Hate Their Computers</a>, documenting many of the challenges experienced by physicians as new decision support systems have been introduced, and the ingenious but often costly workarounds they have had to undertake in order to deliver high quality care to their patients.</p>
<p>Will workarounds be needed for the next generation of deep learning medical systems? History suggests that they will. There is a long history of technical innovations that are designed around idealized and simplified models of behaviour, and which underestimate the complexities of “edge cases” in real life. Witness the over-enthusiasm around self-driving cars a couple of years ago, that is now being confronted with the messiness of reality.</p>
<p>From a researcher’s point of view, adversarial examples are fascinating cases that raise a multitude of new questions: so much so that several papers <em>per day</em> are now published on the topic. Workarounds, in contrast, are boring. They raise few questions. They are merely machine learning residue—what’s left over after the algorithm has made its best attempt, hopefully cleared up by the next iteration of the model.</p>
<div class="quarto-figure quarto-figure-center">
<figure class="figure">
<p><img src="https://tomslee.net/essays/2019-08-05_workaround_medical/david-evans-paper-count.png" class="img-fluid figure-img"></p>
<figcaption>Figure 3: The rise in “adversarial example” publications, from <a href="https://www.youtube.com/watch?v=sFhD6ABghf8">this talk by David Evans</a>.</figcaption>
</figure>
</div>
<p>From an end user’s point of view, things look different. Faced with getting their job done and a decision system that seems to have taken a bad decision, they are not in a position to improve the model: they can either follow often a maze of twisty passages in an attempt to get an exception or they can fudge the input and move on. Workarounds are far more interesting than adversarial examples, for all their exoticism.</p>
</section>
<section id="two-sides-of-the-same-coin" class="level1" data-number="3">
<h1 data-number="3"><span class="header-section-number">3</span> Two sides of the same coin</h1>
<p>The previous section presented adversarial attacks and workarounds as opposites, whcih holds true in a laboratory environment where the “correct” result for each individual data point is known and particularly in the classic cases where the “correct” result is, to a human, obvious and uncontroversial. In real-world environments things are different. Machine learning systems are statistical beasts, and however accurate they may be over a large data set, statistics cannot tell us whether any one individual data point is handled correctly or not. In many cases the “true” value for an individual case is not available at all. This difference between the world of the laboratory and that of production environments is noted by the Harvard / MIT researchers:</p>
<blockquote class="blockquote">
<p>[T]he ground truth in medical diagnoses is often ambiguous, meaning that for many cases no individual human can definitively assign the true label between, say, “benign” and “cancerous” on a photograph of a mole.</p>
</blockquote>
<p>The figure below is the same as the previous one, but now the two individual data points are coloured grey, showing that we do not know their “true” value. All of a sudden, instead of being opposites, there is no difference between the adversarial example and the workaround.</p>
<p>(The diagram is misleading in an important way: in a two-dimensional space only a few of the dots are close to a boundary, and that boundarey is with just one other class. It would be reasonable to think that the problem is irrelevant for most inputs that lie comfortably within one region or another. In the many-dimensional space in which machine-learning models operate, it turns out that <em>all</em> dots are close to boundaries with <em>all other classes</em>: the situation for machine learning is therefore much <em>more</em> severe than the diagram suggests.)</p>
<div class="quarto-figure quarto-figure-center">
<figure class="figure">
<p><img src="https://tomslee.net/essays/2019-08-05_workaround_medical/tensorflow-playground-2.png" class="img-fluid figure-img"></p>
<figcaption>Figure 4: In a real-world deployment, it may be impossible to distinguish between an input that is “truly orange” and one that is “truly blue”.</figcaption>
</figure>
</div>
<p>Surprisingly, machine learning gives no definition to distinguish unambiguously between an adversarial example and a workaround. A standard definition in papers is something like “an input to a machine learning model that an attacker has intentionally designed to cause the model to make a mistake”, but assigning “intent” is outside the scope of machine learning, and a “mistake” is, as we have seen, often not decidable in any individual case.</p>
<p>Some machine learning practitioners have gone so far as to define “attacks” as any attempt by a subject to influence the outcome of a machine learning system, but that makes an attacker of anyone who has put effort into writing an appealing resume in the hopes of getting a job. Adversarial examples and workarounds are both just optimization attempts: intentional changes to inputs in order to generate desired outputs.</p>
<p>But don’t take all this from me: if you want to hear an expert opinion on the definition problem, see <a href="https://www.youtube.com/watch?v=sFhD6ABghf8">this keynote talk by David Evans</a> (especially the first ten minutes) from which much of the last few paragraphs is taken.</p>
<p>When it comes to medicine, physicians face incentives to engage in workarounds as well as in adversarial attacks. The Science article is not completely silent on the topic of workarounds: it references a survey carried out by the American Medical Association from almost 20 years ago, described in a titled <a href="https://jamanetwork.com/journals/jama/fullarticle/192577">Physician Manipulation of Reimbursement Rules for Patients: Between a Rock and a Hard Place</a>, but the remainder of the Science article focuses almost exclusively on the problem of adversarial attacks by healthcare providers.</p>
<p>The “physician manipulation” article outlines the frustrations physicians face when trying to provide care for their patients:</p>
<blockquote class="blockquote">
<p>In some cases, physicians may feel trapped between professional obligations to advocate for their patients and conflicting contractual obligations to follow coverage rules. It has been suggested that some insurers are “gaming” patients and physicians—tricking them into paying for covered services by routinely denying coverage but then approving services that are subsequently appealed, knowing that time and other constraints will prevent some appeals.</p>
</blockquote>
<p>Any attempt to tackle the threat of adversarial attacks will also penalize workarounds: designing proper rules for machine learning systems starts with recognizing the problems, and an exclusive focus on adversarial attacks fails to do so.</p>
</section>
<section id="governing-machine-learning" class="level1" data-number="4">
<h1 data-number="4"><span class="header-section-number">4</span> Governing machine learning</h1>
<p>When it comes to interventions, the Harvard / MIT researchers make two recommendations. The first is to procrastinate: to avoid stifling innovation by prematurely enforcing demands for robustness. The second is to increase IT-driven supervision of medical practitioners, storing “hashes” of images to check that they are not “tampered” with during processing.</p>
<p>To take the second suggestion first: the proposal will crack down on “adversarial attacks” but will also prevent workarounds. As such, it removes room for doctors’ discretion and judgement. Good physician performance will be measured by accurate data entry rather than creative problem solving, and such measures would prevent physician pushback against any payment-minimizing moves by insurance companies. It reduces the role of physician from a professional responsible for diagnosis and prescription (which most would see as their primary roles), to that of a managed and supervised data entry technician. Any assessment of medical machine learning must address the potential consequences of deskilling among physicians.</p>
<p>The billing system, whether or not it is driven by deep learning, is a site of tension, at which <em>all</em> parties seek to find their best outcomes. To treat the problems around billing systems as security problems in which the healthcare provider is the most likely attacker is to adopt the perspective of the insurance company or the vendor that provides them with a deep learning system.</p>
<p>In fairness, the authors do point out that the American medical claims approval process is plagued by many competing financial interests, “providers [i.e.&nbsp;doctors and hospitals] seeking to maximize and payers [insurance companies] seeking to minimize reinbursement”, but for the bulk of the article, and in the recommendations, the problem of “attacks” by insurance companies is neglected.</p>
<p>A more productive approach would be to adopt a game-theoretical perspective, where strategic considerations by all parties lead to some equilibrium outcome. As I’ve <a href="https://ssrn.com/abstract=3363342">written elsewhere</a>, most machine learning systems of any interest are <em>incentive incompatible</em>, and medical systems are no different. The subjects who provide the inputs and the consumers of the outputs have different and conflicting interests.</p>
<p>In such an arrangement costly governance measures are not just likely, but inevitable, and that leads us to what’s wrong with the first recommendation: procrastination. To encourage deployment without proper costing of governance is to underestimate implementation costs: it’s building in debt, committing institutions that deploy these systems to unknown but significant future costs, and painting a false picture of efficiency gains. It tilts the cost comparison between physician-diagnosis and machine-diagnosis in favour of the machine (or, more accurately, its vendor), and more-or-less guarantees buyer’s remorse.</p>
<p>There is no one-size fits all solution, of course. The right form of governance for EHR-based methods would be different to that for medical image diagnostics. But a prerequisite for any progress must be to acknowledge all the incentives in the system, to attempt to estimate the true costs of implementation, and not to overlook the humble but essential role of the workaround.</p>


</section>


<div id="quarto-appendix" class="default"><section id="footnotes" class="footnotes footnotes-end-of-document"><h2 class="anchored quarto-appendix-heading">Footnotes</h2>

<ol>
<li id="fn1"><p>Samuel G. Finlayson, John D. Bowers, Joichi Ito, Jonathan L. Zittrain, Andrew L. Beam, Isaac S. Kohane, “Adversarial attacks on medical machine learning”, Science, 22 March 2019, p 1287.↩︎</p></li>
</ol>
</section></div> ]]></description>
  <category>Essays</category>
  <guid>https://tomslee.net/essays/2019-08-05_workaround_medical/</guid>
  <pubDate>Mon, 05 Aug 2019 04:00:00 GMT</pubDate>
</item>
<item>
  <title>The Rise and Fall of the Sharing Economy</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/essays/2018-11-23_rise_and_fall/</link>
  <description><![CDATA[ 





<section id="introduction" class="level1" data-number="1">
<h1 data-number="1"><span class="header-section-number">1</span> Introduction</h1>
<p>It is now ten years since some of the best known Sharing Economy companies were founded, and about six years since the name “Sharing Economy” became used to identify this wave of internet companies. In that time we have seen claims that this is a new model of employment, even that it is the future of work, and that it is fundamentally changing the cities in which we live. But in recent years we’ve also seen signs of a bubble. A few years ago the story of the Sharing Economy would have been simple: here is a new model, and some people like it and some do not, but it works. Now there is more scepticism, and the phrase itself may be fading from public discourse.</p>
<p>This essay gives a quick tour of the sharing economy, from its beginnings after the 2008 financial crash to today. I will walk through some of the business models and some of the economics of this sector, and sketch some of the controversies. There is another theme to the essay, which is “who makes the future?” Is the world of work, for example, built by technology companies in Silicon Valley, or can the rest of the world have a say as well.</p>
</section>
<section id="beginnings" class="level1" data-number="2">
<h1 data-number="2"><span class="header-section-number">2</span> 2008: Beginnings</h1>
<p>Let’s look at three companies which each started just about ten years ago and which had a similar business model in common, even though the people involved did not know each other at all. There was no name for it at the time, but there was something in the air…</p>
<p>Let’s start with Airbnb, which you will probably know is the controversial short-term rental or holiday accommodation company, where people rent out residential homes for use by tourists and other visitors.</p>
<p>In 2007, newly graduated design students Brian Chesky and Joe Gebbia were looking for ways to make their end-of-month rental payments in San Francisco when an industry conference came to town. They bought some inflatable airbeds and offered accommodations to attendees looking for a cheap place to stay. They were inundated with requests and realized there may be a market for this kind of thing, and so “Airbed &amp; Breakfast” was born. <sup>1</sup></p>
<p>Since then, the story has been one of hard work and growth. Running up the limit on multiple credit cards to finance the very beginnings, they got an early investment from Paul Graham’s <em>Y-Combinator</em> fund. Struggling to get the site to take off, they went out to their biggest city (New York) and got the hosts to have professional photos taken of their rooms to make them more appealing; the bookings increased, and professional photography continues to be the most effective way for a host to attract guests. Other maneuvers included a breakfast-cereal pitch around the Democratic convention in Chicago and a widely criticized email campaign via Craigslist.</p>
<p>After the early tribulations, the now-trio of Chesky, Gebbia, and Nathan Blecharczyk found themselves at the head of a phenomenon. In 2011 Airbnb had 50,000 listings; in 2012 that number more than doubled to 120,000; by the end of 2013 it was 550,000; in 2018 it is nearly 5 million listings. <sup>2</sup> For comparison, the largest hotel company in the world by number of rooms is the InterContinental Group with 775,000 rooms. <sup>3</sup></p>
<p>Just as Airbnb was getting started, two entrepreneurs were attending a conference in Paris, and had a hard time finding a cab. These two were Travis Kalanick, who was to go on to be the controversial CEO of Uber, and Garrett Camp. They didn’t need to worry about paying rent, as both were already rich from earlier technology ventures. Wouldn’t it be great, they thought, if you could get a cab just by pressing a button on the newly released iPhone.</p>
<p>In its early days, Uber worked with limo companies to provide drivers, but then they realized that a competitor named Lyft was using amateur drivers rather than professionals, and Uber did not want to be left out. So they set up Uber X, which is Uber Pop in most of Europe, and opened up their business to independent drivers.</p>
<p>Uber’s growth has been even more dramatic than that of Airbnb. The company has raised investment money like no other, raising tens of billions of dollars in investment.</p>
<p>Our third example is less well known now, but it was often talked about as another archetype of the Sharing Economy. Here is how the company’s web site described the founding story.</p>
<p>It was a cold night in Boston in February of 2008 when Leah Busque realized she was out of dog food for her 100-lb yellow lab, Kobe. Leah thought to herself, “Wouldn’t it be nice if there was a place online I could go to connect with my neighbors—maybe one who was already at the store at that very moment—who could help me out?”</p>
<p>From this experience, TaskRabbit (formerly RUNmyERRAND), an online and mobile marketplace that connects neighbors to get things done, was born . . . Neighbors helping neighbors—it’s an old school concept reimagined for today. <sup>4</sup></p>
<p>One of the typical tasks that people helped with was assembling Ikea furniture. TaskRabbit had early successes and attracted a lot of attention, but in the end it did not become the kind of global company that Airbnb and Uber have become. Instead, after several years as an independent company, it sold itself to Ikea.</p>
<p>Most people’s problems don’t turn into multi-billion dollar companies. Timing --- whether by luck or by skill – was essential to their success. Here is a set of things that had been put in place in the few years before 2008, each of which was needed for Airbnb and Uber to take off:</p>
<ul>
<li><p>Broad-band internet. Many homes had computers, and many people were increasingly comfortable with the Internet as a part of their daily lives.</p></li>
<li><p>Online payments. People were also getting used to using credit cards on the Internet to pay for their purchases at Amazon, eBay, Expedia and other early successes.</p></li>
<li><p>Mobile computing. Beyond that, we were entering the era of the smartphone. The iPhone was released in 2007 and Uber, for one, could not have been invented before the iPhone.</p></li>
<li><p>Social media. In the early years, pseudonyms and anonymity were the norm on the Internet. As the famous cartoon caption went: “On the Internet, nobody knows you’re a dog”. But starting with Facebook in 2006, many people were getting used to the idea of using real names. TaskRabbit and Uber’s competitor Lyft both hooked into Facebook’s user identification system as a part of their business model, and Airbnb and others used Facebook accounts as proof of identity.</p></li>
<li><p>Rating systems. The use of ratings, particularly for Netflix movies and Amazon books, but also through sites such as Yelp and Travelocity, had spread and the five-star rating that is now ubiquitous was becoming common.</p></li>
<li><p>Cloud computing. Starting in 2006 Amazon started renting out computer usage from its own massive data centres at bargain prices, starting the era of cloud computing. This meant that new companies could start up without buying expensive hardware: they could use Amazon for their computing needs and get started much more cheaply.</p></li>
<li><p>Crowdsourcing. The basic computing architecture of the Sharing Economy is the “platform” where the company itself runs the software, but those who provide the content come from outside. The success of Wikipedia showed this could be done, and eBay showed you could build a valuable company that way. YouTube was and continues to be a remarkable example of this crowdsourced structure.</p></li>
</ul>
<p>Even though these were all present, the Sharing Economy brought with it the shock of the new --- pressing a button on your phone and seeing a car appear seemed like magic, and booking to stay in somebody’s house half way around the world opened up new possibilities for travel. The novelty of the experiences gave the new services an aura of cool, and many people immediately thought: this is the future.</p>
</section>
<section id="rise" class="level1" data-number="3">
<h1 data-number="3"><span class="header-section-number">3</span> 2010 – 2015: Rise</h1>
<p>Airbnb and Uber were not founded as Sharing Economy companies, because the name did not exist. In the years 2010 to 2012 a set of other companies were founded using a similar business model and commentators looked for names to describe this trend. “Collaborative economy”<sup>1</sup>, “circular economy”, <sup>5</sup> and “the mesh”<sup>6</sup> were all put forward, but in the end the Sharing Economy won.</p>
<p>If there is a one-sentence description of the Sharing Economy, it may be <em>Internet platforms for real-world services</em>. The first few years of the century had seen internet platforms for retail (Amazon and eBay), for social media exchanges and advertising (Google and Facebook), and for media (Netflix, Apple, YouTube). Of particular interest were eBay and YouTube: crowdsourced platforms where the content seemed to appear by magic. The Sharing Economy takes this model, but instead of uploading videos the platform is used for people who provide real-world services.</p>
<p>How far can crowdsourced Internet platforms go? Can their economic benefits be applied to the service economy too? That’s what the Sharing Economy phenomenon asks us.</p>
<p>A 2017 report for the World Economic Forum gives a three-point definition.<sup>7</sup> First is “The use of digital technologies to match buyers and sellers,” which is similar to the point above. But they add two other components. One is “Capitalizing on idle capacity”: the service providers are generally offering something they already own, but which they are not using right now. So the service providers are not employees of the platform owners, they are independent actors who are making use of their own assets. To go back to our three stories: perhaps they have a car, and can drive for Uber; perhaps they have some spare time and can run some errands for TaskRabbit; perhaps they have a spare room and can put it on Airbnb. The other additional point is “trust verification”, to which I’ll return.</p>
<p>With this framework, let’s look at some examples of companies that started up in those years of 2010 to 2012. This was the era when seemingly a million start-up plans were pitched as the “Uber for this” or the “Airbnb for that”. But I want to start with something that is the opposite. The Toronto Tool Library<sup>8</sup> is a non-profit organization that lets people rent tools for home projects. The organization is geographically limited and community focused: it has no plans to drive major stores out of business or to become a global behemoth. But it matters to the story of the Sharing Economy because it draws on one of the early images that promoted the idea, which is the story of the power drill.<sup>9</sup> Many of us have a hand drill that sits on a shelf and is hardly ever used and Rachel Botsman, who was one of the early promoters of the Sharing Economy and helped to articulate it as a new development, says: we don’t really want a drill, what we want is the hole it makes. So why not share a drill instead of owning it? Sharing is sustainable, it helps us get off the consumerist track of ownership, weighed down by our goods. The drill was the embodiment of using “idle capacity”. It has an appealing sustainability angle to it and also hints to a concept called “access over ownership”: we don’t have to buy in to the bourgeois and consumerist culture of ownership, we can tread more lightly on the earth by dipping in and out of these sharing arrangements instead. It was a catchy and attractive image.</p>
<p>In 2013 Airbnb was already taking off, and a natural extension of that idea was to share meals. Airbnb said “you don’t need hotels, you just need a platform where you can connect with other people.” Cookening, Feastly and other sites applied the same logic to restaurants. If you are travelling to a new city, why not eat like a local in their own house? Again, the appeal here is to authenticity, to personal connection rather than institutions and companies, and to the unusual combination of small and big that crowdsourcing requires: many small individual exchanges building a global platform.</p>
<p>Tools and meals are fairly low risk, banged thumbs and food poisoning aside, but finance is surely something different. Remember that we are talking about a period right after the financial crisis, when personal finances were stretched and banks were viewed with suspicion. So companies like Lending Club took a lead from charities such as Kiva, which focused on direct person-to-person donations, as well as from initiatives like the Grameen bank, which used social lending to pioneer the idea of microfinance, and whose founder Mohammed Yunus won the Nobel Peace Prize in 2006. The idea behind peer-to-peer lending was that individuals could lend to each other, combining social purpose and sound investment.</p>
<p>Here the question of trust is at its most severe. What happens if I take a loan from you and don’t pay it back? How do you assess credit? The early players in this industry like Lending Club and Prosper were experimenting with a variety of approaches, and we’ll see how that worked out later on.</p>
<p>And to finish, let’s go back to household services like TaskRabbit. A lot of companies started in this area. One is Homejoy, which was Google’s venture into housecleaning – an eyebrow-raising idea in itself. Another was Handy, which looked to broaden from cleaning to other services like plumbing and carpentry.</p>
<p>And there were lots of others. A short list would include DogVacay, which was often written about to show the quirky and personal aspect of the market. Instacart and Deliveroo highlighted the food delivery area, which is still going strong. BlaBlaCar is a French service for taking rides from city to city. ZipCar was important as one of the first carsharing companies, and it preceded most of the others here.</p>
<p>In 2013 to 2015 various lists of Sharing Economy companies were published, and they often had hundreds of examples. But for some analysts, this was just the beginning. PwC is one of the most consistently upbeat forecasting agencies around the Sharing Economy, and have forecast markets sizes well into the hundreds of billions of dollars in a few years time. It looks like the Sharing Economy is taking off.</p>
<p>With those specific examples in mind, let’s take one more look at a definition.</p>
<p>First, we have the platform, and that’s the Sharing Economy company. Perhaps it is Homejoy, or DogVacay, or Lending Club. It matches service providers to consumers. It doesn’t take on providing the service itself, but it does handle payments, identity verification, and ratings. Rating systems were often called out as one of the main innovations of the Sharing Economy. <em>New York Times</em> columnist Thomas Friedman lauds “Airbnb’s real innovation—a platform of ‘trust’—where everyone could not only see everyone else’s identity but also rate them as good, bad or indifferent hosts or guests. This meant everyone using the system would pretty quickly develop a relevant ‘reputation’ visible to everyone else in the system.” <sup>10</sup> Friedman was writing just a couple of weeks after his <em>New York Times</em> stablemate David Brooks described “<em>How Airbnb and Lyft Finally Got Americans to Trust Each Other</em>”: “Companies like Airbnb establish trust through ratings mechanisms . . . People in the Airbnb economy don’t have the option of trusting each other on the basis of institutional affiliations, so they do it on the basis of online signaling and peer evaluations.” <sup>11</sup></p>
<p>On the consumer side we have seen that the Sharing Economy fits into and help to shape a trend of particularly young people as valuing experiences over ownership, and choosing access over ownership. Your books and music may already be on devices: why buy a car when you can take an Uber? Everything you need is on your phone or your computer.</p>
<p>And then there are the service providers, who are presented as partners rather than employees. The word that used early on was “micro-entrepreneurs”: not really companies, not really private individuals, but somewhere in between. And by making the most of their unused assets they were being green, building community, and making a little money.</p>
</section>
<section id="business-models-and-strategy" class="level1" data-number="4">
<h1 data-number="4"><span class="header-section-number">4</span> Business models and strategy</h1>
<p>Not all sharing economy business models are novel, or successful, but when it comes to strategy there are some distinctive features for this sector.</p>
<p>The appeal of platforms to investors lies in the idea of increasing returns to scale. There is a popular phrase that you may have seen. The biggest hotel company -- Airbnb -- owns no property. The biggest taxi company -- Uber -- owns no cars. This mimics the way that Facebook and YouTube own no content. Each is as big as the biggest company in their market. The value, it seems, is in the platform.</p>
<p>One of the benefits of this model is that if a company sees demand, it can grow very quickly and globally. Just as other Internet companies have spread around the world, so can Airbnb and Uber. If a hotel chain wants to add another 100 rooms it has to build a hotel, but for Airbnb it’s just another row in a database. So on the supply side there are benefits here, sometimes labelled as a “zero marginal cost” business structure.</p>
<p>There are increasing returns on the demand side as well as on the supply side, and they go under the name network effects. Renters want to be where travellers are, and travellers want to be where renters are. So just like social media, every person who takes a trip on Airbnb, and every person who adds a listing, makes it more attractive for everyone else.</p>
<p>One of the things about increasing returns to scale is that it makes it difficult for new companies to enter the market: it favours a natural monopoly, or at least oligopoly. Facebook, Amazon, Netflix have few real competitors. And this industrial organization makes profits possible.</p>
<p>Zero marginal costs and network effects: put the two together and you can see why investors are enthusiastic. Can Airbnb and Uber do for services what Amazon has done for retail, what Wikipedia did for the encyclopedia, and Apple and Spotify have done for music? Is the market in these services a winner-take-all? The large scale of venture capital investment shows that a lot of people are prepared to bet that it is.</p>
<p>There is a real pressure among startups to grow quickly, and one of the strategies that gained prominence early was a piece of advice given to Airbnb by their early investor Y Combinator: do things that don’t scale. <sup>12</sup></p>
<p>When a company starts, it doesn’t have the benefit of network effects so it can’t rely on them. Instead it needs something different to set itself apart and get growth started. For Airbnb that was visiting hosts in its first significant market, and helping them present their listings in an attractive way on the site. Paying for a photographer was a big step forward: it made a big difference to those early listings and got the idea of homesharing started.</p>
<p>But of course in business everyone wants a winning formula, and applying it blindly is rarely successful. Another Sharing Economy company, Washio, set out to do the same as Airbnb but for laundry: the company was going to “demolish laundry”. <sup>13</sup> They gave each customer cookies, and packaged the laundry with sleek black bags. But it turned out that the ideas of the Sharing Economy don’t really work for laundry. To start with the cost side: most of the cost is involved in actually doing the laundry and digital technology doesn’t help with that. On the demand side: just because other people are doing their laundry through Washio doesn’t make a big difference to me, so network effects were limited. And because of that, the strategy was just losing money on every sale. Washio ceased operations in 2016.</p>
<p>There is another aspect of business strategy that was central to the growth of the Sharing Economy. I’ve touched on it a couple of times. Many of these companies did not just see themselves as businesses, they were also a movement: brands with a purpose.</p>
<p>The companies fostered a community of so-called micro-entrepreneurs and leaned heavily on ideas of democratization. Instead of relying on faceless corporations we can now provide services to each other, in a “peer to peer” fashion. You don’t need a bank to get a loan, you don’t need a hotel to take a holiday, you don’t need a taxi to get across town, you just go to the Internet and click or tap. The idea appeals to those already invested in new technologies: the old rules don’t apply, we have a better way now. Airbnb CEO Brian Chesky said that most of the reasons for regulation in the accommodation and transport spaces were consumer protection, and reputation systems could carry out that task better than cities. <sup>14</sup></p>
<p>So the Sharing Economy shared a moment with the growth of Wikipedia, with the Arab Spring uprisings in 2011 and the idea of Facebook revolutions and social media as a democratizing force in politics. The internet was no longer this place you went to when you sat at a desk, it was moving into the real world, and taking its values with it.</p>
<p>But from the beginning there were tensions built into the Sharing Economy, and the name captures the problem. Is this about a community or a business?</p>
<p>On the one hand it’s about sharing: it’s social, it’s community-focused, and personal. On the other hand, it’s an economy: it’s about market transactions and prices, where scale is the key to profit and perhaps to monopoly rents.</p>
<p>The tensions were captured in an organization set up in 2013 called Peers. It called itself a grassroots movement set up to clear out old-fashioned regulations and clear a path for the new sharing economy companies. But it was founded by Airbnb, whose goal was to make money.</p>
<p>In the same way, the companies were touted as democratizing, but were set up with the goal of making money for investors, including some of the richest people on the planet.</p>
<p>It’s an attitude that has been called the Californian Ideology, <sup>15</sup> which is that you can have both. You can be rebellious, anti-establishment, and against hierarchy; but you can also make a big pile of money while doing it. You can be ethical, and live a life of purpose, and you can be rich beyond your wildest dreams.</p>
<p>But some early examples showed that you cannot have everything, and when it comes to choosing between community and profit, commercial enterprises will choose profit.</p>
</section>
<section id="fall" class="level1" data-number="5">
<h1 data-number="5"><span class="header-section-number">5</span> Fall?</h1>
<p>I hope that gives an idea of the ideas behind the Sharing Economy. It’s been ten years now, and there has been a perhaps-inevitable shakeout.</p>
<p>For many of the “Uber for X” companies, like Washio, the promise of new efficiencies has proved hard to achieve. The unpleasant surprise was perhaps told best by Sarah Kessler, who went back to look at the story of the drill. <sup>16</sup> She showed that many of those companies who were looking to follow the Sharing Economy template were not growing fast. Going across town to get a drill from someone you don’t know when you can buy one for $50 was too much of a problem.</p>
<p>We have already seen that Washio went bust because its business model did not reflect reality. Laundry, it turns out, is laundry. In the same way, the cleaning company Homejoy was set up with $30 million from Google Ventures, but any efficiency it gained came at the cost of its cleaners, who were reported in one revealing article as living under bridges. <sup>17</sup> The cost of cleaning is what you pay the cleaners. The Internet only helps with that if you can push costs, like the time to travel, onto the cleaners. And obviously they did not want to bear that cost, so Homejoy had a hard time keeping staff.</p>
<p>Adding to the problem is that once a homeowner has found a good cleaner, they probably want the same one again, so the matching problem is not a huge benefit, and if the cleaner is really a micro-entrepreneur, then the homeowner can just make a deal with them directly and cut out Homejoy’s portion of the cost. Homejoy went out of business a few years to.</p>
<p>Other companies had to carry out what technology companies call a “pivot”: change their business model to something different. TaskRabbit has sold itself to Ikea, and Instacart has partnered with grocery chains, so both are now a source of cheap labour for orthodox businesses rather than a peer-to-peer alternative. Perhaps the biggest pivot was in the “peer-to-peer lending” market. The companies struggled with high rates of default, and ended up changing the name to what they call “marketplace lending”. Most of the loans for these companies now come from regular financial institutions, rather than individuals. The role of the platforms has changed to be that of an automated loan officer: algorithmically assessing the credit-worthiness of applicants, and supplying those assessments to the financial institutions who can decide whether or not to make the loan.</p>
<p>What does this tell us? For many companies, the Internet has not been the game changer they thought. For others, the Internet has worked, but they have had to move from the Sharing Economy model. And that leaves us focusing again on the survivors.</p>
</section>
<section id="full-circle" class="level1" data-number="6">
<h1 data-number="6"><span class="header-section-number">6</span> 2018: Full circle?</h1>
<p>In 2018 it seems like we are nearly back to where we started: left with two successful industries– ridesharing and short-term rentals. There is Airbnb and there is Uber.</p>
<p>But while the overall phenomenon of the Sharing Economy may be fading, these two are still growing rapidly. A look at their success is still valuable because of their size and impact, and also because some of the aspects of their business is a first look at the next wave of innovation, in which the service providers themselves are algorithms instead of people. The world of autonomous vehicles and AI services will be platform-based businesses that face many of the same challenges as the Sharing Economy.</p>
<p>It seems like Airbnb and Uber are two cases where the Sharing Economy model worked: zero marginal costs and network effects combining to give runaway success. But for Uber at least, it may be too early to say that.</p>
<p>Uber is often described as a company like Amazon, or Google, or Apple: one that has changed the nature of the world in which we live. It is easy to forget that Uber is still not a profitable company, and as financial quarter after quarter goes by with large losses (over $1 Billion in 2018 Q3 <sup>18</sup>), it is becoming increasingly doubtful whether its business model is sustainable. <sup>19</sup></p>
<p>Uber’s challenge is to keep both drivers and riders happy. If it raises prices it loses riders and if it keeps them low then driver retention becomes a challenge. Much of the early enthusiasm for the company assumed that this balancing act was solvable because of the huge efficiency increases that Uber was bringing to the industry, helping riders and drivers find each other and eliminating idle time for drivers. The enthusiasm peaked with a 2014 report in the Washington Post suggesting that some Uber drivers were earning $90,000 a year, <sup>20</sup> but that story quickly vanished and now the stories are far more often about drivers earning less than minimum wage, or facing financial difficulties because they are unable to keep up payments on a leased car. <sup>21</sup></p>
<p>So far Uber has solved its problem by throwing money at it. Uber subsidises rides by providing enticements to the drivers, burning through billions of dollars of capital while looking with increasing desperation for a profitable business model.</p>
<p>Recent reports from New York City suggest that Uber and Lyft cars are empty for at least as much of the time as the traditional “yellow cabs”.<sup>22</sup> This is not the case everywhere, but it suggests that efficiency in its current market is not likely to drive profitability. Maybe squeezing more out of drivers will be a way to do it? Uber is investing in dynamic pricing, driver incentives, and a myriad of other techniques for taking more out of every rider’s dollar <sup>23</sup>, but we should not be too quick to assume they will succeed. It remains possible that Uber is a blip.</p>
<p>Meanwhile, Airbnb is profitable, but that is a low bar to reach for a company valued at $31 Billion, whose repeated attempts to break into “whole trip” planning and business travel have been unsuccessful.</p>
<p>Still, both these companies have shown that rapid and global growth is possible. They have done so at the cost of continual controversy in cities around the world where they have become popular. There are many different controversies, but many have a common origin. We highlighted the need for Sharing Economy companies to have a “zero marginal cost” model, but that model relies on the company itself not having significant new expenses for each service provider or each transaction. And it has become clear that “zero marginal cost” is not a feature of the technology alone, it also depends on the laws that govern the company’s actions.</p>
<p>Sharing Economy companies present themselves in their terms and conditions as a marketplace. Uber’s user agreement, for example, says “Your ability to obtain transportation… through the use of The Services does not establish Uber as a provider of transportation, logistics or delivery services or as a transportation carrier”. The assertion is that the exchange itself, and anything that may go wrong with it, is between the consumer and the service provider, not the consumer and Uber. Other sharing economy companies present themselves in the same way. Financially, this gets them off the hook for liability and other problems, and they have relied on a particular American law to sustain this position. Section 230 of the “Communications Decency Act” includes this phrase:</p>
<blockquote class="blockquote">
<p>No provider… of an interactive computer service shall be treated as the publisher or speaker of any information provided by another information content provider.</p>
</blockquote>
<p>These sentences were written with web sites like YouTube in mind. The hosting platform itself was protected from liability for the actions of the users on the site. If someone uploads illegal videos to YouTube, YouTube is at least partially protected from responsibility.</p>
<p>Whether Section 230 to the Sharing Economy is still in dispute. The European Court of Justice recently ruled that Uber may not qualify for this kind of protection:</p>
<blockquote class="blockquote">
<p>The service provided by Uber is more than an intermediation service… The ride-booking company must be classified as ‘a service in the field of transport.’ <sup>24</sup></p>
</blockquote>
<p>In 2016 a London tribunal judge was even more direct:</p>
<blockquote class="blockquote">
<p>The notion that&nbsp;Uber&nbsp;in London is a mosaic of 30,000 small businesses linked by a common ‘platform’ is to our minds faintly ridiculous. <sup>25</sup></p>
</blockquote>
<p>The end result will not be a simple outcome, as it depends on laws in different jurisdictions and will vary from company to company. But the impacts are huge: all kinds of disputes surrounding these companies focus on their responsibility for some aspects of their business that they are trying to avoid. Here is a brief list:</p>
<ul>
<li><p>Are Uber drivers employees? Their flexibility suggests not, but that is not the only criterion for employment: many jurisdictions also weigh independence while on the job as a criterion, and Uber drivers do not set their own prices, do not get to select riders, and have many small controls over how they do their job. Many would say that full-time Uber drivers, which is a large part of the overall business, should qualify for many of the benefits that employees get. This would add significantly to Uber’s costs, and present them with even more financial problems. <sup>26</sup></p></li>
<li><p>In the same way, Airbnb maintains that it is not responsible if its hosts break the law or break their tenancy agreements in offering their space for rent, but the company also makes it very difficult for cities to go after hosts because Airbnb does not, in general, share host information with the cities where it operates. <sup>27</sup> Again, the outcome of this dispute will have a real effect on Airbnb’s cost structure.</p></li>
<li><p>While Brian Chesky was confident that his rating systems could solve consumer protection problems, it has turned out that there are many that ratings cannot address. <sup>28</sup> Whether it is providing a usable complaint system, ensuring vehicle safety, ensuring the safety of Airbnb apartments, so far the Sharing Economy companies have avoided many of the costs that other providers of commercial services have to undertake. To the extent that they have to take on the cost of things going wrong for consumers, the zero-marginal cost model will vanish.</p></li>
<li><p>As all the transactions on the platform go through the Internet, both companies have set up shell structures so that they are routed through subsidiaries in tax-friendly jurisdictions. <sup>29</sup> By not paying into the tax base of the cities where they operate, the companies are essentially parasitic on cities.</p></li>
<li><p>There are also many aspects of running cities that governments care about, from road congestion to housing affordability, where there have been continual disputes about the responsibility of the platform companies. Airbnb has long promoted a vision of openness and authenticity, promising that you could “live like a local”, but in some of their biggest markets the locals have not been so happy about it: Paris neighbourhoods have been losing population, Barcelona has said “bring refugees, keep out tourists”. Managing tourism effectively is a matter of balance, and cities are becoming increasingly assertive in their dealings with Airbnb.</p></li>
</ul>
<p>The lesson from all these disputes is that the business model of new technology companies is not dictated solely by the technology itself, it also reflects the responsibilities we expect companies – particularly large global companies – to accept in order to operate.</p>
<p>It has been interesting to watch cities become more assertive over time. When Airbnb and Uber appeared on the scene full of brash promises, they were intimidated by the challenge to get on board with the future or be left behind, especially when the platforms could mobilize thousands of happy customers and service providers to lobby on their behalf. But now cities are realizing that some problems are shared, and that they have choices beyond “take it or leave it”. Major tourist cities are now regularly talking to each other about their successes and failures when dealing with Airbnb, for example, and out of this is growing a new set of rules that balance the interests of tourists with those of the citizens in the places they visit.</p>
<p>If the “zero marginal cost” model is shaped by laws as much as by technology, it raises the question of who builds the future? The debates around the Sharing Economy mirror earlier debates that have grown around technological innovation, from the industrial revolution on. Changes are one part technological, and one part social, and getting the social arrangements right is just as important for a healthy future as getting the technology right. Those in the 19<sup>th</sup> century who fought for child labour protections or the forty hour working week or the vote were just as much a part of building the future as the new industrialists and inventors.</p>
<p>It’s the same today. Technology will be a part of the changes that shape the lives of our children, but so too will the legal and social changes that surround them. So an understanding of history, of economics, of society and what a good society needs is just as important as developing a new twist on an artificial intelligence algorithm when it comes to shaping the future. Educators in particular play an important role in ensuring the next generation has the critical faculties and understanding of society that is going to be needed to ensure they have a healthy planet and a healthy relationship with our computational future.</p>
<p>The future of transport and travel is not being made only by the technology companies, it is being made in city government offices around the world. It will be made not just by today’s computer science students, but by our economics students and business students as well.</p>


</section>


<div id="quarto-appendix" class="default"><section id="footnotes" class="footnotes footnotes-end-of-document"><h2 class="anchored quarto-appendix-heading">Footnotes</h2>

<ol>
<li id="fn1"><p>Rachel Botsman and Roo Rogers, <em>What’s Mine Is Yours: The Rise of Collaborative Consumption</em> (Harper Business, 2010).↩︎</p></li>
<li id="fn2"><p>Airbnb, ‘Fast Facts’, <em>Airbnb Press Room</em>, 2018 &lt;https://press.airbnb.com/en-uk/fast-facts/&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn3"><p>‘InterContinental Hotels Group’, <em>Wikipedia</em>, 2018 &lt;https://en.wikipedia.org/w/index.php?title=InterContinental_Hotels_Group&amp;oldid=869295066&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn4"><p>Crunchbase, ‘TaskRabbit’, <em>CrunchBase</em> &lt;https://www.crunchbase.com/organization/taskrabbit&gt; [accessed 19 June 2015].↩︎</p></li>
<li id="fn5"><p>Ellen MacArthur Foundation, ‘What Is a Circular Economy? | Ellen MacArthur Foundation’, 2017 &lt;https://www.ellenmacarthurfoundation.org/circular-economy/concept&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn6"><p>Lisa Gansky, <em>The Mesh: Why the Future of Business Is Sharing</em> (Portfolio / Penguin, 2010).↩︎</p></li>
<li id="fn7"><p>World Economic Forum, ‘Collaboration in Cities: From Sharing to “Sharing Economy”’, <em>World Economic Forum</em>, 2017 &lt;https://www.weforum.org/whitepapers/collaboration-in-cities-from-sharing-to-sharing-economy/&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn8"><p>Toronto Tool Library, ‘Toronto Tool Library – Access | Share | Innovate’ &lt;https://torontotoollibrary.com/&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn9"><p>Rachel Botsman, ‘The Case for Collaborative Consumption (TED Talk)’, 2010 &lt;https://www.ted.com/talks/rachel_botsman_the_case_for_collaborative_consumption?language=en&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn10"><p>Thomas L. Friedman, ‘And Now for a Bit of Good News . . .’, <em>The New York Times</em>, 19 July 2014 &lt;http://www.nytimes.com/2014/07/20/opinion/sunday/thomas-l-friedman-and-now-for-a-bit-of-good-news.html&gt; [accessed 29 June 2015].↩︎</p></li>
<li id="fn11"><p>David Brooks, ‘The Evolution of Trust’, <em>The New York Times</em>, 30 June 2014 &lt;http://www.nytimes.com/2014/07/01/opinion/david-brooks-the-evolution-of-trust.html&gt; [accessed 29 June 2015].↩︎</p></li>
<li id="fn12"><p>Paul Graham, ‘Do Things That Don’t Scale’ &lt;http://paulgraham.com/ds.html&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn13"><p>Jessica Pressler, ‘“Let’s, Like, Demolish Laundry”’, <em>New York Magazine</em>, 21 May 2014 &lt;https://nymag.com/news/features/laundry-apps-2014-5/&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn14"><p>Brian Chesky, ‘Interviewed by Sara Lacy, Reported in Skift’, <em>Skift</em>, 11 January 2013 &lt;http://skift.com/2013/01/11/airbnb-responds-to-illegal-rentals-story-first-of-all-its-not-illegal-everywhere/&gt;.↩︎</p></li>
<li id="fn15"><p>Richard Barbrook and Andy Cameron, ‘The Californian Ideology’, <em>Mute</em>, August 1995 &lt;http://www.imaginaryfutures.net/2007/04/17/the-californian-ideology-2/&gt; [accessed 3 July 2015].↩︎</p></li>
<li id="fn16"><p>Sarah Kessler, ‘The “Sharing Economy” Is Dead, And We Killed It’, <em>Fast Company</em>, 14 September 2015 &lt;https://www.fastcompany.com/3050775/the-sharing-economy-is-dead-and-we-killed-it&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn17"><p>Kevin Roose, ‘Does Silicon Valley Have a Contract-Worker Problem?’, <em>New York Magazine</em>, 2014 &lt;http://nymag.com/daily/intelligencer/2014/09/silicon-valleys-contract-worker-problem.html&gt; [accessed 19 June 2015].↩︎</p></li>
<li id="fn18"><p>Paayal Zaveri and Deirdre Bosa, ‘Uber Earnings Q3 2018 (Self-Reported)’, <em>CNBC</em>, 2018 &lt;https://www.cnbc.com/2018/11/14/uber-earnings-q3-2018-self-reported.html&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn19"><p>Hubert Horan, <em>Will the Growth of Uber Increase Economic Welfare?</em> (Rochester, NY: Social Science Research Network, 14 September 2017) &lt;https://papers.ssrn.com/abstract=2933177&gt; [accessed 20 September 2018].↩︎</p></li>
<li id="fn20"><p>Matt McFarland, ‘Uber’s Remarkable Growth Could End the Era of Poorly Paid Cab Drivers’, <em>The Washington Post</em>, 27 May 2014 &lt;http://www.washingtonpost.com/blogs/innovations/wp/2014/05/27/ubers-remarkable-growth-could-end-the-era-of-poorly-paid-cab-drivers/&gt; [accessed 23 May 2015].↩︎</p></li>
<li id="fn21"><p>Caroline O’Donovan and Jeremy Singer-Vine, ‘How Much Uber Drivers Actually Make Per Hour’, <em>Buzzfeed News</em>, 22 June 2016 &lt;https://www.buzzfeednews.com/article/carolineodonovan/internal-uber-driver-pay-numbers&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn22"><p>Bruce Schaller, <em>The New Automobility: Lyft, Uber and the Future of American Cities</em>, 25 July 2018 &lt;http://www.schallerconsult.com/rideservices/automobility.htm&gt; [accessed 20 September 2018].↩︎</p></li>
<li id="fn23"><p>Alex Rosenblat, <em>Uberland: How Algorithms Are Rewriting the Rules of Work</em> (University of California Press, 2018) &lt;https://www.ucpress.edu/book/9780520298576/uberland&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn24"><p>Mark Scott, ‘Uber Is a Transportation Company, Europe’s Highest Court Rules’, <em>Politico</em>, 2017 &lt;https://www.politico.eu/article/uber-ecj-ruling/&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn25"><p>Arjun Kharpal, ‘Uber UK Employment Tribunal on Drivers’ Rights: All You Need to Know’, <em>CNBC</em>, 2017 &lt;https://www.cnbc.com/2017/09/27/uber-uk-employment-tribunal-drivers-rights-all-you-need-to-know.html&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn26"><p>Jeremias Prassl, <em>Humans as a Service: The Promise and Perils of Work in the Gig Economy</em> (Oxford University Press, 2018) &lt;https://global.oup.com/academic/product/humans-as-a-service-9780198797012?cc=gb&amp;lang=en&amp;&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn27"><p>Benjamin G. Edelman and Abbey Stemler, <em>From the Digital to the Physical: Federal Limitations on Regulating Online Marketplaces</em> (Rochester, NY: Social Science Research Network, 31 January 2018) &lt;https://papers.ssrn.com/abstract=3106383&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn28"><p>Abbey Stemler, <em>Feedback Loop Failure: Implications for the Self-Regulation of the Sharing Economy</em> (Rochester, NY: Social Science Research Network, 1 April 2016) &lt;https://papers.ssrn.com/abstract=2754768&gt; [accessed 27 November 2018].↩︎</p></li>
<li id="fn29"><p>Brian O’Keefe and Marty Jones, ‘How Uber Plays the Tax Shell Game’, <em>Fortune</em>, 22 October 2015 &lt;http://fortune.com/2015/10/22/uber-tax-shell/&gt; [accessed 29 November 2015].↩︎</p></li>
</ol>
</section></div> ]]></description>
  <category>Essays</category>
  <guid>https://tomslee.net/essays/2018-11-23_rise_and_fall/</guid>
  <pubDate>Fri, 23 Nov 2018 05:00:00 GMT</pubDate>
  <media:content url="https://tomslee.net/essays/2018-11-23_rise_and_fall/Hotel_Victoria-Jungfrau.jpg" medium="image" type="image/jpeg"/>
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  <title>Transport: time for cities to lead</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/posts/2018-elpais-transport/</link>
  <description><![CDATA[ 





<p><em>Tom Slee, September 19, 2018, El País Series on Shared Mobility</em></p>
<p>I learned a lesson a few weeks ago, when I spent a weekend in Montreal. Long a bicycle-mad city, its nine-year-old Bixi ride-share program is well used and convenient, with over 6,000 bikes sprinkled around its 500 docks throughout the city.<sup>1</sup> But what really makes the difference is not so much the bikes themselves, or the docks, or the payment system, as the separate bike lanes and 700 km of cycle paths that make it safe to cycle around.<sup>2</sup> Without investment in infrastructure, the bikes themselves would not make much difference.</p>
<p>The same goes in the Netherlands: the Dutch own more bicycles per person than any other country in the world, and almost a quarter of the Dutch population cycles every day.<sup>3</sup> In Amsterdam there are twice as many bikes as cars on the street during rush hour. And the reason is the roads: 35,000 km of dedicated cycling infrastructure (separate lanes) and a low speed limit.</p>
<p>Infrastructure innovations make a difference. And while bicycles may not be the future of transport, the lesson applies to other forms of big city transport. It’s a lesson worth keeping in mind with the flood of transport stories that is coming from the technology industry.</p>
<p>Uber has changed the way many people get around cities. And Uber’s success has produced imitators; a whole generation of technology-inspired transport visions from Silicon Valley and from China. Shared bikes (docked and now dockless) and motorized scooters share the headlines with pooled ridesharing, Elon Musk’s tunnels and driverless cars as the transport of the future. It can seem that transit innovation is coming from technology companies and not from cities. But appearances can be deceptive and in this case they are. It is cities (city governments and citizens) who will shape the transit of the future, and they should look to each other for inspiration rather than to Uber and Tesla. Because the challenge is not so much about vehicles as about space: not so much about cars as about roads.</p>
<p>When Uber moved from being a status-conscious “everybody’s private driver” to being a mode of mass transit, it promised a sustainable future. We would need less parking space and would live more economically as private cars faded away; replaced by transport as reliable as running water. And they would help cities be more efficient by sharing their traffic flow data, helping to optimize the use of our roads. But while Uber has grown rapidly year on year, it is not a template for healthy transit futures.</p>
<p>One reason is that, remarkably, Uber continues to be unprofitable. With every quarter’s financial results the path to profitability seems less certain. Maybe Uber has grown not just because of its revolutionary application, but because it subsidizes car rides.<sup>4</sup> Sooner or later, it is going to have to make a profit; for commuters, cost matters, and the idea that everyone can ride an Uber to work may not make economic sense in the long run.</p>
<p>A second reason is that Uber is increasingly leading to congestion.<sup>5</sup> In major cities, Uber is competing with more space-efficient mass transit, not complementing it as it promised. New York City is the best studied city, where 60,000 Uber and Lyft vehicles are slowing the traffic by about 30%. These vehicles spending as much time driving empty as a regular yellow cab, despite the high-tech matching algorithms, and put 2.8 new miles on the road for each mile of personal driving removed.<sup>6</sup> Even the shared services such as Uber Pool have similar statistics. This is no way to build a sustainable transport infrastructure, and self-driving vehicles would have exactly the same problem. Smartphones are part of our present and our future, but they won’t fix traffic.</p>
<p>For more important innovation, look to Mexico City: since it pioneered its Bus Rapid Transit (BRT) with dedicated lanes and frequent service, its steadily growing fleet (now over 700 buses) move 1.8 million people a day.<sup>7</sup> In New York City Uber provides 6 rides per vehicle every day; in Mexico City the BRT provides 2500 rides per vehicle. Other forms of mass transit are similar: in London, 2 million people per day ride on about 700 tube trains for over 2000 rides per vehicle. When it comes to moving lots of people in a big city, mass transit is the way. Congestion, as traffic expert Jarrett Walker likes to say, is a matter of urban geometry.<sup>8</sup></p>
<p>If we are looking to a future of bigger cities, denser city centres, then we need to make mass transit cool again, and throw off its shabby image (especially in North America). It will be investment in roads, paths, and buses that will improve our cities, and those will come from city governments looking to each other, learning from each other’s innovations and experimenting with new variations. When it comes to transit, the ballot box is a more important technology of change than the smartphone.</p>




<div id="quarto-appendix" class="default"><section id="footnotes" class="footnotes footnotes-end-of-document"><h2 class="anchored quarto-appendix-heading">Footnotes</h2>

<ol>
<li id="fn1"><p>“BIXI Montréal.”↩︎</p></li>
<li id="fn2"><p>Bruemmer, “Montreal’s Bike Path Network: Mind the Gaps.”↩︎</p></li>
<li id="fn3"><p>“Dutch Cycling Figures | BICYCLE DUTCH.”↩︎</p></li>
<li id="fn4"><p>Horan, “Will the Growth of Uber Increase Economic Welfare?”↩︎</p></li>
<li id="fn5"><p>LeBlanc, “Studies Are Increasingly Clear.”↩︎</p></li>
<li id="fn6"><p>Schaller, “The New Automobility: Lyft, Uber and the Future of American Cities”; Schaller, “Unsustainable? The Growth of App-Based Ride Services and Traffic, Travel and the Future of New York City.”↩︎</p></li>
<li id="fn7"><p>“Mexico City Metrobús.”↩︎</p></li>
<li id="fn8"><p>Walker, “Does Elon Musk Understand Urban Geometry?”↩︎</p></li>
</ol>
</section></div> ]]></description>
  <category>Essays</category>
  <guid>https://tomslee.net/posts/2018-elpais-transport/</guid>
  <pubDate>Wed, 19 Sep 2018 04:00:00 GMT</pubDate>
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  <title>Airbnb data collection: announcement</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/posts/2017-10-09-airbnb-data-collection-announcement/</link>
  <description><![CDATA[ 





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<pre><code>            I've been doing the Airbnb data collection thing for about four years now, off and on, with my first post being on&nbsp;[October 19, 2013](http://tomslee.net/2013/10/notes-on-airbnbs-new-york-business.html).</code></pre>
<p>It’s been interesting, rewarding, and useful for quite a few people, and I think it has helped to push the debate on Airbnb forward in some cases. But there is a time for every season and I think this effort has done what it can, and it’s time to move on.&nbsp;I’ll continue until the end of the year, and I’ll complete any commitments I have made to individuals and groups, but as of the end of the year I will stop running regular data collections.</p>
<p>A few notes / reasons:</p>
<ul>
<li><p>I’ve already fallen behind on responding to requests, and I won’t be taking more.</p></li>
<li><p>My code is on github (https://github.com/tomslee/airbnb-data-collection) for anyone who wants to continue and the bulk of the data I have collected will remain at&nbsp;http://tomslee.net/airbnb-data-collection-get-the-data. It could be much better, but it’s there.</p></li>
<li><p>Others are doing a better job of making public data accessible (including the excellent Murray Cox at <a href="http://insideairbnb.com">Inside Airbnb</a> obviously).</p></li>
<li><p>People doing serious research tend to roll their own (it’s not rocket science) or go to commercial outfits like AirDNA who collect more detail.</p></li>
<li><p>Cities looking for a partner in managing short-term rentals may consider groups like Host Compliance https://hostcompliance.com.</p></li>
</ul>
<p>Thanks for the feedback and contributions, and all the fascinating conversations I’ve had through this project. Onwards and upwards…</p>



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  <category>blog archive</category>
  <guid>https://tomslee.net/posts/2017-10-09-airbnb-data-collection-announcement/</guid>
  <pubDate>Mon, 09 Oct 2017 23:06:02 GMT</pubDate>
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  <title>At the Boston Review: “Silicon Valley to Liberal Arts Majors: We Want You”</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/posts/2017-06-19-at-the-boston-review-silicon-valley-to-liberal-arts-majors-we-want-you/</link>
  <description><![CDATA[ 





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<pre><code>            I have a book review / essay up at the Boston Review. Titled "[Silicon Valley to Liberal Arts Majors: We Want You](http://bostonreview.net/science-nature/tom-slee-silicon-valley-liberal-arts-majors-we-want-you)" it is a review of two books:&nbsp;_The Fuzzy and the Techie: Why the Liberal Arts Will Rule the Digital World &nbsp;_by&nbsp;Scott Hartley and&nbsp;_What Algorithms Want: Imagination in the Age of Computing_ by&nbsp;Ed Finn.</code></pre>
<p>The beginning:</p>
<blockquote class="blockquote">
<blockquote class="blockquote">
<p>If you are a student of the liberal arts, is there a place for you in our increasingly-digital world? Not really, according to many. Bill Gates thinks your programs should be cut in favor of STEM subjects, his fellow tech-billionaire Vinod Khosla says “little of the material taught in liberal arts programs today is relevant to the future,” and Marc Andreesen says you will end up working in a shoe store. Maybe you should just learn to code.</p>
</blockquote>
<blockquote class="blockquote">
<p>Tech billionaires claim that fuzzies—students of the liberal arts and social sciences—are doomed to working in shoe stores, but two new books pin the future of tech on them.</p>
</blockquote>
<blockquote class="blockquote">
<p>Or maybe not. Two new books make a case that the technology industry can no longer be driven purely by software engineer hackers, and that you have a critical role to play in guiding it in more ethical and humane directions. That said, their authors differ dramatically about what that role is. Scott Hartley wants you to bring your skills and insights to the world of technology startups, to unlock the full potential of technological innovation. Ed Finn, on the other hand, seeks to hold the technology industry to account: he believes we need “more readers, more critics,” posing questions about who technology serves, and to what ends…</p>
</blockquote>
</blockquote>
<p>A few notes:</p>
<ul>
<li><p>The essay benefited greatly from editing by Deb Chasman and Adam McGee.</p></li>
<li><p>It has been repeatedly tweeted by the account of the book “The Fuzzy and the Techie”. I can’t work out if they didn’t actually read it, or if they just think any publicity is good publicity, or if I was kinder on the book than I intended to be.</p></li>
<li><p>“Liberal Arts”. Is that purely an American thing now? I sometimes can’t tell any more. And sometimes it includes natural scientists, sometimes the meaning seems more narrow. At any rate, I wrote the review not really knowing precisely what it means.</p></li>
</ul>



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  <category>blog archive</category>
  <guid>https://tomslee.net/posts/2017-06-19-at-the-boston-review-silicon-valley-to-liberal-arts-majors-we-want-you/</guid>
  <pubDate>Mon, 19 Jun 2017 04:42:08 GMT</pubDate>
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  <title>Airbnb Data Collection: Get the Data</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/posts/2019-04-27_get_the_data/</link>
  <description><![CDATA[ 





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<p>Each link downloads a zip file of the data for a named city or region. The zip file holds one or more csv files. Each csv file represents a single “survey” or “scrape” of the Airbnb web site for that city. The data is collected from the public Airbnb web site without logging in and the code I use is available on <a href="https://github.com/tomslee/airbnb-data-collection">GitHub</a>.</p>
<p>Here is the data provided for each listing. Please note that while other data can be collected from the site, and while other sites (especially the excellent Inside Airbnb) collect richer data about the host and the details of each listing, I have no plans to expand the scope at the moment:</p>
<ul>
<li>room_id: A unique number identifying an Airbnb listing. The listing has a URL on the Airbnb web site of http://airbnb.com/rooms/room_id</li>
<li>host_id: A unique number identifying an Airbnb host. The host’s page has a URL on the Airbnb web site of http://airbnb.com/users/show/host_id</li>
<li>room_type: One of “Entire home/apt”, “Private room”, or “Shared room” borough: A subregion of the city or search area for which the survey is carried out. The borough is taken from a shapefile of the city that is obtained independently of the Airbnb web site. For some cities, there is no borough information; for others the borough may be a number. If you have better shapefiles for a city of interest, please send them to me.</li>
<li>neighborhood: As with borough: a subregion of the city or search area for which the survey is carried out. For cities that have both, a neighbourhood is smaller than a borough. For some cities there is no neighbourhood information.</li>
<li>reviews: The number of reviews that a listing has received. Airbnb has said that 70% of visits end up with a review, so the number of reviews can be used to estimate the number of visits. Note that such an estimate will not be reliable for an individual listing (especially as reviews occasionally vanish from the site), but over a city as a whole it should be a useful metric of traffic.</li>
<li>overall_satisfaction: The average rating (out of five) that the listing has received from those visitors who left a review.</li>
<li>accommodates: The number of guests a listing can accommodate.</li>
<li>bedrooms: The number of bedrooms a listing offers.</li>
<li>price: The price (in $US) for a night stay. In early surveys, there may be some values that were recorded by month.</li>
<li>minstay: The minimum stay for a visit, as posted by the host.</li>
<li>latitude and longitude: The latitude and longitude of the listing as posted on the Airbnb site: this may be off by a few hundred metres. I do not have a way to track individual listing locations with</li>
<li>last_modified: the date and time that the values were read from the Airbnb web site.</li>
</ul>
<p>The first line of the CSV file holds the column headings.</p>
<p>Here are the cities, the survey dates, and a link to download each zip file.</p>
<section id="aarhus" class="level3">
<h3 class="anchored" data-anchor-id="aarhus">Aarhus</h3>
<p>Survey dates: 2016-10-28 (2258 listings), 2016-11-26 (1900 listings), 2017-01-21 (2167 listings), 2017-02-21 (2295 listings), 2017-03-30 (2323 listings), 2017-04-18 (2398 listings), 2017-04-28 (2360 listings), 2017-05-15 (2437 listings), 2017-06-19 (2802 listings), 2017-07-28 (3142 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/aarhus.zip">Download zip file</a></p>
</section>
<section id="alpes-maritime" class="level3">
<h3 class="anchored" data-anchor-id="alpes-maritime">Alpes Maritime</h3>
<p>Survey dates: 2016-09-06 (24868 listings), 2017-01-28 (25888 listings), 2017-02-26 (26707 listings), 2017-04-24 (26057 listings), 2017-06-19 (28554 listings), 2017-07-12 (32343 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/alpes_maritime.zip">Download zip file</a></p>
</section>
<section id="amsterdam" class="level3">
<h3 class="anchored" data-anchor-id="amsterdam">Amsterdam</h3>
<p>Survey dates: 2014-05-24 (5645 listings), 2014-08-30 (6840 listings), 2015-01-19 (7693 listings), 2015-03-17 (7807 listings), 2015-12-16 (9850 listings), 2016-05-31 (13360 listings), 2016-08-04 (15314 listings), 2016-12-15 (17018 listings), 2017-01-18 (16871 listings), 2017-02-17 (16542 listings), 2017-03-27 (16362 listings), 2017-04-24 (17037 listings), 2017-05-12 (17201 listings), 2017-06-15 (17795 listings), 2017-07-22 (18723 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/amsterdam.zip">Download zip file</a></p>
</section>
<section id="anchorage" class="level3">
<h3 class="anchored" data-anchor-id="anchorage">Anchorage</h3>
<p>Survey dates: 2016-05-13 (447 listings), 2017-03-10 (728 listings), 2017-04-12 (764 listings), 2017-05-22 (842 listings), 2017-06-24 (932 listings), 2017-07-20 (969 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/anchorage.zip">Download zip file</a></p>
</section>
<section id="asheville" class="level3">
<h3 class="anchored" data-anchor-id="asheville">Asheville</h3>
<p>Survey dates: 2016-09-10 (757 listings), 2016-12-26 (799 listings), 2017-03-10 (783 listings), 2017-04-12 (788 listings), 2017-05-14 (810 listings), 2017-06-24 (848 listings), 2017-07-20 (854 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/asheville.zip">Download zip file</a></p>
</section>
<section id="asturias" class="level3">
<h3 class="anchored" data-anchor-id="asturias">Asturias</h3>
<p>Survey dates: 2017-07-02 (1225 listings), 2017-07-26 (1327 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/asturias.zip">Download zip file</a></p>
</section>
<section id="auckland" class="level3">
<h3 class="anchored" data-anchor-id="auckland">Auckland</h3>
<p>Survey dates: 2016-08-19 (4590 listings), 2016-12-26 (6103 listings), 2017-01-16 (6230 listings), 2017-02-12 (6507 listings), 2017-03-25 (7384 listings), 2017-04-13 (7889 listings), 2017-04-22 (8010 listings), 2017-05-10 (8487 listings), 2017-06-14 (8847 listings), 2017-07-19 (8815 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/auckland.zip">Download zip file</a></p>
</section>
<section id="barcelona" class="level3">
<h3 class="anchored" data-anchor-id="barcelona">Barcelona</h3>
<p>Survey dates: 2014-05-20 (10441 listings), 2014-09-04 (10413 listings), 2015-01-14 (12467 listings), 2015-04-29 (10468 listings), 2015-11-06 (14012 listings), 2016-05-30 (17154 listings), 2016-07-25 (19145 listings), 2016-08-28 (18953 listings), 2016-10-22 (16383 listings), 2016-12-10 (15148 listings), 2017-01-18 (17153 listings), 2017-02-18 (17269 listings), 2017-03-27 (17385 listings), 2017-04-15 (17448 listings), 2017-04-24 (17572 listings), 2017-05-12 (17775 listings), 2017-06-15 (18558 listings), 2017-07-23 (18838 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/barcelona.zip">Download zip file</a></p>
</section>
<section id="belgium" class="level3">
<h3 class="anchored" data-anchor-id="belgium">Belgium</h3>
<p>Survey dates: 2016-12-30 (15711 listings), 2017-01-29 (15761 listings), 2017-02-28 (15695 listings), 2017-04-26 (15980 listings), 2017-06-19 (17093 listings), 2017-07-14 (17651 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/belgium.zip">Download zip file</a></p>
</section>
<section id="berlin" class="level3">
<h3 class="anchored" data-anchor-id="berlin">Berlin</h3>
<p>Survey dates: 2014-05-18 (7789 listings), 2015-01-19 (11553 listings), 2015-07-04 (12903 listings), 2015-11-07 (14132 listings), 2015-11-30 (14922 listings), 2016-05-01 (16135 listings), 2016-05-29 (8490 listings), 2016-08-30 (15680 listings), 2016-10-09 (16540 listings), 2016-12-15 (18551 listings), 2017-01-01 (18684 listings), 2017-01-17 (18312 listings), 2017-02-16 (18473 listings), 2017-03-26 (18999 listings), 2017-04-23 (19528 listings), 2017-05-11 (19681 listings), 2017-06-15 (20415 listings), 2017-07-21 (21864 listings25 (2443 listings), 2017-02-12 (2565 listings), 2017-03-11 (2580 listings), 2017-04-10 (2634 listings), 2017-05-08 (2645 listings), 2017-06-10 (2721 listings), 2017-07-10 (2954 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/calgary.zip">Download zip file</a></p>
</section>
<section id="cambridge-ma" class="level3">
<h3 class="anchored" data-anchor-id="cambridge-ma">Cambridge MA</h3>
<p>Survey dates: 2016-09-30 (1442 listings), 2017-03-10 (1694 listings), 2017-04-12 (1713 listings), 2017-05-14 (1765 listings), 2017-06-24 (1825 listings), 2017-07-20 (1809 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/cambriddates:%202016-07-10%20(2437%20listings),%202016-11-07%20(2222%20listings),%202017-01-30%20(2673%20listings),%202017-03-01%20(2743%20listings),%202017-04-27%20(2925%20listings),%202017-05-18%20(3045%20listings),%202017-06-19%20(3358%20listings),%202017-07-16%20(3582%20listings)%3C/p%3E%0A%3Cp%3E%3Ca%20href=">Download zip file</a></p>
</section>
<section id="florence" class="level3">
<h3 class="anchored" data-anchor-id="florence">Florence</h3>
<p>Survey dates: 2015-10-11 (5309 listings), 2015-11-02 (6175 listings), 2015-12-20 (6583 listings), 2016-01-07 (6698 listings), 2016-08-05 (8553 listings), 2016-09-12 (8525 listings), 2016-12-26 (8702 listings), 2017-01-24 (8725 listings), 2017-02-22 (8753 listings), 2017-04-04 (8945 listings), 2017-04-29 (9198 listings), 2017-05-19 (9215 listings), 2017-06-22 (9394 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/florence.zip">Download zip file</a></p>
</section>
<section id="frankfurt" class="level3">
<h3 class="anchored" data-anchor-id="frankfurt">Frankfurt</h3>
<p>Survey dates: 2016-03-27 (1580 listings), 2016-08-21 (1717 listings), 2016-12-26 (1944 listings), 2017-01-23 (1910 listings), 2017-02-22 (1968 listings), 2017-04-02 (1998 listings), 2017-04-28 (2134 listings), 2017-05-18 (1957 listings), 2017-06-22 (1995 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/frankfurt.zip">Download zip file</a></p>
</section>
<section id="geneva" class="level3">
<h3 class="anchored" data-anchor-id="geneva">Geneva</h3>
<p>Survey dates: 2014-11-26 (702 listings), 2016-08-09 (666 listings), 2017-01-23 (1663 listings), 2017-03-10 (1676 listings), 2017-04-12 (1738 listings), 2017-05-14 (1782 listings), 2017-06-24 (1849 listings), 2017-07-20 (1954 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/geneva.zip">Download zip file</a></p>
</section>
<section id="girona" class="level3">
<h3 class="anchored" data-anchor-id="girona">Girona</h3>
<p>Survey dates: 2017-05-13 (393 listings), 2017-06-04 (403 listings), 2017-06-23 (410 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/girona.zip">Download zip file</a></p>
</section>
<section id="granada" class="level3">
<h3 class="anchored" data-anchor-id="granada">Granada</h3>
<p>Survey dates: 2017-07-06 (3565 listings), 2017-07-25 (3595 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/granada.zip">Download zip file</a></p>
</section>
<section id="groningen" class="level3">
<h3 class="anchored" data-anchor-id="groningen">Groningen</h3>
<p>Survey dates: 2016-03-18 (382 listings), 2016-03-28 (386 listings), 2016-12-26 (533 listings), 2017-01-24 (588 listings), 2017-02-22 (607 listings), 2017-04-04 (610 listings), 2017-04-29 (648 listings), 2017-05-19 (645 listings), 2017-06-22 (706 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/groningen.zip">Download zip file</a></p>
</section>
<section id="helsinki" class="level3">
<h3 class="anchored" data-anchor-id="helsinki">Helsinki</h3>
<p>Survey dates: 2016-05-07 (1971 listings), 2016-12-26 (2742 listings), 2017-01-23 (2733 listings), 2017-04-02 (2792 listings), 2017-04-28 (2932 listings), 2017-05-18 (2936 listings), 2017-06-22 (3191 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/helsinki.zip">Download zip file</a></p>
</section>
<section id="houston" class="level3">
<h3 class="anchored" data-anchor-id="houston">Houston</h3>
<p>Survey dates: 2017-04-30 (7758 listings), 2017-05-08 (7712 listings), 2017-06-11 (7677 listings), 2017-07-13 (7559 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/houston.zip">Download zip file</a></p>
</section>
<section id="hungary" class="level3">
<h3 class="anchored" data-anchor-id="hungary">Hungary</h3>
<p>Survey dates: 2017-02-24 (4507 listings), 2017-04-28 (10517 listings), 2017-05-19 (10605 listings), 2017-06-21 (11141 listings), 2017-07-18 (12139 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/hungary.zip">Download zip file</a></p>
</section>
<section id="iceland" class="level3">
<h3 class="anchored" data-anchor-id="iceland">Iceland</h3>
<p>Survey dates: 2016-07-29 (4768 listings), 2016-09-24 (5005 listings), 2016-10-25 (4993 listings), 2016-11-29 (5180 listings), 2016-12-22 (5573 listings), 2017-01-27 (5629 listings), 2017-02-26 (5820 listings), 2017-04-23 (6255 listings), 2017-05-14 (6496 listings), 2017-06-18 (6876 listings), 2017-07-12 (7117 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/iceland.zip">Download zip file</a></p>
</section>
<section id="jersey-city" class="level3">
<h3 class="anchored" data-anchor-id="jersey-city">Jersey City</h3>
<p>Survey dates: 2016-05-26 (1284 listings), 2016-12-26 (1538 listings), 2017-03-10 (1561 listings), 2017-04-12 (1647 listings), 2017-05-14 (1694 listings), 2017-06-24 (1808 listings), 2017-07-20 (1798 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/jersey_city.zip">Download zip file</a></p>
</section>
<section id="joshua-tree" class="level3">
<h3 class="anchored" data-anchor-id="joshua-tree">Joshua Tree</h3>
<p>Survey dates: 2016-05-27 (227 listings), 2016-11-06 (234 listings), 2017-03-10 (154 listings), 2017-04-12 (160 listings), 2017-05-14 (171 listings), 2017-06-24 (174 listings), 2017-07-20 (178 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/joshua_tree.zip">Download zip file</a></p>
</section>
<section id="kenya" class="level3">
<h3 class="anchored" data-anchor-id="kenya">Kenya</h3>
<p>Survey dates: 2017-05-12 (4420 listings), 2017-07-23 (4764 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/kenya.zip">Download zip file</a></p>
</section>
<section id="kitchener-waterloo" class="level3">
<h3 class="anchored" data-anchor-id="kitchener-waterloo">Kitchener Waterloo</h3>
<p>Survey dates: 2016-05-22 (262 listings), 2016-09-22 (274 listings), 2016-10-28 (282 listings), 2016-12-10 (346 listings), 2016-12-25 (326 listings), 2017-02-12 (353 listings), 2017-03-11 (343 listings), 2017-04-10 (349 listings), 2017-05-08 (366 listings), 2017-06-10 (382 listings), 2017-07-10 (388 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/kitchener_waterloo.zip">Download zip file</a></p>
</section>
<section id="lake-tahoe" class="level3">
<h3 class="anchored" data-anchor-id="lake-tahoe">Lake Tahoe</h3>
<p>Survey dates: 2017-05-08 (4365 listings), 2017-06-29 (4342 listings), 2017-07-25 (4403 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/lake_tahoe.zip">Download zip file</a></p>
</section>
<section id="las-vegas" class="level3">
<h3 class="anchored" data-anchor-id="las-vegas">Las Vegas</h3>
<p>Survey dates: 2017-02-25 (5268 listings), 2017-03-10 (5261 listings), 2017-04-12 (5520 listings), 2017-05-14 (5691 listings), 2017-06-24 (5823 listings), 2017-07-20 (5830 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/las_vegas.zip">Download zip file</a></p>
</section>
<section id="lenox" class="level3">
<h3 class="anchored" data-anchor-id="lenox">Lenox</h3>
<p>Survey dates: 2017-06-25 (81 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/lenox.zip">Download zip file</a></p>
</section>
<section id="lincoln-county" class="level3">
<h3 class="anchored" data-anchor-id="lincoln-county">Lincoln County</h3>
<p>Survey dates: 2016-04-27 (435 listings), 2017-03-11 (810 listings), 2017-04-12 (492 listings), 2017-05-15 (878 listings), 2017-06-24 (941 listings), 2017-07-20 (1190 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/lincoln_county.zip">Download zip file</a></p>
</section>
<section id="linkoping" class="level3">
<h3 class="anchored" data-anchor-id="linkoping">Linkoping</h3>
<p>Survey dates: 2016-08-02 (57 listings), 2017-03-11 (50 listings), 2017-04-12 (50 listings), 2017-05-15 (56 listings), 2017-06-24 (67 listings), 2017-07-20 (70 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/linkoping.zip">Download zip file</a></p>
</section>
<section id="lisbon" class="level3">
<h3 class="anchored" data-anchor-id="lisbon">Lisbon</h3>
<p>Survey dates: 2015-03-18 (5652 listings), 2016-03-20 (8968 listings), 2016-06-02 (10272 listings), 2016-09-12 (10998 listings), 2016-12-26 (11668 listings), 2017-01-21 (11654 listings), 2017-02-21 (11792 listings), 2017-03-30 (12045 listings), 2017-04-18 (12287 listings), 2017-04-27 (12499 listings), 2017-05-15 (12797 listings), 2017-06-19 (13232 listings), 2017-07-27 (13578 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/lisbon.zip">Download zip file</a></p>
</section>
<section id="london" class="level3">
<h3 class="anchored" data-anchor-id="london">London</h3>
<p>Survey dates: 2013-12-21 (13054 listings), 2014-05-13 (13237 listings), 2015-01-17 (21298 listings), 2016-01-09 (34414 listings), 2016-08-07 (48515 listings), 2016-09-22 (47472 listings), 2016-12-26 (53313 listings), 2017-01-21 (53947 listings), 2017-03-31 (55846 listings), 2017-04-28 (57826 listings), 2017-06-19 (60561 listings), 2017-07-28 (64144 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/london.zip">Download zip file</a></p>
</section>
<section id="los-angeles" class="level3">
<h3 class="anchored" data-anchor-id="los-angeles">Los Angeles</h3>
<p>Survey dates: 2014-09-01 (10027 listings), 2014-09-18 (11317 listings), 2014-10-25 (11780 listings), 2015-04-06 (13899 listings), 2015-08-03 (15790 listings), 2015-08-27 (16649 listings), 2015-09-09 (16968 listings), 2015-10-13 (17420 listings), 2015-11-16 (18665 listings), 2015-12-10 (19709 listings), 2016-01-11 (18863 listings), 2016-02-10 (19311 listings), 2016-03-12 (19717 listings), 2016-04-12 (20951 listings), 2016-05-14 (21986 listings), 2016-06-14 (21996 listings), 2016-07-13 (23071 listings), 2016-08-15 (23793 listings), 2016-09-13 (24744 listings), 2016-10-14 (25347 listings), 2016-11-17 (24633 listings), 2016-12-17 (30735 listings), 2017-01-12 (29517 listings), 2017-02-10 (29316 listings), 2017-03-10 (29252 listings), 2017-04-06 (29955 listings), 2017-05-03 (30696 listings), 2017-06-05 (30829 listings), 2017-07-08 (32146 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/los_angeles.zip">Download zip file</a></p>
</section>
<section id="lyon" class="level3">
<h3 class="anchored" data-anchor-id="lyon">Lyon</h3>
<p>Survey dates: 2016-05-14 (7346 listings), 2016-10-02 (8106 listings), 2016-12-27 (9816 listings), 2017-03-11 (9494 listings), 2017-04-12 (9707 listings), 2017-05-15 (9856 listings), 2017-06-24 (10186 listings), 2017-07-20 (10409 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/lyon.zip">Download zip file</a></p>
</section>
<section id="madrid" class="level3">
<h3 class="anchored" data-anchor-id="madrid">Madrid</h3>
<p>Survey dates: 2014-08-29 (4790 listings), 2015-02-21 (5393 listings), 2017-03-11 (12615 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/madrid.zip">Download zip file</a></p>
</section>
<section id="mallorca" class="level3">
<h3 class="anchored" data-anchor-id="mallorca">Mallorca</h3>
<p>Survey dates</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/mallorca.zip">Download zip file</a></p>
</section>
<section id="melun" class="level3">
<h3 class="anchored" data-anchor-id="melun">Melun</h3>
<p>Survey dates: 2017-03-24 (37 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/melun.zip">Download zip file</a></p>
</section>
<section id="menorca" class="level3">
<h3 class="anchored" data-anchor-id="menorca">Menorca</h3>
<p>Survey dates: 2016-04-19 (1769 listings), 2016-04-20 (1757 listings), 2016-11-06 (1866 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/menorca.zip">Download zip file</a></p>
</section>
<section id="miami" class="level3">
<h3 class="anchored" data-anchor-id="miami">Miami</h3>
<p>Survey dates: 2015-08-17 (6947 listings), 2015-10-03 (7057 listings), 2015-10-18 (7414 listings), 2015-11-19 (7676 listings), 2015-12-12 (8349 listings), 2016-01-13 (8553 listings), 2016-02-12 (8855 listings), 2016-03-14 (9468 listings), 2016-04-12 (7034 listings), 2016-05-15 (7244 listings), 2016-06-15 (7162 listings), 2016-07-14 (7249 listings), 2016-08-16 (7212 listings), 2016-09-14 (7213 listings), 2016-10-15 (6563 listings), 2016-11-18 (6856 listings), 2016-12-21 (9811 listings), 2017-01-13 (7810 listings), 2017-02-12 (7845 listings), 2017-03-12 (7664 listings), 2017-04-07 (7586 listings), 2017-05-04 (7948 listings), 2017-06-04 (9608 listings), 2017-07-09 (8824 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/miami.zip">Download zip file</a></p>
</section>
<section id="montreal" class="level3">
<h3 class="anchored" data-anchor-id="montreal">Montreal</h3>
<p>Survey dates: 2014-08-30 (4424 listings), 2015-01-15 (6216 listings), 2015-09-02 (9236 listings), 2015-10-03 (9234 listings), 2016-06-29 (12476 listings), 2016-07-26 (12884 listings), 2016-08-20 (12587 listings), 2016-09-21 (12021 listings), 2016-10-27 (12444 listings), 2016-11-26 (11489 listings), 2016-12-08 (11518 listings), 2016-12-25 (13814 listings), 2017-02-11 (13729 listings), 2017-03-10 (13877 listings), 2017-04-10 (14342 listings), 2017-05-07 (14738 listings), 2017-06-10 (15286 listings), 2017-07-09 (15625 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/montreal.zip">Download zip file</a></p>
</section>
<section id="moscow" class="level3">
<h3 class="anchored" data-anchor-id="moscow">Moscow</h3>
<p>Survey dates: 2014-05-26 (1589 listings), 2014-08-24 (1843 listings), 2015-10-11 (3585 listings), 2015-11-02 (3819 listings), 2016-10-08 (5561 listings), 2017-03-11 (6201 listings), 2017-04-13 (6527 listings), 2017-05-15 (6789 listings), 2017-06-26 (6973 listings), 2017-07-21 (7200 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/moscow.zip">Download zip file</a></p>
</section>
<section id="nairobi" class="level3">
<h3 class="anchored" data-anchor-id="nairobi">Nairobi</h3>
<p>Survey dates: 2017-05-12 (2516 listings), 2017-06-29 (2762 listings), 2017-07-25 (2837 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/nairobi.zip">Download zip file</a></p>
</section>
<section id="nantes" class="level3">
<h3 class="anchored" data-anchor-id="nantes">Nantes</h3>
<p>Survey dates: 2017-07-01 (2648 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/nantes.zip">Download zip file</a></p>
</section>
<section id="nashville" class="level3">
<h3 class="anchored" data-anchor-id="nashville">Nashville</h3>
<p>Survey dates: 2016-05-22 (3012 listings), 2016-08-30 (3486 listings), 2016-10-10 (3603 listings), 2016-12-16 (4067 listings), 2017-03-11 (4077 listings), 2017-04-13 (4357 listings), 2017-05-16 (4463 listings), 2017-06-26 (4787 listings), 2017-07-21 (4804 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/nashville.zip">Download zip file</a></p>
</section>
<section id="new-orleans" class="level3">
<h3 class="anchored" data-anchor-id="new-orleans">New Orleans</h3>
<p>Survey dates: 2015-01-16 (1905 listings), 2015-08-21 (2092 listings), 2015-10-03 (2667 listings), 2015-11-19 (2941 listings), 2015-12-13 (3041 listings), 2016-01-15 (3319 listings), 2016-02-15 (3697 listings), 2016-03-16 (3857 listings), 2016-04-12 (4177 listings), 2016-05-17 (4378 listings), 2016-06-16 (4069 listings), 2016-07-15 (4432 listings), 2016-08-17 (4482 listings), 2016-09-15 (4525 listings), 2016-10-16 (4449 listings), 2016-11-19 (4707 listings), 2017-01-13 (5067 listings), 2017-02-12 (5540 listings), 2017-03-12 (5663 listings), 2017-04-08 (5722 listings), 2017-05-04 (5855 listings), 2017-06-21 (3739 listings), 2017-07-10 (3862 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/new_orleans.zip">Download zip file</a></p>
</section>
<section id="new-york" class="level3">
<h3 class="anchored" data-anchor-id="new-york">New York</h3>
<p>Survey dates: 2014-05-10 (18921 listings), 2014-08-31 (20777 listings), 2014-10-17 (22388 listings), 2014-12-02 (25405 listings), 2015-02-27 (26441 listings), 2015-03-14 (28552 listings), 2015-08-10 (30001 listings), 2015-09-10 (30059 listings), 2015-10-13 (29898 listings), 2015-12-04 (33926 listings), 2015-12-21 (36062 listings), 2016-01-21 (36003 listings), 2016-02-25 (34935 listings), 2016-03-24 (34678 listings), 2016-04-03 (34380 listings), 2016-04-20 (34661 listings), 2016-05-23 (35067 listings), 2016-06-23 (34205 listings), 2016-07-20 (35547 listings), 2016-08-24 (37769 listings), 2016-09-20 (35620 listings), 2016-10-23 (35795 listings), 2016-11-26 (37439 listings), 2016-12-26 (39079 listings), 2017-01-15 (38768 listings), 2017-02-17 (37878 listings), 2017-03-14 (38549 listings), 2017-04-21 (39745 listings), 2017-05-06 (40733 listings), 2017-06-12 (39167 listings), 2017-07-12 (41245 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/new_york.zip">Download zip file</a></p>
</section>
<section id="newhaven-ct" class="level3">
<h3 class="anchored" data-anchor-id="newhaven-ct">Newhaven CT</h3>
<p>Survey dates: 2015-08-21 (369 listings), 2015-10-03 (475 listings), 2015-10-21 (431 listings), 2015-11-26 (567 listings), 2015-12-15 (586 listings), 2016-01-18 (604 listings), 2016-02-20 (632 listings), 2016-03-21 (678 listings), 2016-04-16 (473 listings), 2016-05-20 (481 listings), 2016-06-20 (489 listings), 2016-07-18 (444 listings), 2016-08-20 (431 listings), 2016-09-17 (444 listings), 2016-10-20 (448 listings), 2016-11-23 (471 listings), 2016-12-24 (407 listings), 2017-01-14 (359 listings), 2017-02-16 (373 listings), 2017-03-13 (370 listings), 2017-04-08 (388 listings), 2017-05-05 (420 listings), 2017-06-10 (414 listings), 2017-07-11 (428 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/newhaven_ct.zip">Download zip file</a></p>
</section>
<section id="newport" class="level3">
<h3 class="anchored" data-anchor-id="newport">Newport</h3>
<p>Survey dates: 2016-04-26 (57 listings), 2016-12-26 (70 listings), 2017-03-11 (94 listings), 2017-04-13 (61 listings), 2017-05-16 (83 listings), 2017-06-27 (138 listings), 2017-07-22 (148 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/newport.zip">Download zip file</a></p>
</section>
<section id="nice" class="level3">
<h3 class="anchored" data-anchor-id="nice">Nice</h3>
<p>Survey dates: 2016-06-25 (8802 listings), 2016-10-06 (9288 listings), 2016-12-08 (9444 listings), 2017-01-21 (9511 listings), 2017-02-21 (9604 listings), 2017-03-30 (9962 listings), 2017-04-18 (10168 listings), 2017-04-28 (10229 listings), 2017-05-16 (10576 listings), 2017-06-19 (11193 listings), 2017-07-28 (11629 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/nice.zip">Download zip file</a></p>
</section>
<section id="oahu" class="level3">
<h3 class="anchored" data-anchor-id="oahu">Oahu</h3>
<p>Survey dates: 2015-08-17 (2481 listings), 2015-10-18 (2696 listings), 2015-11-19 (2855 listings), 2015-12-12 (3086 listings), 2016-01-14 (3193 listings), 2016-02-13 (3214 listings), 2016-03-15 (3190 listings), 2016-04-14 (3539 listings), 2016-05-16 (3665 listings), 2016-06-15 (3844 listings), 2016-07-14 (3953 listings), 2016-08-17 (4020 listings), 2016-09-14 (4233 listings), 2016-10-15 (4200 listings), 2016-11-18 (4662 listings), 2016-12-21 (5146 listings), 2017-01-13 (5051 listings), 2017-02-12 (5249 listings), 2017-03-12 (5346 listings), 2017-04-07 (5610 listings), 2017-05-04 (5863 listings), 2017-06-08 (6028 listings), 2017-07-09 (6163 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/oahu.zip">Download zip file</a></p>
</section>
<section id="ottawa" class="level3">
<h3 class="anchored" data-anchor-id="ottawa">Ottawa</h3>
<p>Survey dates: 2016-05-16 (1496 listings), 2016-08-23 (1586 listings), 2016-09-21 (1624 listings), 2016-10-27 (1736 listings), 2016-12-07 (1897 listings), 2016-12-25 (1906 listings), 2017-02-12 (2003 listings), 2017-03-11 (2090 listings), 2017-04-10 (2257 listings), 2017-05-08 (2476 listings), 2017-06-10 (2919 listings), 2017-07-10 (3593 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/ottawa.zip">Download zip file</a></p>
</section>
<section id="palermo" class="level3">
<h3 class="anchored" data-anchor-id="palermo">Palermo</h3>
<p>Survey dates: 2016-09-14 (3635 listings), 2016-12-26 (3770 listings), 2017-03-11 (3872 listings), 2017-04-13 (3996 listings), 2017-05-16 (4086 listings), 2017-06-27 (4284 listings), 2017-07-22 (4434 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/palermo.zip">Download zip file</a></p>
</section>
<section id="paris" class="level3">
<h3 class="anchored" data-anchor-id="paris">Paris</h3>
<p>Survey dates: 2013-11-27 (19004 listings), 2014-05-16 (19946 listings), 2014-09-21 (27326 listings), 2014-12-26 (28826 listings), 2015-02-28 (31341 listings), 2015-12-17 (40005 listings), 2015-12-31 (41761 listings), 2016-05-26 (55951 listings), 2016-08-10 (62213 listings), 2017-01-01 (62963 listings), 2017-01-19 (62043 listings), 2017-02-18 (61666 listings), 2017-03-28 (62087 listings), 2017-04-25 (63634 listings), 2017-06-16 (65727 listings), 2017-07-25 (70158 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/paris.zip">Download zip file</a></p>
</section>
<section id="peel" class="level3">
<h3 class="anchored" data-anchor-id="peel">Peel</h3>
<p>Survey dates: 2016-09-24 (838 listings), 2016-10-29 (875 listings), 2016-12-09 (919 listings), 2016-12-25 (896 listings), 2017-02-12 (927 listings), 2017-03-11 (930 listings), 2017-04-10 (972 listings), 2017-05-08 (1017 listings), 2017-06-10 (1013 listings), 2017-07-10 (1064 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/peel.zip">Download zip file</a></p>
</section>
<section id="philadelphia" class="level3">
<h3 class="anchored" data-anchor-id="philadelphia">Philadelphia</h3>
<p>Survey dates: 2015-08-20 (5990 listings), 2015-10-18 (7318 listings), 2015-11-19 (7177 listings), 2015-12-12 (7141 listings), 2016-01-14 (6895 listings), 2016-02-14 (7062 listings), 2016-03-16 (7026 listings), 2016-04-15 (6976 listings), 2016-05-16 (6813 listings), 2016-06-16 (6753 listings), 2016-07-15 (6921 listings), 2016-08-17 (6928 listings), 2016-09-15 (6904 listings), 2016-10-16 (6600 listings), 2016-11-19 (6875 listings), 2017-01-13 (7068 listings), 2017-02-12 (7152 listings), 2017-03-12 (7101 listings), 2017-04-07 (7090 listings), 2017-05-04 (7242 listings), 2017-06-08 (7391 listings), 2017-07-09 (7367 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/philadelphia.zip">Download zip file</a></p>
</section>
<section id="pittsburgh" class="level3">
<h3 class="anchored" data-anchor-id="pittsburgh">Pittsburgh</h3>
<p>Survey dates: 2017-04-30 (850 listings), 2017-05-08 (892 listings), 2017-06-12 (924 listings), 2017-07-13 (879 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/pittsburgh.zip">Download zip file</a></p>
</section>
<section id="portland" class="level3">
<h3 class="anchored" data-anchor-id="portland">Portland</h3>
<p>Survey dates: 2014-10-28 (1748 listings), 2015-02-22 (1900 listings), 2015-08-22 (1917 listings), 2015-10-23 (2622 listings), 2015-10-26 (2722 listings), 2015-11-21 (2847 listings), 2015-12-13 (2952 listings), 2016-01-15 (2897 listings), 2016-02-15 (2970 listings), 2016-03-17 (3077 listings), 2016-04-13 (3128 listings), 2016-05-17 (3238 listings), 2016-06-17 (3383 listings), 2016-07-15 (3496 listings), 2016-08-18 (3661 listings), 2016-09-15 (3714 listings), 2016-10-17 (3626 listings), 2016-11-19 (3914 listings), 2017-01-14 (3860 listings), 2017-02-16 (3837 listings), 2017-03-12 (3748 listings), 2017-04-08 (3634 listings), 2017-05-05 (3690 listings), 2017-06-09 (3815 listings), 2017-07-10 (3950 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/portland.zip">Download zip file</a></p>
</section>
<section id="portland-me" class="level3">
<h3 class="anchored" data-anchor-id="portland-me">Portland ME</h3>
<p>Survey dates: 2016-07-31 (409 listings), 2017-03-12 (456 listings), 2017-04-13 (476 listings), 2017-05-16 (519 listings), 2017-06-27 (576 listings), 2017-07-22 (591 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/portland_me.zip">Download zip file</a></p>
</section>
<section id="porto" class="level3">
<h3 class="anchored" data-anchor-id="porto">Porto</h3>
<p>Survey dates: 2016-10-13 (4174 listings), 2016-12-12 (4461 listings), 2017-03-12 (4729 listings), 2017-04-13 (4971 listings), 2017-05-16 (5150 listings), 2017-06-27 (5561 listings), 2017-07-22 (5664 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/porto.zip">Download zip file</a></p>
</section>
<section id="prince-georges-county" class="level3">
<h3 class="anchored" data-anchor-id="prince-georges-county">Prince Georges County</h3>
<p>Survey dates: 2017-02-25 (1120 listings), 2017-03-12 (1121 listings), 2017-04-13 (1135 listings), 2017-05-16 (1149 listings), 2017-06-27 (1185 listings), 2017-07-22 (1203 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/prince_georges_county.zip">Download zip file</a></p>
</section>
<section id="quebec-city" class="level3">
<h3 class="anchored" data-anchor-id="quebec-city">Quebec City</h3>
<p>Survey dates: 2017-05-17 (2022 listings), 2017-06-11 (2120 listings), 2017-07-10 (2153 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/quebec_city.zip">Download zip file</a></p>
</section>
<section id="queenstown" class="level3">
<h3 class="anchored" data-anchor-id="queenstown">Queenstown</h3>
<p>Survey dates: 2017-03-28 (1171 listings), 2017-04-25 (1137 listings), 2017-05-10 (1205 listings), 2017-06-14 (1227 listings), 2017-07-18 (1210 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/queenstown.zip">Download zip file</a></p>
</section>
<section id="reykjavik" class="level3">
<h3 class="anchored" data-anchor-id="reykjavik">Reykjavik</h3>
<p>Survey dates: 2016-04-24 (2551 listings), 2016-06-06 (2799 listings), 2016-06-30 (2936 listings), 2016-08-08 (2813 listings), 2016-09-11 (2821 listings), 2016-11-02 (2807 listings), 2016-11-23 (2996 listings), 2016-12-25 (3036 listings), 2017-01-01 (3053 listings), 2017-01-21 (2969 listings), 2017-02-22 (3046 listings), 2017-03-31 (3091 listings), 2017-04-19 (3237 listings), 2017-04-28 (3178 listings), 2017-05-16 (3306 listings), 2017-06-19 (3406 listings), 2017-07-28 (3650 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/reykjavik.zip">Download zip file</a></p>
</section>
<section id="richmond-bc" class="level3">
<h3 class="anchored" data-anchor-id="richmond-bc">Richmond BC</h3>
<p>Survey dates: 2017-01-13 (760 listings), 2017-02-12 (627 listings), 2017-03-13 (620 listings), 2017-04-12 (561 listings), 2017-05-12 (531 listings), 2017-06-14 (540 listings), 2017-07-13 (514 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/richmond_bc.zip">Download zip file</a></p>
</section>
<section id="rome" class="level3">
<h3 class="anchored" data-anchor-id="rome">Rome</h3>
<p>Survey dates: 2013-11-27 (1714 listings), 2014-05-19 (7810 listings), 2014-08-25 (9168 listings), 2014-11-28 (10778 listings), 2015-08-29 (15703 listings), 2016-01-06 (17900 listings), 2016-08-05 (23754 listings), 2016-09-11 (24061 listings), 2016-12-26 (25104 listings), 2017-01-16 (25275 listings), 2017-02-16 (25226 listings), 2017-03-25 (25430 listings), 2017-04-13 (25687 listings), 2017-04-22 (26000 listings), 2017-05-11 (26065 listings), 2017-06-14 (26206 listings), 2017-07-19 (26804 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/rome.zip">Download zip file</a></p>
</section>
<section id="saint-denis" class="level3">
<h3 class="anchored" data-anchor-id="saint-denis">Saint Denis</h3>
<p>Survey dates: 2017-03-10 (564 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/saint_denis.zip">Download zip file</a></p>
</section>
<section id="saint-lucia" class="level3">
<h3 class="anchored" data-anchor-id="saint-lucia">Saint Lucia</h3>
<p>Survey dates: 2016-09-25 (642 listings), 2017-03-12 (718 listings), 2017-04-14 (743 listings), 2017-05-17 (761 listings), 2017-06-27 (799 listings), 2017-07-23 (835 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/saint_lucia.zip">Download zip file</a></p>
</section>
<section id="saint-malo" class="level3">
<h3 class="anchored" data-anchor-id="saint-malo">Saint Malo</h3>
<p>Survey dates: 2017-05-17 (1285 listings), 2017-06-29 (1408 listings), 2017-07-25 (1460 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/saint_malo.zip">Download zip file</a></p>
</section>
<section id="salvador" class="level3">
<h3 class="anchored" data-anchor-id="salvador">Salvador</h3>
<p>Survey dates: 2017-07-01 (4308 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/salvador.zip">Download zip file</a></p>
</section>
<section id="san-diego" class="level3">
<h3 class="anchored" data-anchor-id="san-diego">San Diego</h3>
<p>Survey dates: 2014-05-25 (1901 listings), 2014-11-03 (2632 listings), 2015-08-22 (3318 listings), 2015-10-03 (4014 listings), 2015-10-23 (4222 listings), 2015-12-03 (4482 listings), 2015-12-16 (4587 listings), 2016-01-19 (4721 listings), 2016-02-22 (4813 listings), 2016-03-23 (4954 listings), 2016-04-18 (5356 listings), 2016-05-22 (5764 listings), 2016-06-21 (6257 listings), 2016-07-19 (7056 listings), 2016-08-22 (7177 listings), 2016-09-19 (7394 listings), 2016-10-22 (7481 listings), 2016-11-25 (7839 listings), 2016-12-25 (8030 listings), 2017-01-15 (8021 listings), 2017-02-17 (8054 listings), 2017-04-09 (8225 listings), 2017-05-06 (8316 listings), 2017-06-11 (8643 listings), 2017-07-11 (9111 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/san_diego.zip">Download zip file</a></p>
</section>
<section id="san-francisco" class="level3">
<h3 class="anchored" data-anchor-id="san-francisco">San Francisco</h3>
<p>Survey dates: 2013-11-17 (215 listings), 2014-05-11 (4771 listings), 2014-08-24 (4771 listings), 2015-02-19 (5202 listings), 2015-06-05 (5305 listings), 2015-08-21 (5140 listings), 2015-10-21 (5587 listings), 2015-11-21 (7146 listings), 2015-12-14 (7399 listings), 2016-01-16 (7604 listings), 2016-02-17 (8549 listings), 2016-03-19 (8539 listings), 2016-04-15 (8051 listings), 2016-05-19 (7913 listings), 2016-06-04 (8669 listings), 2016-06-18 (7783 listings), 2016-07-17 (8037 listings), 2016-08-19 (7983 listings), 2016-09-17 (8076 listings), 2016-10-19 (8236 listings), 2016-11-21 (8407 listings), 2016-12-23 (8899 listings), 2017-01-14 (8508 listings), 2017-02-16 (8397 listings), 2017-03-12 (8286 listings), 2017-03-24 (8310 listings), 2017-04-08 (8319 listings), 2017-05-05 (8391 listings), 2017-07-10 (8344 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/san_francisco.zip">Download zip file</a></p>
</section>
<section id="santa-barbara" class="level3">
<h3 class="anchored" data-anchor-id="santa-barbara">Santa Barbara</h3>
<p>Survey dates: 2017-01-15 (467 listings), 2017-03-12 (403 listings), 2017-04-14 (398 listings), 2017-05-17 (359 listings), 2017-06-27 (351 listings), 2017-07-23 (384 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/santa_barbara.zip">Download zip file</a></p>
</section>
<section id="sao-paulo" class="level3">
<h3 class="anchored" data-anchor-id="sao-paulo">Sao Paulo</h3>
<p>Survey dates: 2017-07-01 (11118 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/sao_paulo.zip">Download zip file</a></p>
</section>
<section id="savannah" class="level3">
<h3 class="anchored" data-anchor-id="savannah">Savannah</h3>
<p>Survey dates: 2016-05-13 (494 listings), 2016-12-26 (615 listings), 2017-03-12 (717 listings), 2017-04-14 (752 listings), 2017-05-17 (777 listings), 2017-06-27 (835 listings), 2017-07-23 (877 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/savannah.zip">Download zip file</a></p>
</section>
<section id="seattle" class="level3">
<h3 class="anchored" data-anchor-id="seattle">Seattle</h3>
<p>Survey dates: 2015-09-01 (3223 listings), 2015-10-23 (3544 listings), 2015-11-28 (3715 listings), 2015-12-15 (3836 listings), 2016-01-19 (3871 listings), 2016-02-22 (3974 listings), 2016-03-22 (4048 listings), 2016-04-18 (4170 listings), 2016-05-22 (4413 listings), 2016-06-21 (4654 listings), 2016-07-19 (4935 listings), 2016-08-22 (5153 listings), 2016-09-18 (5253 listings), 2016-10-21 (5393 listings), 2016-11-24 (5654 listings), 2016-12-25 (5858 listings), 2017-01-15 (5717 listings), 2017-02-17 (5834 listings), 2017-03-13 (5816 listings), 2017-04-09 (5920 listings), 2017-05-06 (6062 listings), 2017-06-11 (6234 listings), 2017-07-11 (6399 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/seattle.zip">Download zip file</a></p>
</section>
<section id="seoul" class="level3">
<h3 class="anchored" data-anchor-id="seoul">Seoul</h3>
<p>Survey dates: 2016-05-29 (8519 listings), 2016-10-02 (9969 listings), 2016-12-28 (10690 listings), 2017-01-15 (10905 listings), 2017-01-15 (10930 listings), 2017-02-11 (11121 listings), 2017-03-24 (11544 listings), 2017-04-12 (11619 listings), 2017-04-21 (11723 listings), 2017-05-10 (11516 listings), 2017-06-14 (11965 listings), 2017-07-17 (12406 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/seoul.zip">Download zip file</a></p>
</section>
<section id="singapore" class="level3">
<h3 class="anchored" data-anchor-id="singapore">Singapore</h3>
<p>Survey dates: 2015-06-28 (2815 listings), 2016-06-11 (5796 listings), 2016-10-11 (6753 listings), 2017-03-12 (6828 listings), 2017-04-14 (7201 listings), 2017-05-17 (7212 listings), 2017-06-27 (7003 listings), 2017-07-23 (6834 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/singapore.zip">Download zip file</a></p>
</section>
<section id="sri-lanka" class="level3">
<h3 class="anchored" data-anchor-id="sri-lanka">Sri Lanka</h3>
<p>Survey dates: 2016-04-27 (7107 listings), 2016-09-24 (8725 listings), 2017-04-28 (11568 listings), 2017-06-21 (12176 listings), 2017-07-19 (12400 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/sri_lanka.zip">Download zip file</a></p>
</section>
<section id="switzerland" class="level3">
<h3 class="anchored" data-anchor-id="switzerland">Switzerland</h3>
<p>Survey dates: 2016-04-28 (15587 listings), 2016-08-13 (18901 listings), 2016-10-30 (19775 listings), 2016-11-30 (21043 listings), 2016-12-23 (22104 listings), 2017-01-26 (22506 listings), 2017-02-24 (23195 listings), 2017-04-21 (24992 listings), 2017-05-20 (25674 listings), 2017-06-16 (26398 listings), 2017-07-11 (27696 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/switzerland.zip">Download zip file</a></p>
</section>
<section id="sydney" class="level3">
<h3 class="anchored" data-anchor-id="sydney">Sydney</h3>
<p>Survey dates: 2014-09-26 (5567 listings), 2015-01-20 (7424 listings), 2015-03-20 (7871 listings), 2016-01-29 (13134 listings), 2016-06-11 (17343 listings), 2017-01-25 (23859 listings), 2017-03-12 (23297 listings), 2017-04-14 (24006 listings), 2017-05-17 (24419 listings), 2017-06-28 (25266 listings), 2017-07-23 (25506 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/sydney.zip">Download zip file</a></p>
</section>
<section id="tallin" class="level3">
<h3 class="anchored" data-anchor-id="tallin">Tallin</h3>
<p>Survey dates: 2016-07-08 (1378 listings), 2016-12-26 (1468 listings), 2017-01-24 (1483 listings), 2017-02-22 (1536 listings), 2017-04-04 (1574 listings), 2017-04-29 (1668 listings), 2017-05-19 (1708 listings), 2017-06-22 (1905 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/tallin.zip">Download zip file</a></p>
</section>
<section id="toronto" class="level3">
<h3 class="anchored" data-anchor-id="toronto">Toronto</h3>
<p>Survey dates: 2013-12-14 (2617 listings), 2014-05-18 (2656 listings), 2015-02-18 (4831 listings), 2015-06-29 (6587 listings), 2015-07-25 (6586 listings), 2015-11-21 (7607 listings), 2015-12-13 (7969 listings), 2016-01-15 (7980 listings), 2016-02-16 (8352 listings), 2016-03-17 (8452 listings), 2016-04-13 (9149 listings), 2016-05-18 (9446 listings), 2016-06-17 (9595 listings), 2016-07-16 (10155 listings), 2016-08-18 (10700 listings), 2016-09-15 (11026 listings), 2016-10-17 (11301 listings), 2016-11-20 (11735 listings), 2016-12-17 (12801 listings), 2017-01-14 (12597 listings), 2017-02-16 (12679 listings), 2017-03-12 (12528 listings), 2017-04-08 (12755 listings), 2017-05-05 (13042 listings), 2017-06-09 (13161 listings), 2017-07-10 (13267 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/toronto.zip">Download zip file</a></p>
</section>
<section id="turin" class="level3">
<h3 class="anchored" data-anchor-id="turin">Turin</h3>
<p>Survey dates: 2017-01-11 (3092 listings), 2017-03-13 (3205 listings), 2017-04-14 (3301 listings), 2017-05-18 (3403 listings), 2017-06-28 (3546 listings), 2017-07-24 (3662 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/turin.zip">Download zip file</a></p>
</section>
<section id="tuscany" class="level3">
<h3 class="anchored" data-anchor-id="tuscany">Tuscany</h3>
<p>Survey dates: 2016-08-02 (37295 listings), 2016-10-30 (38783 listings), 2017-05-04 (32850 listings), 2017-06-23 (24993 listings), 2017-07-20 (49286 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/tuscany.zip">Download zip file</a></p>
</section>
<section id="vancouver-bc" class="level3">
<h3 class="anchored" data-anchor-id="vancouver-bc">Vancouver BC</h3>
<p>Survey dates: 2015-04-25 (3036 listings), 2015-08-22 (3375 listings), 2015-11-26 (4595 listings), 2015-12-15 (4751 listings), 2016-01-17 (4731 listings), 2016-02-19 (4833 listings), 2016-03-20 (4916 listings), 2016-04-17 (5004 listings), 2016-05-20 (5209 listings), 2016-06-19 (5297 listings), 2016-07-18 (5611 listings), 2016-08-20 (5820 listings), 2016-09-17 (5926 listings), 2016-10-20 (5758 listings), 2016-11-22 (5611 listings), 2016-12-23 (5843 listings), 2017-01-14 (5619 listings), 2017-02-16 (5596 listings), 2017-03-13 (5588 listings), 2017-04-08 (5618 listings), 2017-05-05 (5781 listings), 2017-06-10 (5909 listings), 2017-07-10 (5994 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/vancouver_bc.zip">Download zip file</a></p>
</section>
<section id="veneto" class="level3">
<h3 class="anchored" data-anchor-id="veneto">Veneto</h3>
<p>Survey dates: 2016-11-07 (11543 listings), 2017-01-24 (15153 listings), 2017-01-30 (15218 listings), 2017-02-22 (15508 listings), 2017-03-01 (15743 listings), 2017-04-03 (16300 listings), 2017-04-29 (16940 listings), 2017-05-18 (17148 listings), 2017-06-19 (17915 listings), 2017-07-16 (18455 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/veneto.zip">Download zip file</a></p>
</section>
<section id="venice" class="level3">
<h3 class="anchored" data-anchor-id="venice">Venice</h3>
<p>Survey dates: 2015-12-20 (3161 listings), 2016-11-20 (5323 listings), 2016-12-27 (5727 listings), 2017-01-10 (5773 listings), 2017-01-23 (5801 listings), 2017-02-22 (5955 listings), 2017-04-02 (6120 listings), 2017-04-28 (6404 listings), 2017-05-18 (6402 listings), 2017-06-22 (6410 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/venice.zip">Download zip file</a></p>
</section>
<section id="versailles" class="level3">
<h3 class="anchored" data-anchor-id="versailles">Versailles</h3>
<p>Survey dates: 2016-09-30 (6003 listings), 2017-03-13 (6052 listings), 2017-04-14 (6271 listings), 2017-05-18 (6515 listings), 2017-06-29 (6756 listings), 2017-07-24 (7175 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/versailles.zip">Download zip file</a></p>
</section>
<section id="victoria-bc" class="level3">
<h3 class="anchored" data-anchor-id="victoria-bc">Victoria BC</h3>
<p>Survey dates: 2016-07-08 (831 listings), 2016-11-06 (841 listings), 2016-12-10 (899 listings), 2016-12-25 (890 listings), 2017-02-12 (949 listings), 2017-03-11 (950 listings), 2017-04-10 (1004 listings), 2017-05-08 (1026 listings), 2017-06-10 (1063 listings), 2017-07-10 (1093 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/victoria_bc.zip">Download zip file</a></p>
</section>
<section id="vienna" class="level3">
<h3 class="anchored" data-anchor-id="vienna">Vienna</h3>
<p>Survey dates: 2015-07-24 (5274 listings), 2015-08-01 (5445 listings), 2017-01-11 (7790 listings), 2017-03-13 (7787 listings), 2017-04-15 (7840 listings), 2017-05-18 (8010 listings), 2017-06-29 (8715 listings), 2017-07-25 (9252 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/vienna.zip">Download zip file</a></p>
</section>
<section id="warsaw" class="level3">
<h3 class="anchored" data-anchor-id="warsaw">Warsaw</h3>
<p>Survey dates: 2016-12-08 (3299 listings), 2016-12-14 (3389 listings), 2017-03-13 (3726 listings), 2017-04-15 (3863 listings), 2017-05-18 (4016 listings), 2017-06-29 (4325 listings), 2017-07-25 (4593 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/warsaw.zip">Download zip file</a></p>
</section>
<section id="washington" class="level3">
<h3 class="anchored" data-anchor-id="washington">Washington</h3>
<p>Survey dates: 2015-01-16 (2815 listings), 2015-08-22 (2800 listings), 2015-10-23 (3843 listings), 2015-11-26 (4081 listings), 2015-12-15 (4257 listings), 2016-01-18 (4245 listings), 2016-02-20 (4304 listings), 2016-03-21 (4290 listings), 2016-04-16 (4512 listings), 2016-05-20 (4756 listings), 2016-06-20 (4738 listings), 2016-07-18 (4960 listings), 2016-08-20 (5104 listings), 2016-09-18 (5186 listings), 2016-10-20 (5297 listings), 2016-11-23 (5975 listings), 2016-12-24 (7497 listings), 2017-01-14 (8885 listings), 2017-01-19 (9097 listings), 2017-02-16 (8475 listings), 2017-03-13 (8232 listings), 2017-04-08 (8061 listings), 2017-05-05 (8115 listings), 2017-05-11 (8085 listings), 2017-06-10 (8174 listings), 2017-07-11 (8237 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/washington.zip">Download zip file</a></p>
</section>
<section id="wellington" class="level3">
<h3 class="anchored" data-anchor-id="wellington">Wellington</h3>
<p>Survey dates: 2016-08-19 (858 listings), 2016-12-26 (1018 listings), 2017-01-16 (1039 listings), 2017-02-12 (1192 listings), 2017-03-25 (1338 listings), 2017-04-13 (1446 listings), 2017-04-22 (1455 listings), 2017-05-10 (1577 listings), 2017-06-14 (1894 listings), 2017-07-18 (1866 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/wellington.zip">Download zip file</a></p>
</section>
<section id="west-indies" class="level3">
<h3 class="anchored" data-anchor-id="west-indies">West Indies</h3>
<p>Survey dates: 2016-09-28 (39195 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/west_indies.zip">Download zip file</a></p>
</section>
<section id="yellowknife" class="level3">
<h3 class="anchored" data-anchor-id="yellowknife">Yellowknife</h3>
<p>Survey dates: 2016-09-27 (67 listings), 2016-11-20 (78 listings), 2016-12-26 (84 listings), 2017-02-12 (93 listings), 2017-03-11 (89 listings), 2017-04-10 (83 listings), 2017-05-08 (93 listings), 2017-06-10 (95 listings), 2017-07-10 (88 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/yellowknife.zip">Download zip file</a></p>
</section>
<section id="york" class="level3">
<h3 class="anchored" data-anchor-id="york">York</h3>
<p>Survey dates: 2016-11-21 (551 listings), 2016-11-29 (754 listings), 2016-11-30 (587 listings), 2016-12-04 (495 listings), 2016-12-15 (511 listings), 2017-01-04 (92 listings), 2017-01-18 (496 listings), 2017-02-10 (519 listings), 2017-02-17 (532 listings), 2017-03-27 (545 listings), 2017-04-14 (563 listings), 2017-04-24 (561 listings), 2017-04-21 (607 listings), 2017-05-12 (580 listings), 2017-05-22 (139 listings), 2017-06-15 (617 listings), 2017-07-22 (670 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/york.zip">Download zip file</a></p>
</section>
<section id="zagreb" class="level3">
<h3 class="anchored" data-anchor-id="zagreb">Zagreb</h3>
<p>Survey dates</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/zagreb.zip">Download zip file</a></p>
</section>
<section id="zurich" class="level3">
<h3 class="anchored" data-anchor-id="zurich">Zurich</h3>
<p>Survey dates: 2016-01-11 (912 listings), 2017-04-17 (2410 listings), 2017-05-18 (2271 listings), 2017-06-22 (2392 listings)</p>
<p><a href="https://s3.amazonaws.com/tomslee-airbnb-data-2/zurich.zip">Download zip file</a></p>


</section>

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  <category>blog archive</category>
  <guid>https://tomslee.net/posts/2019-04-27_get_the_data/</guid>
  <pubDate>Thu, 27 Apr 2017 20:46:21 GMT</pubDate>
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  <title>Machining politeness</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/posts/2017-02-27-machining-politeness/</link>
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<pre><code>            So Google (OK, "Jigsaw") has come out with the [Perspective API](https://www.perspectiveapi.com)&nbsp;which identifies toxic comments in online conversations:</code></pre>
<blockquote class="blockquote">
The API uses machine learning models to score the perceived impact a comment might have on a conversation. Developers and publishers can use this score to give realtime feedback to commenters or help moderators do their job, or allow readers to more easily find relevant information, as illustrated in two experiments below. We’ll be releasing more machine learning models later in the year, but our first model identifies whether a comment could be perceived as “toxic” to a discussion.
</blockquote>
<p>It’s the latest attempt to use machine learning to govern our online environment. Facebook is&nbsp;using it to stem the tide of fake news and sensationalistic news, while Alexa, Siri and other voice services or chat bots are the new interface to software services.</p>
<p>You can see why there is so much buzz about machine learning: it&nbsp;has suddenly taken a big leap forward, solving problems that have baffled computers for decades. Thanks to a new set of techniques called “deep learning”, computer image recognition&nbsp;can now match humans, computer Go players and poker players can beat the best of us at strategy games, and computers are getting pretty good at playing video games too. And while we are at it,&nbsp;medical diagnoses, non-destructive testing of expensive equipment and “predictive maintenance” to help&nbsp;that equipment be used safely and efficiently. And the list will continue to grow.</p>
<p>Just to show how remarkable these new algorithms are: here is a small set of photos,&nbsp;with a completely computer-generated caption underneath each&nbsp;(from <a href="http://cs.stanford.edu/people/karpathy/deepimagesent/devisagen.pdf">here</a>).</p>
<p><a href="http://whimsley.s3.amazonaws.com/wordpress/wp-content/uploads/2017/02/Untitled.png"><img src="http://whimsley.s3.amazonaws.com/wordpress/wp-content/uploads/2017/02/Untitled.png" class="img-fluid"></a></p>
<p>I don’t actually know what a wakeboard is, but I’ll give it the benefit of the doubt. The&nbsp;project page, with more captions, is&nbsp;<a href="http://cs.stanford.edu/people/karpathy/deepimagesent/">here</a>.</p>
<p>But (you knew there was a but) there are reasons to have a sceptical perspective on Perspective.</p>
<p>In short, images don’t change their appearance to try to trick image recognition software, and machine parts don’t change their composition to trick image-based testing algorithms.</p>
<p>We don’t know the details behind the Perspective API and Facebook’s fake news algorithms, but here is a short diagram that gets the level of detail we need:</p>
<pre><code>INPUT ---&gt;  MACHINE LEARNING! ---&gt; OUTPUT</code></pre>
<p>The INPUT may be a set of a million images, and the OUTPUT may be a best estimate of what each image shows (or even a caption describing the image, above).</p>
<p>The methods we are looking at here fall under the name of “supervised” learning, which means that the algorithm is trained on a large sample of input images for which the correct output is already known.&nbsp;Then the MACHINE LEARNING! in the middle is tweaked until it gives good answers for the known set, and so that it performs well against a second set which it hasn’t seen before. Finding the best tweaks is, of course, the subject of many massive research projects.</p>
<p>Machine learning algorithms identify a set of features that, when they are found in an image, show that it’s an elephant or a desk or a catamaran. Deep learning algorithms consist of a set of layers that loosely mimic how the brain works, constructing a hierarchy of features, starting with simple things like edges, or patches of red and building on these to construct more abstract features that cannot be simply described, until the final layer spits out “turtle” or “bowtie” (or, in fact, a set of such guesses ranked in order of most likely to less likely).</p>
<p>So once people know the algorithm it turns out that it can be tricked by mimicking the features that the computer is looking for: it’s like constructing optical illusions for computers. On the left column of the images&nbsp;below (taken from <a href="https://arxiv.org/pdf/1406.2661v1.pdf">here</a>) is a set of images that the computer identifies correctly. The right image looks the same to you and me, but it has actually been slightly modified to trick the computer, which confidently claims that all three of them show an ostrich.</p>
<p><a href="http://whimsley.s3.amazonaws.com/wordpress/wp-content/uploads/2017/02/Untitled1.png"><img src="http://whimsley.s3.amazonaws.com/wordpress/wp-content/uploads/2017/02/Untitled1.png" class="img-fluid"></a></p>
<p>And here is a set of images constructed by the researchers listed <a href="http://www.evolvingai.org/fooling">here</a>, together with a 2014 state-of-the-art algorithm’s confident interpretation of each:</p>
<p><a href="http://whimsley.s3.amazonaws.com/wordpress/wp-content/uploads/2017/02/Untitled2.png"><img src="http://whimsley.s3.amazonaws.com/wordpress/wp-content/uploads/2017/02/Untitled2.png" class="img-fluid"></a></p>
<p>Deep learning algorithms are getting amazingly good at winning the game of image recognition, but those algorithms are not yet good at the game of outwitting opponents who want to trick them. The algorithms have been trained against honestly-labelled images, and faced with these tricks they are like the aliens in Galaxy Quest who do not understand the concept of “acting”.</p>
<p><a href="http://whimsley.s3.amazonaws.com/wordpress/wp-content/uploads/2017/02/Untitled3.png"><img src="http://whimsley.s3.amazonaws.com/wordpress/wp-content/uploads/2017/02/Untitled3.png" class="img-fluid"></a></p>
<p>The playing field of image recognition is different to that of strategy. Of&nbsp;course, algorithms have got good at strategic games (chess, Go, etc) but that’s playing against an opponent who plays within the strict borders of well-defined rules. The challenge of fake news&nbsp;is that of&nbsp;outwitting an opponent who tips the board over and throws the pieces in your face.</p>
<p>There are two cases where Google has had to play against tricky opponents: dealing with spam email, and dealing with attempts to game its search engine rankings. Are these cause for optimism that it will be able to deal with toxic comments?</p>
<p>Probably not.</p>



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  <guid>https://tomslee.net/posts/2017-02-27-machining-politeness/</guid>
  <pubDate>Mon, 27 Feb 2017 08:05:56 GMT</pubDate>
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  <title>Airbnb downloadable data sets</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/posts/2017-01-24-airbnb-downloadable-data-sets/</link>
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<pre><code>            I've continued to collect data about listings in cities around the world from the Airbnb web site, and I've been posting maps based on them [here](http://tomslee.net/airbnb-data). &nbsp;Each map takes some manual work, so I have not uploaded all the data I've collected.&nbsp;But after many requests I've finally uploaded the basic data for all the 99 cities (and/or regions) I've surveyed, and they are available [here](http://tomslee.net/airbnb-data-collection-get-the-data). For some cities, it is just one survey, while for others there are (roughly) monthly surveys over a period of two years or more. Each download is a zip file that contains one or more comma-separated values (CSV) files that can be read into&nbsp;your generic spreadsheet program or other application of choice.</code></pre>
<p>The code I use is posted on github <a href="https://github.com/tomslee/airbnb-data-collection/">here</a>, and the method is described roughly <a href="http://tomslee.net/airbnb-data-collection-methodology-and-accuracy">here</a>, although there are some changes over time. If you find mistakes or if you do find it useful, I would love to hear anything about how you use it.</p>



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  <category>blog archive</category>
  <guid>https://tomslee.net/posts/2017-01-24-airbnb-downloadable-data-sets/</guid>
  <pubDate>Tue, 24 Jan 2017 07:08:21 GMT</pubDate>
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  <title>On Orange Tyrants</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/posts/2017-01-21-on-orange-tyrants/</link>
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<pre><code>            A few months ago I read a couple of historical novels by Philippa Gregory, set in the reign of Henry VIII (The King’s Curse, and The Taming of the Queen). I thought I was reading for entertainment, but they have been the best guide to what to expect from Trump that I’ve come across.</code></pre>
<p>Henry was a second son, not brought up to be king, and he was spoiled. He could not bear that anyone be better than him, at riding, at archery, at jousting, whatever.</p>
<p>So what Gregory’s books convey very well is how <em>not</em> to deal with a privileged and powerful narcissistic orange bully with no attention span. Henry could flatter and be generous, and the objects of his flattery would think they had influence. But when Henry’s needs or wants changed, or when anything went badly, these people were suddenly cast aside. His wives are the obvious examples, but counsellors and ambassadors and nobles too.</p>
<p>All of a sudden, they would hear that Henry was disappointed in them. That after years of friendship and loyalty, Henry was dismayed to find that they had let him down (because nothing, ever, was Henry’s fault). And then they would simply be frozen out, unable to reach him, refused entrance to court. And maybe they would lose their head.&nbsp;Thomas Wolsey, Thomas Cromwell: both had their moment, and then didn’t. (Maybe don’t be called “Thomas” or “Anne” either)</p>
<p>So when I see people saying that Trump understands them (the Canadian government, the technology leaders who paid court), that — in the words of the tech leaders — they will set him straight if he goes off-course, I think: <em>you have no idea how this works</em>. Of course he and his crew will flatter you, tell you how brilliant you are, how much he admires you. Until he doesn’t. Until he decides that you have disappointed him. And then you will hear about it second hand, or maybe through Twitter. You’re out, and the axe will fall, and you’re not so special after all.</p>
<p>Those “realist” commentators who say they can manage Trump (with a bit of flattery here, a few wise words there) need to read about Henry VIII to see how that story ends.</p>
<p>If that takes too long, they should at least follow <a href="https://twitter.com/KngHnryVIII"><span class="citation" data-cites="KngHnryVIII">@KngHnryVIII</span></a> on Twitter, who set it out in August <a href="http://www.huffingtonpost.com/entry/8-reasons-donald-trump-is-the-henry-viii-of-americas_us_57c47031e4b0c936aaba59b8">here</a>. From which:</p>
<blockquote class="blockquote">
Let me put it this way, you know that feeling of anxiety and fearful remorse that can steal over you in the darkest hours of the night? I don’t have that. Neither does Trump.
</blockquote>
<p><strong>Update:</strong> David Golumbia points out that Sean Spicer’s infamous first press conference may be an example. Told to deliver a stinging rebuke, he follows his master’s bidding. When the rebuke causes problems, Trump hangs him out to dry, saying maybe he went too far. That’s what you get for riding an orange tiger.</p>



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  <guid>https://tomslee.net/posts/2017-01-21-on-orange-tyrants/</guid>
  <pubDate>Sat, 21 Jan 2017 10:18:00 GMT</pubDate>
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  <title>Looking back at my 2016: publications and media</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/posts/2016-12-31-2016-media/</link>
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<pre><code>            Here is a reasonably complete collection of things written by me, interviews of me, book reviews about my book, and articles to which I contributed through interviews or quotes or data sets for the year 2016. It's been a busy year, and rewarding in many ways.</code></pre>
<section id="book" class="level2">
<h2 class="anchored" data-anchor-id="book">Book</h2>
<p>My second book <em>What’s Yours is Mine: Against the Sharing Economy</em> was published by OR Books in November 2015, but I am including the book and related articles here, making it a “long 2016”.</p>
<ul>
<li><p>US and UK edition (<a href="http://www.orbooks.com/catalog/whats-yours-is-mine-by-tom-slee/">link</a>), OR Books,&nbsp;November 2015</p></li>
<li><p>Canadian edition (<a href="https://btlbooks.com/book/whats-yours-is-mine">link</a>), Between the Lines Press, February 2016</p></li>
<li><p>German edition (<a href="http://www.kunstmann.de/titel-0-0/deins_ist_meins-1193/">Deins ist Meins</a>): Verlag Antje Kunstmann</p></li>
<li><p>Spanish edition: <a href="http://www.megustaleer.com/libro/lo-tuyo-es-mio/ES0151310">Lo tuyo es mío</a>, Taurus, November 2016</p></li>
<li><p>Simplified Chinese edition:&nbsp;(Ginkgo Book Co.)</p></li>
<li><p>French language edition (France and Québec): <a href="https://www.luxediteur.com/catalogue/a-toi-a-moi/">Ce Qui&nbsp;est à Toi est à Moi</a>, translated by Hélène Rioux, Lux Editeur</p></li>
</ul>
</section>
<section id="book-chapter" class="level2">
<h2 class="anchored" data-anchor-id="book-chapter">Book chapter</h2>
<ul>
<li>“Trust and Platform Cooperatives” in <a href="http://www.orbooks.com/catalog/ours-to-hack-and-to-own/">Ours to Hack and to Own</a>, edited by Trebor Scholz and Nathan Scheider.</li>
</ul>
</section>
<section id="invited-essays" class="level2">
<h2 class="anchored" data-anchor-id="invited-essays">Invited Essays</h2>
<ul>
<li><p><a href="https://www.jacobinmag.com/2016/03/uber-airbnb-sharing-economy-housing-tech/">The Sharing Economy’s Dirty Laundry</a>, Jacobin, March 2016</p></li>
<li><p><a href="http://www.alternet.org/labor/sharing-economy-isnt-about-sharing-dark-reality-behind-major-workplace-shift">The Sharing Economy isn’t about sharing</a>, Alternet, March 27, 2016 (excerpt)</p></li>
<li><p><a href="http://www.afr.com/leadership/entrepreneur/whats-yours-is-mine-the-greed-behind-the-new-sharing-economy-20160525-gp3yfo">What’s Yours is Mine</a>, AFR Weekend, Australian Financial Review, May 28, 2016 (excerpt)</p></li>
<li><p><a href="https://hbr.org/2016/07/airbnb-is-facing-an-existential-expansion-problem">Airbnb is Facing an Existential Expansion Problem</a>, Harvard Business Review digital article, July 11, 2016</p></li>
<li><p>The downsides of sharing, Monocle (rejected)</p></li>
</ul>
</section>
<section id="reviews-of-whats-yours-is-mine" class="level2">
<h2 class="anchored" data-anchor-id="reviews-of-whats-yours-is-mine">Reviews of “What’s Yours is Mine”</h2>
<ul>
<li><p><a href="http://www.svd.se/dickens-hade-aldrig-tagit-en-uber">What’s Yours is Mine</a>, Håkan Lindgren, Svenska DagBladet, Jan 11, 2016.</p></li>
<li><p><a href="http://www.netopia.eu/the-broken-promise-of-the-sharingeconomy/">The broken promise of the sharing economy</a>, Ralf Grötker, Netopia, Feb 3, 2016</p></li>
<li><p><a href="http://www.counterpunch.org/2016/02/12/raw-deals-challenging-the-sharing-economy/">Raw Deals</a>, Ben Terrall, Counterpunch, Feb 12, 2016.</p></li>
<li><p><a href="https://medium.com/@saulofhearts/book-review-d60778292ad#.wh5qsu5pd">What’s Yours is Mine</a>, Saul of Hearts, Medium, Feb 25, 2016</p></li>
<li><p><a href="http://espresso.repubblica.it/visioni/tecnologia/2016/03/08/news/l-atto-d-accusa-contro-la-sharing-economy-le-persone-non-sono-aziende-1.253105">L’atto d’accusa contro la sharing economy</a>, Fabio Chiusi, L’Espresso, 09 March 2016 (Italian)</p></li>
<li><p><a href="http://www.spectator.co.uk/2016/03/the-unforeseen-dangers-of-uber-and-airbnb/">The Unforeseen Dangers of Uber and Airbnb</a>, Robert E. Levine,&nbsp;The Spectator (UK), March 5, 2016</p></li>
<li><p><a href="https://www.welt.de/kultur/literarischewelt/article154515115/Ist-Carsharing-das-neue-Lohndumping.html">Ist Carsharing das neue Lohndumping?</a> (German), Welt, Oliver Rasche, April 2016.</p></li>
<li><p><a href="https://www.theguardian.com/books/2016/apr/02/whats-yours-is-mine-against-the-sharing-economy-tom-slee-review">Book of the Day</a>, Steven Poole, The Guardian, April 2, 2016.</p></li>
<li><p><a href="https://mathbabe.org/2016/04/20/tom-slees-whats-yours-is-mine/">Tom Slee’s What’s Yours is Mine</a>, Cathy O’Neil, April 20, 2016</p></li>
<li><p><a href="https://ethik-heute.org/die-sharing-economy-nur-eine-illusion/">Die Sharing Economy - nur eine illusion?</a>,&nbsp;Birgit Stratmann, Netzwerk Ethikheute,&nbsp;&nbsp;(German)</p></li>
<li><p><a href="http://reviewcanada.ca/magazine/2016/05/sheared/">Sheared</a>, Rohinton Medhora, Literary Review of Canada, May 2016</p></li>
<li><p><a href="https://www.thestar.com/news/canada/2016/05/01/book-takes-on-uber-airbnb-sharing-economy-walkom.html">Book slams Uber, Airbnb, and Sharing Economy</a>, Thomas Walkom, Toronto Star, May 1, 2016</p></li>
<li><p><a href="http://www.truthdig.com/arts_culture/item/whats_yours_is_mine_20160502">What’s Yours is Mine</a>, Peter Richardson, Truthdig, May 2, 2016.</p></li>
<li><p><a href="https://www.jungewelt.de/m/artikel/294841.teile-und-herrsche.html">Teile und herrsche</a>, Thomas Wagner, junge Welt, May 10, 2016</p></li>
<li><p><a href="http://lizpelly.com/post/148159855537/review-whats-yours-is-mine-against-the-sharing">What’s Yours is Mine</a>, Liz Pelly, Maximum Rocknroll, June 2016</p></li>
<li><p><a href="http://www.innovation.cc/book-reviews/21_1_7-doughty_bk-rev_slee_yours-mine.pdf">What’s Yours is Mine</a>, Howard Doughty, The Innovation Journal, 21 (1) 2016</p></li>
<li><p><a href="http://www.compulsivereader.com/2016/03/25/a-review-of-whats-yours-is-mine-by-tom-slee/">What’s Yours is Mine</a>, Ruth Latta, The Compulsive Reader, March 25, 2016</p></li>
<li><p><a href="http://bfmbusiness.bfmtv.com/mediaplayer/video/le-duel-des-critiques-margaret-thatcher-vs-tom-slee-2110-878557.html">Le duel des critiques</a>, BFM Business, (French, video).</p></li>
</ul>
</section>
<section id="interviews" class="level2">
<h2 class="anchored" data-anchor-id="interviews">Interviews</h2>
<ul>
<li><p><a href="http://www.theregister.co.uk/2016/01/15/tom_slee_sharing_economy_interview/">What do we do about a problem like Uber</a>, Andrew Orlowski, The Register, 15 Jan 2016</p></li>
<li><p><a href="http://www.netopia.eu/25-tech-75-marketing-100-hype-inside-the-sharingeconomy/">Inside the sharing economy</a>, Per Strömbäck, Netopia, 3 Feb 2016</p></li>
<li><p><a href="https://thisishell.com/interviews/887-tom-slee">Every person a market</a>, Chuck Mertz, This is Hell, 23 Feb 2016 (audio),</p></li>
<li><p><a href="https://www.vice.com/en_us/article/the-case-against-airbnb-and-uber">The Sharing Economy is Not Your Friend</a>, Drew Millard, Vice, Feb 2016.</p></li>
<li><p><a href="http://www.waterloochronicle.ca/news-story/6382561-sharing-not-always-caring-says-author/">Sharing is not always caring</a>, James Jackson, Waterloo Chronicle, 09 Mar 2016</p></li>
<li><p><a href="http://www.deutschlandradiokultur.de/tom-slee-deins-ist-meins-geldwertes-teilen.1270.de.html?dram:article_id=348110">Geldwertes Teilen</a>, DeutschlandRadio Kultur, 12 March 2016 (German)</p></li>
<li><p><a href="http://www.newstatesman.com/politics/economy/2016/03/technology-just-shiny-shopfront-case-against-sharing-economy">The technology is just a shiny shopfront</a>, Barbara Speed, The New Statesman, 21 March 2016.</p></li>
<li><p><a href="http://www.spiegel.de/wirtschaft/airbnb-und-uber-was-steckt-hinter-der-sharing-economy-a-1083971.html">“Diese Jobs schaffen ein neues Prekariat”</a>, Nils Klawitter, Spiegel Online, 23 March 2016 (German)</p></li>
<li><p><a href="http://www.nzz.ch/nzzas/nzz-am-sonntag/sharing-economy-teile-und-herrsche-ld.14306">Teile und herrsche</a>, Barbara Hofler, NZZ Am Sontag, 16 April 2016 (German, Switzerland)</p></li>
<li><p><a href="http://rabble.ca/podcasts/shows/redeye/2016/04/whats-yours-mine-against-sharing-economy">What’s Yours is Mine</a>, Redeye Collective, Vancouver (audio), 29 April 2016</p></li>
<li><p><a href="https://www.youtube.com/watch?v=bs830YuQm3g">Sharing the wealth, unevenly</a>, The Agenda with Steve Paikin, TV Ontario, 4 May 2016</p></li>
<li><p><a href="http://www.djoefbladet.dk/blad/2016/10/uber-og-airbnb-underminerer-demokratiet.aspx">Uber og Airbnb underminerer demokratiet</a>, Assia Awad,&nbsp;djoefbladet, 26 May 2016 (Danish)</p></li>
<li><p><a href="https://medium.com/@FelixSimon/sharing-economy-platforms-exist-for-one-purpose-only-which-is-to-make-money-for-their-investors-82aa6cc45989#.iztg63liq">Sharing economy platforms exist for one purpose only, which is to make money for their investors</a>, Felix Simon, Medium, 6 June 2016</p></li>
<li><p><a href="http://tvo.org/video/programs/the-agenda-with-steve-paikin/10-questions-on-the-sharing-economy">10 Questions on the sharing economy</a>, The Agenda with Steve Paikin, TV Ontario, 14 June 2016</p></li>
<li><p><a href="http://www.seattletimes.com/seattle-news/data/cant-find-a-home-in-seattle-airbnb-rentals-may-be-to-blame/">Can’t find a home in Seattle? Airbnb rentals may be to blame</a>, Gene Balk, The Seattle Times, 15 June 2016 (Seattle)</p></li>
<li><p><a href="http://www.marketplace.org/2016/09/19/business/short-term-rentals-are-reshaping-real-estate-market-some-cities">Short-term rentals are reshaping real estate market in some cities</a>, Tony Gonzalez, Marketplace, 20 Sept 2016</p></li>
<li><p><a href="https://canadiandimension.com/articles/view/the-sharing-economy-blues">The Sharing Economy Blues</a>, David Hugill, Canadian Dimension, 23 September 2016</p></li>
<li><p><a href="http://www.bilanz.ch/people/die-sharing-economy-ist-eine-blase-761397">Die Sharing Economie ist eine Blase</a>, (German), Marc Kowalsky, Bilanz, November 2016.</p></li>
<li><p><a href="http://rabble.ca/podcasts/shows/redeye/2016/11/uk-employment-tribunal-rules-favour-uber-drivers">UK Tribunal Rules in Favour of Uber Drivers</a> (audio), Redeye Collective, Vancouver, 22 Nov 2016</p></li>
<li><p><a href="http://www.abc.net.au/radionational/programs/themoney/share-economy/7777658">The so-called sharing economy</a>, Richard Aedy, The Money, Australian Broadcasting Corporation, December 2016, (audio)</p></li>
</ul>
</section>
<section id="quoted-and-airbnb-data" class="level2">
<h2 class="anchored" data-anchor-id="quoted-and-airbnb-data">Quoted, and Airbnb data</h2>
<ul>
<li><p><a href="https://www.policyalternatives.ca/airbnb">Nobody’s Business</a>: CCPA report on short-term rentals in Toronto, 22 September 2016</p>
<ul>
<li><p><a href="http://www.metronews.ca/news/toronto/2016/09/22/airbnb-cutting-into-available-rentals-in-toronto.html">Airbnb cutting into available rentals in Toronto</a>, study shows, Metro News, 22 Sep 2016</p></li>
<li><p><a href="https://www.thestar.com/business/2016/09/22/airbnb-cutting-into-available-rentals-in-city-study-shows.html">Airbnb cutting into available rentals in city</a>, Tess Kalinowski, Toronto Star, 22 Sep 2016</p></li>
<li><p><a href="http://www.huffingtonpost.ca/2016/09/22/airbnb-toronto-rental-housing_n_12143006.html">Airbnb Is Sapping Toronto Of Rental Housing: Report</a>, Jesse Ferreras, Huffington Post, 22 Sep 2016</p></li>
<li><p>(and others)</p></li>
</ul></li>
<li><p><a href="http://fusion.net/story/305584/airbnb-reykjavik/">Airbnb has made it nearly impossible to find a place to live in this city</a>, Kristen V. Brown, Fusion, May 24. (Reykjavik)</p></li>
<li><p><a href="http://www.washingtonpost.com/news/monkey-cage/wp/2016/06/06/how-do-we-research-the-sharing-economy-when-the-data-cant-be-validated/">How do we research the sharing economy when the data can’t be validated?</a>, Andrew Gelman, Monkey Cage Blog (Washington Post), June 6, 2016.</p></li>
<li><p><a href="http://www.theglobeandmail.com/news/british-columbia/concerns-about-airbnb-impact-on-rentersspread/article30845642/">Cities take aim at Airbnb</a>, Sunny Dhillon, Globe and Mail, 11 July 2016</p></li>
<li><p><a href="https://affordablevancouver.files.wordpress.com/2016/07/airbnb-vancouver-report-iain-marjoribanks.pdf">Airbnb in Vancouver and its impact on affordable housing</a>, Iain Marjoribanks, 1 June 2016,</p></li>
<li><p><a href="http://www.theglobeandmail.com/news/british-columbia/airbnb-open-to-market-regulations-in-large-cities-like-vancouver/article31093303/">Airbnb open to market regulations in large cities like Vancouver</a>, Mike Hager, Globe and Mail, 25 July 2016 (Vancouver)</p></li>
<li><p><a href="https://skift.com/2016/08/19/iceland-tourism-and-the-mixed-blessings-of-airbnb/">Iceland tourism and the mixed blessings of Airbnb</a>, Andrew Scheivachman, Skift, 19 Aug 2016</p></li>
<li><p><a href="http://fusion.net/story/339171/small-towns-airbnb/">Small towns can’t handle the sharing economy tourism boom</a>, Kristen V. Brown, Fusion, 28 August 2016.</p></li>
<li><p><a href="http://ici.radio-canada.ca/premiere/emissions/plus-on-est-de-fous-plus-on-lit/saison-2016-2017/segments/chronique/8926/economie-du-partage-airbnb-uber-capitalisme-nicolas-tittley-arun-sundararajan-tom-slee">Airbnb et Uber</a>, Nicholas Tittley,<strong>&nbsp;</strong>Radio Canada, September 2016. (audio)</p></li>
<li><p><a href="http://rue89bordeaux.com/2016/10/lance-a-bordeaux-lobservatoire-airbnb-veut-creer-debat-national/">Lancé à Bordeaux, l’observatoire Airbnb veut créer un débat national</a>, Xavier Ridon, Rue89 Bordeaux, 25 Oct 2016 (Bordeaux)</p></li>
<li><p><a href="http://www.economist.com/news/business/21709353-new-rules-may-temper-airbnb-new-york-its-future-still-looks-bright-new-york-deflates">New York deflates Airbnb</a>, The Economist, 29 Oct 2016.</p></li>
<li><p><a href="http://tsf2016venice.enit.it/images/articles/Papers_Forum/6.2_Assessing%20the%20impact%20of%20shared%20accommodation%20for%20city%20tourism.pdf">The 14 th Global Forum on Tourism Statistics</a>, 23-25 Nov 2016</p></li>
<li><p><a href="http://www.ilgiornale.it/news/spettacoli/consumo-collaborativo-dallanticapitalismo-rilancio-mercato-1339915.html">Consumo collaborativo: dall’anticapitalismo al rilancio del mercato</a>, Carlo Lottiere, il Giornale, 7 Dec 2016 (Italian)</p></li>
</ul>
</section>
<section id="report-how-airbnb-hid-the-facts-in-new-york-city" class="level2">
<h2 class="anchored" data-anchor-id="report-how-airbnb-hid-the-facts-in-new-york-city">Report: How Airbnb hid the facts in New York City</h2>
<p>Together with Murray Cox of Inside Airbnb, &nbsp;I produced a report on Airbnb’s removal of 1500 listings in New York, just in time to make its public release of data look good.</p>
<ul>
<li><p>The report: <a href="http://tomslee.net/how-airbnb-hid-the-facts-in-nyc">my site</a>, and <a href="http://insideairbnb.com/how-airbnb-hid-the-facts-in-nyc/">Inside Airbnb</a></p></li>
<li><p><a href="http://tomslee.net/2016/02/airbnb-report-media-coverage.html">List of media reports</a>, including <a href="http://www.nytimes.com/2016/02/12/business/airbnb-purged-new-york-listings-to-create-a-rosier-portrait-report-says.html">New York Times</a>, <a href="https://www.theguardian.com/technology/2016/feb/10/airbnb-new-york-city-listings-purge-multiple-apartment-listings">The Guardian</a>, and <a href="http://www.nbcnews.com/business/consumer/report-says-airbnb-fudged-data-hide-illegal-hosts-n517656">NBC</a>.</p></li>
<li><p>Airbnb admits it purged listings: <a href="http://fusion.net/story/272780/airbnb-new-york-data-purge/">Fusion</a>,</p></li>
</ul>
</section>
<section id="events" class="level2">
<h2 class="anchored" data-anchor-id="events">Events</h2>
<ul>
<li><p><a href="http://octopusbooks.ca/event/what’s-yours-is-mine-against-the-sharing-economy-book-launch-with-author-tom-slee">Octopus Books</a> (Ottawa)</p></li>
<li><p><a href="http://www.wordsworthbooks.com/events/category/the-last-but-not-least-feast-sunday-brunch">Last but not Least Feast</a>, Words Worth Books and The New Quarterly (Kitchener-Waterloo)</p></li>
<li><p><a href="http://thewordonthestreet.ca/toronto/festival/participants/tom-slee/">Word on the Street</a> (Toronto)</p></li>
<li><p><a href="http://www.yorku.ca/yuevents/index.asp?Event=37232&amp;Category=0&amp;ShowCal=&amp;TimeSame=Nov&amp;Month=11&amp;Year=2016&amp;EventTitle=York%20Events:%20The+City+Seminar%3A+The+Ghost+Economy">The City Seminar: The Ghost Economy</a>, York University, November 4, 2016.</p></li>
</ul>


</section>

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  <guid>https://tomslee.net/posts/2016-12-31-2016-media/</guid>
  <pubDate>Sat, 31 Dec 2016 23:36:55 GMT</pubDate>
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  <title>Why is Airbnb offering a bonus for new hosts in Vancouver?</title>
  <dc:creator>Tom Slee</dc:creator>
  <link>https://tomslee.net/posts/2016-08-29-why-is-airbnb-offering-a-bonus-for-new-hosts-in-vancouver/</link>
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<pre><code>            Here's an odd thing.&nbsp;Airbnb has a [new program in Vancouver](http://blog.airbnb.com/yvrdeals/), offering $250 cash bonus for first-time hosts. It's odd for two&nbsp;reasons. First,&nbsp;the company has been under pressure for exacerbating the city's housing affordability crisis (Vancouver's housing market is [the most expensive in North America](http://globalnews.ca/news/2477598/vancouver-ranked-3rd-least-affordable-housing-market-in-the-world-survey/)), so this looks like asking for more trouble. Second, Airbnb in Vancouver is already going gangbusters, so why does Airbnb feel the need to pay out to attract new hosts?</code></pre>
<p>Here is a chart that shows what I mean by&nbsp;“gangbusters”. The y axis is the total&nbsp;reviews&nbsp;per month for a set of North American cities, with Vancouver picked out in bold red. The total number of visits is probably about one-and-a-half times this number, so it’s a measure of overall Airbnb traffic in the city. You can see there is a seasonal trend, with traffic&nbsp;dropping off over winter and picking up again in summer, but it’s pretty clear that this summer’s peak is well above last summer for most of these cities. Vancouver is now&nbsp;running at&nbsp;well over twice the volume of last year. (Click to expand, and hit the back button to return to the post)</p>
<p><a href="http://whimsley.s3.amazonaws.com/wordpress/wp-content/uploads/2016/08/vancouver_11.png"><img src="http://whimsley.s3.amazonaws.com/wordpress/wp-content/uploads/2016/08/vancouver_11.png" class="img-fluid" alt="vancouver_1"></a>But there’s another way of looking at this growth. Vancouver is again highlighted in bold red in the chart below, which unpacks the overall traffic shown above. The x axis is the number of listings in the city, and the y axis is the average occupancy rate measured as the&nbsp;number of reviews per month per listing. Multiply them together and you get the total traffic for the city.</p>
<p>For most cities the trend is to more&nbsp;listings, with&nbsp;the occupancy rate&nbsp;going&nbsp;through the same seasonal trend we saw up above. (Although Philadelphia and Chicago&nbsp;are not doing so great, and San Francisco (the curly green line) seems to have&nbsp;hit a limit of listings, probably because of the drastic action Airbnb is taking to legitimize itself in that city. But that’s another story.)</p>
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<p><a href="http://whimsley.s3.amazonaws.com/wordpress/wp-content/uploads/2016/08/vancouver_2.png"><img src="http://whimsley.s3.amazonaws.com/wordpress/wp-content/uploads/2016/08/vancouver_2.png" class="img-fluid figure-img"></a></p>
<figcaption>vancouver_2</figcaption>
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<p>An increase in traffic can come about two ways: more listings, or higher occupancy, and there’s a bit of a trade-off between the two. So Toronto and Montreal (yellow and brown) have seen a rapid&nbsp;growth in the number of listings and the occupancy rate has grown significantly, but not massively. Meanwhile Vancouver has not seen such a rapid growth in the number of listings, but the occupancy rate is growing like topsy.</p>
<p>Now if a hotel was counted as a single listing it would be way to the top left of this chart, while Airbnb wants to claim that its hosts are only occasionally renting out the place in which they live – which translates into the bottom right. The fact that Vancouver listings are getting used more often could be bad news for Airbnb in its battle for legitimacy, so if it can attract more hosts they may take up some of the slack and move the&nbsp;line out to the right and down a bit.</p>
<p>To step back a bit, you do have to wonder if “bottom right” or “top left” makes much of a difference from the actual affordability and neighbourhood impact perspective. If you live in an apartment building and every other person rents out their place once a month, that’s the same impact in terms of traffic, extra utilities and the other things people complain about than a small number of people renting out their places all the time. And thousands of tourists&nbsp;staying in a small neighbourhood will have a similar impact (good and bad) in some ways if they are scattered across many listings or huddled together in a few. And what about the impact on house prices in high-traffic hotspots? It’s not obvious to me that a large number of low-occupancy listings&nbsp;has less of an impact than a small number of high-occupancy listings, though I could be convinced either way.</p>
<p>Anyway, I feel pretty confident that Airbnb is making its offer to offset the bad image that goes with the high-occupancy rates that Vancouver is now experiencing.&nbsp;And if there’s an offer for Seattle hosts, well that will confirm my suspicions.</p>
<p><strong>Update:</strong>&nbsp;Thanks to Caroline O’Donovan for pointing me to <a href="https://www.facebook.com/TheMountaineers/photos/a.390506682724.166603.137083717724/10153981442407725/?type=3&amp;theater">this</a>: an Airbnb host promotion in Seattle.&nbsp;Suspicions confirmed!</p>



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  <category>blog archive</category>
  <guid>https://tomslee.net/posts/2016-08-29-why-is-airbnb-offering-a-bonus-for-new-hosts-in-vancouver/</guid>
  <pubDate>Mon, 29 Aug 2016 05:01:35 GMT</pubDate>
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